K2 PRINCIPAL FUND, L.P. Q4 2021 Filing

Filed February 11, 2022

Portfolio Value

$1.5T

Holdings

346

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (346 positions)

#StockSharesValue% PortfolioType
101
ROC ENERGY ACQUISITION CORP
300,000$3.0B0.20%
102
MNRUSDMONMOUTH REAL ESTATE INVT CO
139,108$2.9B0.19%
103
ISBCUSDINVESTORS BANCORP INC NEW
184,779$2.8B0.19%
104
PANWPALO ALTO NETWORKS INC
5,000$2.8B0.18%Call
105
GPNGLOBAL PMTS INC
20,400$2.8B0.18%Call
106
RCLROYAL CARIBBEAN GROUP
35,000$2.7B0.18%Put
107
TUSCAN HLDGS CORP II
262,362$2.7B0.18%
108
NVEINUVEI CORPORATION
40,200$2.6B0.17%Call
109
FINANCIAL STRATEGIES ACQUISI
249,930$2.6B0.17%
110
AULT DISRUPTIVE TECHS CORP
248,651$2.5B0.17%
111
TWTRUSDTWITTER INC
57,500$2.5B0.16%Call
112
FERRO CORP
113,173$2.5B0.16%
113
SJR/BEURSHAW COMMUNICATIONS INC
81,300$2.5B0.16%
114
SIISPROTT INC
53,025$2.4B0.16%
115
AAWWUSDATLAS AIR WORLDWIDE HLDGS IN
25,000$2.4B0.16%Call
116
MFS1EURWELBILT INC
98,940$2.4B0.16%
117
CRYPTO 1 ACQUISITION CORP
225,000$2.3B0.15%
118
B RILEY PRINCIPAL 150 MERGER
220,609$2.2B0.15%
119
TRISTATE CAP HLDGS INC
72,144$2.2B0.14%
120
DISCKUSDDISCOVERY INC
93,965$2.2B0.14%Call
121
SIXEURSIX FLAGS ENTMT CORP NEW
50,000$2.1B0.14%Call
122
HHC*HOWARD HUGHES CORP
20,200$2.1B0.14%Call
123
KAIROUS ACQUISITION CORP LTD
200,000$2.0B0.13%
124
GLLIGLOBALINK INVT INC
207,600$2.0B0.13%
125
INFINITE ACQUISITION CORP
200,000$2.0B0.13%
126
FORBION EUROPEAN ACQUSTN COR
200,000$2.0B0.13%
127
CC NEUBERGER PRIN HLDGS II
1,469,624$2.0B0.13%
128
CEDAR REALTY TRUST INC
78,829$2.0B0.13%
129
ZBHZIMMER BIOMET HOLDINGS INC
15,000$1.9B0.13%Call
130
MANA CAP ACQUISITION CORP
185,000$1.9B0.13%
131
UTA ACQUISITION CORPORATION
187,896$1.9B0.13%
132
ATMPBARCLAYS BANK PLC
99,837$1.9B0.12%Call
133
ABXBARRICK GOLD CORP
95,000$1.8B0.12%Put
134
CYRUSONE INC
19,297$1.7B0.11%
135
AUSTERLITZ ACQUISITION CORP
1,745,126$1.7B0.11%
136
07WAMR COOPER GROUP INC
40,777$1.7B0.11%
137
GSHDGOOSEHEAD INS INC
13,000$1.7B0.11%Put
138
VACMARRIOTT VACATIONS WORLDWIDE
10,000$1.7B0.11%Call
139
CGCENTERRA GOLD INC
220,000$1.7B0.11%
140
LSPDLIGHTSPEED COMMERCE INC
40,000$1.6B0.11%Put
141
FMBIUSDFIRST MIDWEST BANCORP DEL
78,163$1.6B0.11%
142
INTEGRATED WELLNESS ACQ CORP
150,000$1.5B0.10%
143
LAMF GLOBAL VENTURES CORP I
150,000$1.5B0.10%
144
BGCPEURBGC PARTNERS INC
323,552$1.5B0.10%
145
HTZHERTZ GLOBAL HLDGS INC
59,459$1.5B0.10%
146
RIGEL RESOURCE ACQ CORP
150,000$1.5B0.10%
147
CCLCARNIVAL CORP
72,500$1.5B0.10%Call
148
NUENUCOR CORP
12,500$1.4B0.09%Put
149
CF ACQUISITION CORP IV
