BOOTHBAY FUND MANAGEMENT, LLC Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$1.1B

Holdings

749

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (749 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—AMZN 11/15/2019 CALL 2050	248	$43.1M	3.95%	Call
2	QQQQQQ 11/15/2019 PUT 140	1,534	$29.0M	2.66%	Put
3	GOOGLALPHABET INC	13,165	$16.1M	1.47%
4	CELGCelgene Corp	151,027	$15.0M	1.38%
5	—Allergan Plc	72,789	$12.3M	1.12%
6	AABAUSDAltaba Inc	519,239	$10.1M	0.93%
7	FISVFiserv Inc	89,730	$9.3M	0.85%
8	—Megalith Financial Acquisition Corp	910,300	$9.3M	0.85%
9	—Trident Acquisitions Corp Wts $11.5 Exp. 06/13/2021	885,923	$9.2M	0.84%
10	GPNGlobal Payments Inc	57,194	$9.1M	0.83%
11	—Wealthbridge Acquisition Ltd Wts$ 11.5 Exp.03/01/24	875,000	$8.8M	0.81%
12	MSFTMicrosoft Corp	63,254	$8.8M	0.81%
13	FISFidelity National Information Services Inc	65,181	$8.7M	0.79%
14	TLTTLT 12/20/2019 PUT 130	568	$8.1M	0.75%	Put
15	—Cf Finance Acquisition Corp	800,000	$8.1M	0.74%
16	—Spark Therapeutics Inc	76,557	$7.4M	0.68%
17	SPYSPY 10/18/2019 PUT 292	250	$7.4M	0.68%	Put
18	WCGEURWellcare Health Plans Inc	27,575	$7.1M	0.66%
19	—Gigcapital2 Inc Wts $ 11.50 Exp. 07/01/2024	700,000	$6.9M	0.63%
20	—Tuscan Holdings Corp Wts $11.5 Exp. 04/01/26	678,615	$6.7M	0.61%
21	CPE3EURCallon Petroleum Co	1,473,118	$6.4M	0.59%
22	VSMEURVersum Materials Inc	119,793	$6.3M	0.58%
23	—AMZN 11/15/2019 CALL 1875	36	$6.2M	0.57%	Call
24	—Tuscan Holdings Corp II	575,000	$5.6M	0.52%
25	—AMZN 11/15/2019 CALL 1830	32	$5.6M	0.51%	Call
26	CEF/USprott Physical Gold And Silver Etv	387,745	$5.5M	0.50%
27	ADPAutomatic Data Processing Inc	33,321	$5.4M	0.49%
28	—Presidio Inc	312,892	$5.3M	0.48%
29	—Netfin Acquisition Corp	535,000	$5.2M	0.48%
30	DISWalt Disney Co	39,372	$5.1M	0.47%
31	VVisa Inc	29,490	$5.1M	0.47%
32	RMRRMR Group Inc	111,100	$5.1M	0.46%
33	ADBEAdobe Inc	17,958	$5.0M	0.45%
34	—Monocle Acquisition Corp	487,500	$4.9M	0.45%
35	—Netfin Acquisition Corp Wts $ 11.50 Exp 08/01/24	485,000	$4.8M	0.44%
36	—Andina Acquisition Corp Iii	465,000	$4.6M	0.43%
37	—Andina Acquisition Corp Iii Wts $11.5 Exp. 03/06/24	465,000	$4.6M	0.43%
38	AAPLAAPL 01/15/2021 PUT 90	200	$4.5M	0.41%	Put
39	—Alberton Acquisition Corp	424,300	$4.3M	0.40%
40	—Health Sciences Acquisitions Corp Wts.$11.5 Exp.04/01/2024	436,264	$4.3M	0.40%
41	—Health Sciences Acquisitions Corp	436,264	$4.3M	0.40%
42	—Tuscan Holdings Corp	441,334	$4.3M	0.40%
43	UTXZUnited Technologies Corp	31,095	$4.2M	0.39%
44	—Orisun Acquisition Corp	419,631	$4.2M	0.38%
45	CZREURCaesars Entertainment Corp	359,327	$4.2M	0.38%
46	PEOAdams Natural Resources Closed Fund	263,530	$4.2M	0.38%
47	—Tottenham Acquisition I Ltd	400,000	$4.1M	0.38%
48	NXPINXP Semiconductors NV	37,768	$4.1M	0.38%
