BOOTHBAY FUND MANAGEMENT, LLC Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$1.1B

Holdings

749

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (749 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	NBIXNeurocrine Biosciences Inc	29,100	$2.6M	0.24%
102	—Megalith Financial Acquisition Corp	249,700	$2.6M	0.24%
103	AAPLApple Inc	11,633	$2.6M	0.24%
104	CICigna Corp	17,151	$2.6M	0.24%
105	NXPINXPI 10/18/2019 PUT 101	238	$2.6M	0.24%	Put
106	LVSLas Vegas Sands Corp	44,754	$2.6M	0.24%
107	—Stewardship Financial Corp	163,135	$2.5M	0.23%
108	SNPSSynopsys Inc	18,270	$2.5M	0.23%
109	—Trident Acquisitions Corp	232,800	$2.5M	0.23%
110	TLIWesterm Asset Corporate Loan Fund	259,308	$2.5M	0.23%
111	RMBS*Rambus Inc	187,112	$2.5M	0.23%
112	VVRInvesco Senior Income Trust	577,619	$2.4M	0.22%
113	—XLNX 10/04/2019 CALL 115	249	$2.4M	0.22%	Call
114	—Old Line Bancshares Inc	81,900	$2.4M	0.22%
115	ONCBGNE 12/20/2019 CALL 135	192	$2.4M	0.22%	Call
116	BABAAlibaba Group Holding Ltd	13,900	$2.3M	0.21%
117	—Landcadia Holdings Ii Inc	225,000	$2.3M	0.21%
118	—Apartment Investment and Management Co	43,518	$2.3M	0.21%
119	NOKNokia OYJ	443,007	$2.2M	0.21%
120	CRLCharles River Laboratories International Inc	16,895	$2.2M	0.21%
121	STTSPY 10/18/2019 CALL 301	75	$2.2M	0.20%	Call
122	GOOGLGOOG 01/15/2021 CALL 1000	18	$2.2M	0.20%	Call
123	—South Mountain Merger Corp	206,149	$2.2M	0.20%
124	BF/ABrown-Forman Corp Class A	35,000	$2.1M	0.19%
125	JBGSJbg Smith Properties	53,043	$2.1M	0.19%
126	—Interxion Holding Nv	25,421	$2.1M	0.19%
127	AMZNAmazon.Com Inc	1,193	$2.1M	0.19%
128	—Schultze Special Purpose Acq Corp Wts$ 11.5 Exp. 12/31/2023	200,000	$2.1M	0.19%
129	FEFirstEnergy Corp	42,929	$2.1M	0.19%
130	SPSCSPS Commerce Inc	43,700	$2.1M	0.19%
131	CHNGUSDChange Healthcare Inc	169,374	$2.0M	0.19%
132	—Senior Housing Properties Trust	220,750	$2.0M	0.19%
133	BWGBrandywineGLOBAL - Global Income Opptys Fd Inc	168,547	$2.0M	0.19%
134	LULULululemon Athletica Inc	10,564	$2.0M	0.19%
135	TFISPDR Nuveen Bloomberg Barclays Municipal Bond ETF	40,000	$2.0M	0.19%
136	—Tkk Symphony Acquisition Corp Wts $11.50 Exp. 08/20/2023	199,500	$2.0M	0.19%
137	TSEMTower Semiconductor Ltd	105,262	$2.0M	0.19%
138	—Tenzing Acquisition Corp	195,065	$2.0M	0.19%
139	—Tenzing Acquisition Corp Wts$ 11.5 Exp.08/23/2025	195,065	$2.0M	0.19%
140	CASHMeta Financial Group Inc	61,868	$2.0M	0.19%
141	SSS1EURLife Storage Inc	19,023	$2.0M	0.18%
142	VLUEIshares Edge Msci Usa Value Factor Etf	24,400	$2.0M	0.18%
143	—MRTX 11/15/2019 CALL 105	257	$2.0M	0.18%	Call
144	—Schultze Special Purpose Acquisition Corp	200,000	$2.0M	0.18%
145	—Proficient Alpha Acquisition Corp	199,777	$2.0M	0.18%
146	—BABA 10/18/2019 CALL 170	119	$2.0M	0.18%	Call
