K2 PRINCIPAL FUND, L.P. Q4 2021 Filing

Filed February 11, 2022

Portfolio Value

$1.5B

Holdings

346

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (346 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—CLOVER LEAF CAPITAL CORP	1,718,999	$739.0M	48.94%
2	—CHW ACQUISITION CORPORATION	1,370,038	$682.0M	45.17%
3	—AFRICAN GOLD ACQUISITION COR	1,289,890	$634.0M	41.99%
4	—MOUNTAIN CREST ACQUSITN CRP	1,502,329	$601.0M	39.80%
5	—BLOCKCHAIN MOON ACQUISITN CO	1,713,215	$600.0M	39.74%
6	—NOCTURNE ACQUISITION CORP	1,199,931	$481.0M	31.86%
7	—INDUSTRIAL HUMAN CAPITAL INC	1,244,240	$473.0M	31.33%
8	—SPK AQUISITION CORP	1,313,977	$460.0M	30.47%
9	MCAGRMOUNTAIN CREST ACQSITN CORP	1,000,000	$350.0M	23.18%
10	—GLOBAL SYNERGY ACQUISIT CORP	678,248	$338.0M	22.39%
11	—BENESSERE CAPITAL ACQUSTN CO	824,842	$334.0M	22.12%
12	—HAWKS ACQUISITION CORP	740,000	$325.0M	21.52%
13	—FAT PROJECTS ACQUISITION COR	771,779	$289.0M	19.14%
14	—BLOCKCHAIN MOON ACQUISITN CO	662,882	$265.0M	17.55%
15	—TUSCAN HLDGS CORP II	614,167	$258.0M	17.09%
16	IMAQWINTERNATIONAL MEDIA ACQUISIT	777,272	$256.0M	16.95%
17	—BLACK MOUNTAIN ACQ CORP	525,000	$252.0M	16.69%
18	—VIVEON HEALTH ACQUISITION CO	1,363,656	$251.0M	16.62%
19	—VIVEON HEALTH ACQUISITION CO	1,125,779	$244.0M	16.16%
20	—COVA ACQUISITION CORP	445,482	$221.0M	14.64%
21	—PACIFICO ACQUISITION CORP	477,463	$215.0M	14.24%
22	—NATURAL ORDER ACQUISITION CO	490,122	$206.0M	13.64%
23	SPYSPDR SP 500 ETF TR	430,000	$204.2M	13.53%	Put
24	—JUPITER ACQUISITION CORP	402,500	$195.0M	12.91%
25	—CHAVANT CAPITAL ACQUISITN CO	368,500	$182.0M	12.05%
26	—CLEANTECH ACQUISITION CORP	525,100	$178.0M	11.79%
27	—SPORTSMAP TECH ACQUISITIN CO	375,000	$176.0M	11.66%
28	WINVRWINVEST ACQUISITION CORP	680,792	$170.0M	11.26%
29	—ACHARI VENTURES HLDGS CORP I	500,000	$165.0M	10.93%
30	—ACCRETION ACQUISITION CORP	500,000	$160.0M	10.60%
31	—MONTEREY BIO ACQUISITION COR	400,000	$156.0M	10.33%
32	—DEEP MEDICINE ACQUISITION CO	475,000	$152.0M	10.07%
33	—G3 VRM ACQUISITION CORP	392,785	$149.0M	9.87%
34	—BANNIX ACQUISITION CORP	300,000	$141.0M	9.34%
35	—MALLARD ACQUISITION CORP	486,063	$136.0M	9.01%
36	—MDH ACQUISITION CORP	290,427	$134.0M	8.87%
37	—DATA KNIGHTS ACQUISITION COR	335,408	$134.0M	8.87%
38	—MAXPRO CAPITAL ACQUISITN COR	325,000	$130.0M	8.61%
39	WINVWWINVEST ACQUISITION CORP	650,000	$127.0M	8.41%
40	—PARSEC CAPITAL ACQUISITION	300,000	$120.0M	7.95%
41	—AVALON ACQUISITION INC	300,000	$117.0M	7.75%
42	—CI FINL CORP	5,502,134	$115.0M	7.62%	Put
43	—ALBERTON ACQUISITION CORP	316,075	$112.0M	7.42%
44	GLLIRGLOBALINK INVT INC	400,000	$112.0M	7.42%
45	—GLOBAL SPAC PARTNERS CO	220,477	$106.0M	7.02%
46	—ACCRETION ACQUISITION CORP	250,000	$100.0M	6.62%
47	—LIONHEART III CORP	222,628	$100.0M	6.62%