49	—Edtechx Holdings Acquisition Corp Wts $11.50 Exp. 12/31/2025	399,345	$4.1M	0.37%
50	METAFacebook Inc	21,802	$3.9M	0.36%
51	BIDSotheby's	67,781	$3.9M	0.35%
52	—MDCO 10/18/2019 PUT 15	769	$3.8M	0.35%	Put
53	—Alberton Acquisition Corp Wts$ 11.5 Exp.11/21/23	375,000	$3.8M	0.35%
54	—Sprint Corp	622,154	$3.8M	0.35%
55	—Edtechx Holdings Acquisition Corp	374,845	$3.8M	0.35%
56	AONAon PLC	19,603	$3.8M	0.35%
57	—Nuveen Connecticut Premium Income Municipal Fund	282,767	$3.8M	0.35%
58	—Wealthbridge Acquisition Ltd	375,000	$3.8M	0.35%
59	MDYMDY 12/20/2019 CALL 370	107	$3.8M	0.35%	Call
60	UNHUnitedHealth Group Inc	17,277	$3.8M	0.34%
61	—Cf Finance Acquisition Corp Wts $11.5 Exp 04/30/25	370,000	$3.7M	0.34%
62	AZNAstraZeneca PLC	83,334	$3.7M	0.34%
63	VV 11/01/2019 PUT 170	214	$3.7M	0.34%	Put
64	MSDMorgan Stanley Emerging Markets Debt Closed Fund	400,000	$3.7M	0.34%
65	CCIFVertical Capital Income Fund	342,492	$3.7M	0.34%
66	—8i Enterprises Acquisition Corp	360,091	$3.6M	0.33%
67	SPYSPY 10/18/2019 PUT 290	120	$3.6M	0.33%	Put
68	—Laboratory Corporation of America Holdings	20,771	$3.5M	0.32%
69	QSRRestaurant Brands International Inc	48,970	$3.5M	0.32%
70	BDXBecton Dickinson and Co	13,758	$3.5M	0.32%
71	—KRE 12/20/2019 PUT 50	650	$3.4M	0.31%	Put
72	ADBEADBE 11/15/2019 CALL 310	122	$3.4M	0.31%	Call
73	PCGPCG 01/17/2020 PUT 10	3,340	$3.3M	0.31%	Put
74	LM03Liberty Media Corp-Liberty Formula one	79,552	$3.3M	0.30%
75	—Dd3 Acquisition Corp Wts $11.5 Exp.10/23/2023	324,250	$3.3M	0.30%
76	TSMTaiwan Semiconductor Manufacturing Co Ltd	70,300	$3.3M	0.30%
77	—XLNX 10/04/2019 CALL 105	336	$3.2M	0.30%	Call
78	AGXArgan Inc	81,818	$3.2M	0.29%
79	—Churchill Capital Corp II	300,000	$3.2M	0.29%
80	BAXBaxter International Inc	35,684	$3.1M	0.29%
81	LTXBUSDLegacyTexas Financial Group Inc	71,500	$3.1M	0.29%
82	—Invesco Dynamic Credit Opportunities Fund	280,810	$3.1M	0.28%
83	KHCKraft Heinz Co	109,078	$3.0M	0.28%
84	MSGEMSG 11/15/2019 CALL 300	115	$3.0M	0.28%	Call
85	IPHIInphi Corp	49,435	$3.0M	0.28%
86	SPYSPY 10/04/2019 PUT 298	100	$3.0M	0.27%	Put
87	—ICPT 02/21/2020 PUT 70	446	$3.0M	0.27%	Put
88	—Dnb Financial Corp	65,594	$2.9M	0.27%
89	EPRTEssential Properties Realty Trust Inc	126,926	$2.9M	0.27%
90	—United Financial Bancorp Inc	210,816	$2.9M	0.26%
91	—KBL Merger Corp IV	271,727	$2.9M	0.26%
92	SPYSPDR S&P 500 ETF Trust	9,530	$2.8M	0.26%
93	—Tuscan Holdings Corp II Wts $ 11.5 Exp. 07/16/2025	287,500	$2.8M	0.26%
94	LVLNKBE 12/20/2019 PUT 40	650	$2.8M	0.26%	Put
95	AMAGAMAG Pharmaceuticals Inc	240,000	$2.8M	0.25%
96	—Haymaker Acquisition Corp II	261,339	$2.7M	0.25%
97	—SAGE 01/17/2020 PUT 120	192	$2.7M	0.25%	Put
98	—SAGE 11/15/2019 CALL 160	192	$2.7M	0.25%	Call
99	AMDAdvanced Micro Devices Inc	91,482	$2.7M	0.24%
100	MRKMerck & Co Inc	31,339	$2.6M	0.24%

Page 1 of 8Next