147	VNDAVanda Pharmaceuticals Inc	149,139	$2.0M	0.18%
148	CRSPCRSP 12/20/2019 PUT 40	482	$2.0M	0.18%	Put
149	MAMasterCard Inc	7,239	$2.0M	0.18%
150	FTFranklin Universal Closed Fund	260,403	$2.0M	0.18%
151	UNUSDUnilever NV	32,660	$2.0M	0.18%
152	ENREnergizer Holdings Inc	45,000	$2.0M	0.18%
153	REGNRegeneron Pharmaceuticals Inc	7,002	$1.9M	0.18%
154	KRGKite Realty Group Trust	120,029	$1.9M	0.18%
155	TXNTexas Instruments Inc	14,889	$1.9M	0.18%
156	EQIXEquinix Inc	3,325	$1.9M	0.18%
157	LAMRLAMR 11/15/2019 CALL 85	234	$1.9M	0.18%	Call
158	—Weingarten Realty Investors	65,605	$1.9M	0.18%
159	—MXIM 10/18/2019 CALL 65	329	$1.9M	0.17%	Call
160	SSNCSS&C Technologies Holdings Inc	36,827	$1.9M	0.17%
161	WVEWVE 01/17/2020 CALL 35	924	$1.9M	0.17%	Call
162	PRAHPra Health Sciences Inc	19,082	$1.9M	0.17%
163	BIIBBiogen Idec Inc	8,085	$1.9M	0.17%
164	COHRII-VI Inc	53,352	$1.9M	0.17%
165	—Antares Pharma Inc	557,477	$1.9M	0.17%
166	ALLKGUSDAllakos Inc	23,688	$1.9M	0.17%
167	AQLTTLT 01/15/2021 CALL 200	130	$1.9M	0.17%	Call
168	AQLTTLT 01/15/2021 CALL 170	130	$1.9M	0.17%	Call
169	AQLTTLT 01/15/2021 CALL 150	130	$1.9M	0.17%	Call
170	EQREquity Residential	21,290	$1.8M	0.17%
171	DELLDell Technologies Inc	35,409	$1.8M	0.17%
172	SRCUSDSpirit Realty Capital Inc	37,919	$1.8M	0.17%
173	PLCEChildrens Place Inc	23,508	$1.8M	0.17%
174	LITELumentum Holdings Inc	33,780	$1.8M	0.17%
175	ONCBGNE 01/17/2020 PUT 105	144	$1.8M	0.16%	Put
176	NBIXNBIX 11/15/2019 PUT 95	192	$1.7M	0.16%	Put
177	BANDBandwidth Inc	26,244	$1.7M	0.16%
178	—Monocle Acquisition Corp	162,500	$1.7M	0.16%
179	—Retail Properties of America Inc	137,292	$1.7M	0.16%
180	IMXIInternational Money Express Inc	122,620	$1.7M	0.15%
181	ENTAEnanta Pharmaceuticals Inc	28,000	$1.7M	0.15%
182	NOANorth American Construction Group Ltd	145,529	$1.7M	0.15%
183	GOOGALPHABET INC	1,364	$1.7M	0.15%
184	—Forescout Technologies Inc	43,764	$1.7M	0.15%
185	KRCKilroy Realty Corp	21,261	$1.7M	0.15%
186	EPCEdgewell Personal Care Co	50,835	$1.7M	0.15%
187	MDGLMDGL 01/17/2020 PUT 75	191	$1.6M	0.15%	Put
188	MDTMedtronic PLC	14,994	$1.6M	0.15%
189	DUKDuke Energy Corp	16,996	$1.6M	0.15%
190	—Andina Acquisition Corp Iii	155,000	$1.6M	0.15%
191	VICIVICI Properties Inc	71,425	$1.6M	0.15%
192	MRKMRK 11/15/2019 CALL 85	192	$1.6M	0.15%	Call
193	—BHVN 01/17/2020 CALL 75	384	$1.6M	0.15%	Call
194	8INSyneos Health Inc	29,933	$1.6M	0.15%
195	GOOGLGOOG 01/17/2020 CALL 1110	13	$1.6M	0.15%	Call
196	ALXNAlexion Pharmaceuticals Inc	16,037	$1.6M	0.14%
197	IONSIONS 04/17/2020 PUT 60	262	$1.6M	0.14%	Put
198	—HCP Inc	43,927	$1.6M	0.14%
199	WHWyndham Hotels & Resorts Inc	30,252	$1.6M	0.14%
200	—Pivotal Investment Corporation II	153,289	$1.6M	0.14%

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