48	—BANNIX ACQUISITION CORP	300,000	$99.0M	6.56%
49	—ARISZ ACQUISITION CORP	541,408	$97.0M	6.42%
50	—NOVA VISION ACQUISITION CORP	270,000	$97.0M	6.42%
51	—SEAPORT CALIBRE MATLS ACQUIS	193,450	$96.0M	6.36%
52	—ACE GLOBAL BUSINESS ACQU LTD	389,659	$94.0M	6.23%
53	—8I ACQUISITION 2 CORP	237,415	$90.0M	5.96%
54	—NOVA VISION ACQUISITION CORP	270,000	$86.0M	5.70%
55	—MODEL PERFORMANCE ACQU CORP	254,800	$82.0M	5.43%
56	GLLIWGLOBALINK INVT INC	400,000	$80.0M	5.30%
57	—8I ACQUISITION 2 CORP	268,113	$75.0M	4.97%
58	PFSIPENNYMAC FINL SVCS INC NEW	1,065,572	$74.4M	4.92%
59	IMAQRINTERNATIONAL MEDIA ACQUISIT	400,000	$73.0M	4.83%
60	—ARISZ ACQUISITION CORP	250,000	$69.0M	4.57%
61	DSAQWDIRECT SELLING ACQUISITIN CO	125,000	$62.0M	4.11%
62	—MCLAREN TECHNOLOGY ACQ CORP	125,000	$62.0M	4.11%
63	TLTISHARES TR	401,000	$59.4M	3.94%	Put
64	—AESTHER HEALTHCARE ACQSTN CO	125,000	$59.0M	3.91%
65	—THRIVE ACQUISITION CORPORATI	112,500	$56.0M	3.71%
66	SKINTHE BEAUTY HEALTH COMPANY	2,273,795	$54.9M	3.64%	Call
67	—BROOKLINE CAP ACQUISITION CO	127,682	$51.0M	3.38%
68	IJRISHARES TR	435,000	$49.8M	3.30%	Put
69	—INTELLIGENT MEDI ACQSITN COR	100,000	$49.0M	3.25%
70	—ROSE HILL ACQUISITION CORP	100,000	$49.0M	3.25%
71	BGBUNGE LIMITED	490,000	$45.7M	3.03%	Call
72	CEROWPHOENIX BIOTECH ACQUISITION	75,000	$32.0M	2.12%
73	PTONPELOTON INTERACTIVE INC	844,400	$30.2M	2.00%	Put
74	—FINNOVATE ACQUISITION CORP	75,066	$29.0M	1.92%
75	—VISION SENSING ACQUISITION C	75,075	$29.0M	1.92%
76	GQ9SPDR GOLD TR	155,000	$26.5M	1.76%	Put
77	—GREENCITY ACQUISITION CORP	123,945	$26.0M	1.72%
78	—PROGRESS ACQUISITION CORP	50,187	$25.0M	1.66%
79	ATVIEURACTIVISION BLIZZARD INC	353,167	$23.5M	1.56%	Call
80	—OCEANTECH ACQUISITIONS I COR	50,000	$23.0M	1.52%
81	—ALBERTON ACQUISITION CORP	119,566	$22.0M	1.46%
82	WFGWEST FRASER TIMBER CO LTD	211,505	$20.2M	1.34%	Call
83	IWMISHARES TR	88,000	$19.6M	1.30%	Put
84	HYGISHARES TR	219,800	$19.1M	1.27%	Put
85	EDVVANGUARD WORLD FD	133,600	$18.7M	1.24%	Call
86	IGVISHARES TR	36,500	$14.5M	0.96%	Call
87	BRZHRBREEZE HOLDINGS ACQUISITN CO	61,336	$13.0M	0.86%
88	—GOPRO INC	11,000	$12.8M	0.85%
89	AFRMAFFIRM HLDGS INC	124,100	$12.5M	0.83%	Put
90	SJTSAN JUAN BASIN RTY TR	2,014,719	$12.3M	0.81%
91	GFLGFL ENVIRONMENTAL INC	298,100	$11.3M	0.75%	Put
92	—PRETIUM RES INC	11,150	$11.2M	0.74%
93	—TRISTAR ACQUISITION I CORP	1,153,837	$11.2M	0.74%
94	RNGRINGCENTRAL INC	57,000	$10.7M	0.71%	Call
95	LUV 1.25 05/01/25SOUTHWEST AIRLS CO	7,838	$10.5M	0.69%
96	XLYSELECT SECTOR SPDR TR	50,000	$10.2M	0.68%	Put
97	INSPINSPIRE MED SYS INC	44,000	$10.1M	0.67%	Put
98	AVYA 2.25 06/15/23AVAYA HLDGS CORP	9,450	$10.0M	0.66%
99	HTZWWHERTZ GLOBAL HLDGS INC	626,228	$10.0M	0.66%
100	XLNXEURXILINX INC	47,100	$10.0M	0.66%	Call

Page 1 of 4Next