143,636$1.4B0.09%
150
ENVXENOVIX CORPORATION
50,000$1.4B0.09%Put
151
CORVUS GOLD INC
418,854$1.3B0.09%
152
ATOTECH LTD
52,623$1.3B0.09%
153
PVG1EURPRETIUM RES INC
93,756$1.3B0.09%
154
IAU*ISHARES GOLD TR
37,500$1.3B0.09%Call
155
GCMGWGCM GROSVENOR INC
860,548$1.3B0.09%
156
SOCIAL CAPITAL HEDOSOPHA HLD
126,377$1.3B0.09%
157
PCAPAP ACQUISITION CORP
125,000$1.3B0.08%
158
DSEURDRIVE SHACK INC
879,998$1.3B0.08%
159
HORIZON ACQUISITION CORPORAT
1,312,990$1.2B0.08%
160
BBUBROOKFIELD BUSINESS PARTNERS
26,376$1.2B0.08%
161
PIVOTAL INVESTMENT CORP III
120,660$1.2B0.08%
162
KGCKINROSS GOLD CORP
200,000$1.2B0.08%Call
163
CERNCHFCERNER CORP
12,500$1.2B0.08%
164
SPLKCHFSPLUNK INC
10,000$1.2B0.08%Call
165
MERCMERCER INTL INC
94,462$1.1B0.08%
166
RKTROCKET COS INC
80,000$1.1B0.07%Call
167
LYVLIVE NATION ENTERTAINMENT IN
9,100$1.1B0.07%Call
168
BIOPLUS ACQUISITION CORP
107,475$1.1B0.07%
169
SOCIAL CAP SUVRETTA HLDS CRP
100,041$993.0M0.07%
170
SOCIAL CAP SUVRETTA HLDS CRP
100,300$992.0M0.07%
171
SOCIAL CAP SUVRETTA HLD CRPI
100,000$990.0M0.07%
172
RG6ROGERS CORP
3,600$983.0M0.07%
173
GREENSKY INC
86,565$983.0M0.07%
174
SOCIAL CAP SUVRETTA HLDS CP
100,000$982.0M0.07%
175
KTTAPASITHEA THERAPEUTICS CORP
550,000$973.0M0.06%
176
GORES HLDGS VIII INC
466,918$948.0M0.06%
177
SPWHSPORTSMANS WHSE HLDGS INC
75,000$885.0M0.06%Call
178
GLOBIS ACQUISITION CORP
1,373,531$865.0M0.06%
179
ATLANTIC CAP BANCSHARES INC
29,619$852.0M0.06%
180
ALBERTON ACQUISITION CORP
71,956$841.0M0.06%
181
ABEVAMBEV SA
272,877$764.0M0.05%
182
ADVMCHFADVERUM BIOTECHNOLOGIES INC
420,944$741.0M0.05%
183
CLOVER LEAF CAPITAL CORP
1,718,999$739.0M0.05%
184
HUNT COMPANIES ACQUISITIO
71,935$730.0M0.05%
185
TECK/BTECK RESOURCES LTD
25,000$720.0M0.05%Put
186
PUCKWGOAL ACQUISITIONS CORP
1,307,983$715.0M0.05%
187
COLBCOLUMBIA BKG SYS INC
21,345$698.0M0.05%
188
CHW ACQUISITION CORPORATION
1,370,038$682.0M0.05%
189
IPOAGBPVIRGIN GALACTIC HOLDINGS INC
50,000$669.0M0.04%Put
190
EXEELCHESAPEAKE ENERGY CORP
19,996$655.0M0.04%
191
NVROEURNEVRO CORP
8,000$649.0M0.04%Put
192
AFRICAN GOLD ACQUISITION COR
1,289,890$634.0M0.04%
193
CC NEUBERGER PRINCIPAL HOLDN
557,310$607.0M0.04%
194
MOUNTAIN CREST ACQUSITN CRP
1,502,329$601.0M0.04%
195
BLOCKCHAIN MOON ACQUISITN CO
1,713,215$600.0M0.04%
196
GORES HOLDINGS VII INC
425,055$582.0M0.04%
197
DISCAUSDDISCOVERY INC
24,000$565.0M0.04%Call
198
ROTH CH ACQUISITION IV CO
703,579$563.0M0.04%
199
ANYSPHERE 3D CORP NEW
179,848$561.0M0.04%
200
CITUSDCIT GROUP INC
10,360$532.0M0.04%
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