K2 PRINCIPAL FUND, L.P.

CIK: 0001461790Latest portfolio: $1.2B · Q4 2025

Holdings

385

Total Value

$1.2B

New Positions

124

Closed Positions

71

#StockSharesValue% PortfolioChangeType
1
GQ9SPDR GOLD TR
107,200$42.5M3.42%NEWCall
2
LITE 0.5 06/15/28LUMENTUM HLDGS INC
14,000$39.8M3.20%+11K
3
SPYSPDR SP 500 ETF TR
58,200$39.7M3.20%NEWCall
4
SPHR 3.5 12/01/28SPHERE ENTERTAINMENT CO
8,500$23.4M1.89%
5
AAUC 8.75 09/07/28ALLIED GOLD CORP
15,650$23.3M1.88%
6
PARPAR TECHNOLOGY CORP
603,580$21.9M1.76%NEWPut
7
GDXVANECK ETF TRUST
235,000$20.2M1.62%NEWPut
8
FCXFREEPORT-MCMORAN INC
385,800$19.6M1.58%+180KPut
9
APLD 2.75 06/01/30APPLIED DIGITAL CORP
7,000$18.8M1.52%NEW
10
SLVISHARES SILVER TR
275,200$17.7M1.43%-471,431Put
11
AGCN 0.125 01/15/31FIRST MAJESTIC
14,500$16.1M1.30%NEW
12
PTON 0 02/15/26PELOTON INTERACTIVE INC
15,679$15.6M1.25%
13
ASTS 2.375 10/15/32AST SPACEMOBILE INC
11,500$15.2M1.22%+9K
14
BMTABRITISH AMERN TOB PLC
265,735$15.0M1.21%-69,621Call
1516,750$15.0M1.21%+11K
16
VAC 0 01/15/26MARRIOTT VACATIONS WORLDWIDE
15,000$15.0M1.21%
17
TRIP 0.25 04/01/26TRIPADVISOR INC
14,000$13.8M1.11%
18
JBLU 0.5 04/01/26JETBLUE AIRWAYS CORP
13,824$13.6M1.10%+4K
19
SPCE 2.5 02/01/27VIRGIN GALACTIC
16,500$13.5M1.09%-14,500
20
GMEGAMESTOP CORP NEW
651,500$13.1M1.05%NEWPut
21
SEI 0.25 10/01/31SOLARIS ENERGY INFRAS INC
12,000$13.0M1.05%NEW
22
MSTR 0 12/01/29STRATEGY INC
15,000$12.4M1.00%NEW
23
NDQINVESCO QQQ TR
20,000$12.3M0.99%-15,000Put
24
PAR 1.5 10/15/27PAR TECHNOLOGY CORP
12,500$12.2M0.99%+9K
25
CENX 2.75 05/01/28CENTURY ALUM CO
5,750$12.1M0.98%

Quarterly Changes

New Positions

Closed Positions

Increased Positions

NameSharesChange
GFR845K+398K
PLUN450K+300K
CEPF347K+196K
TACO337K+185K
FCX386K+180K
CEPF313K+149K
DCH829K+132K
HYAC139K+127K
PL/WS221K+121K
TACO355K+100K

Decreased Positions

NameSharesChange
OPEN1.1M-499557
SPRY191K-493707
SLV275K-471431
FTW200K-283973
MLAC148K-217442
HENNESSY CAP INVT CORP VII395K-211534
AEXA143K-186832
MACI236K-178670
KYIV274K-121940
RDAG121K-79201

Sector Breakdown

UnknownNaN% ($InfinityT)
Financial ServicesNaN% ($InfinityT)
Technology0.0% ($2.1897177285332506e+161T)
Basic Materials0.0% ($1.9593824870614406e+37T)
Industrials0.0% ($5.315311814871166e+24T)
Real Estate0.0% ($6.174398434333e+21T)
Consumer Cyclical0.0% ($1308257192994293504.0T)
Communication Services0.0% ($660041903159224576.0T)
Energy0.0% ($5178489847164023.0T)
Utilities0.0% ($433934.7T)
Healthcare0.0% ($43.8T)
Consumer Defensive0.0% ($950.8M)

Filing History

QuarterFiling DatePortfolio ValueHoldings
Q4 2025Feb 13, 2026$1.2B410
Q3 2025Nov 13, 2025$1.2T338
Q2 2025Aug 14, 2025$725.2B296
Q1 2025May 15, 2025$788.2B317
Q4 2024Feb 14, 2025$900.6B304
Q3 2024Nov 15, 2024$694.7T263
Q2 2024Aug 14, 2024$537.7T228
Q1 2024May 14, 2024$579.0T237
Q4 2023Feb 14, 2024$785.2T230
Q3 2023Nov 13, 2023$477.3T226
Q2 2023Aug 15, 2023$437.2T222
Q1 2023May 11, 2023$726.6T265
Q4 2022Feb 10, 2023$658.1T244
Q3 2022Nov 14, 2022$870.9B287
Q2 2022Aug 12, 2022$906.5B354
Q1 2022May 16, 2022$1.2T302
Q4 2021Feb 11, 2022$1.5T371
Q3 2021Nov 12, 2021$1.2T314
Q2 2021Aug 13, 2021$1.2T364
Q1 2021May 14, 2021$1.3T300
Q4 2020Feb 12, 2021$1.1T306
Q3 2020Nov 13, 2020$668.9B243
Q2 2020Aug 13, 2020$629.2B252
Q1 2020May 15, 2020$527.6B233
Q4 2019Feb 13, 2020$1.2T308
Q3 2019Nov 15, 2019$924.6B303
Q2 2019Aug 14, 2019$828.5B277
Q1 2019May 14, 2019$784.7B286
Q4 2018Feb 13, 2019$659.3B282
Q3 2018Nov 13, 2018$1.0T327
Q2 2018Aug 13, 2018$1.3T312
Q1 2018May 14, 2018$1.8T386
Q4 2017Feb 12, 2018$1.4T322
Q3 2017Nov 9, 2017$1.5T413
Q2 2017Aug 11, 2017$1.5T414
Q1 2017May 11, 2017$1.2T378
Q4 2016Feb 15, 2017$1.1T277
Q3 2016Nov 15, 2016$35.2T277
Q2 2016Aug 11, 2016$758.5B353
Q1 2016May 12, 2016$732.9B224

Fund Information

CIK0001461790
Most Recent FilingFeb 13, 2026
Number of Filings40

K2 PRINCIPAL FUND, L.P. is an institutional investment manager that files 13F reports with the SEC. As of the Q4 2025 filing, the fund reported a portfolio valued at $1.2B across 385 holdings. The largest position is SPDR GOLD TR (GQ9), representing 3.4% of the portfolio. Compared to the previous quarter, the fund opened 157 new positions and closed 94 positions. 13F filings are required quarterly disclosures that provide transparency into the holdings of institutional investment managers with at least $100 million in qualifying assets.