Caption Management, LLC Q4 2022 Filing
Filed February 14, 2023
Portfolio Value
$6.4B
Holdings
726
Report Date
Q4 2022
Filing Type
13F-HR
All Holdings (726 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | DCPHEURDECIPHERA PHARMACEUTICALS IN | 29,000 | $475.0M | 7.41% | Call |
| 602 | LUMNLUMEN TECHNOLOGIES INC | 90,000 | $469.0M | 7.32% | Call |
| 603 | —MERSANA THERAPEUTICS INC | 80,000 | $468.0M | 7.30% | Put |
| 604 | LUNGPULMONX CORP | 55,300 | $465.0M | 7.25% | Put |
| 605 | HCPHASHICORP INC | 17,000 | $464.0M | 7.24% | |
| 606 | DUKDUKE ENERGY CORP NEW | 4,425 | $455.0M | 7.10% | |
| 607 | ACREARES COML REAL ESTATE CORP | 44,300 | $455.0M | 7.10% | Call |
| 608 | SKINTHE BEAUTY HEALTH COMPANY | 50,000 | $455.0M | 7.10% | Call |
| 609 | PTGXPROTAGONIST THERAPEUTICS INC | 40,000 | $436.0M | 6.80% | |
| 610 | MRNS*MARINUS PHARMACEUTICALS INC | 109,522 | $435.0M | 6.79% | Call |
| 611 | EPREPR PPTYS | 11,000 | $414.0M | 6.46% | |
| 612 | CTSHCOGNIZANT TECHNOLOGY SOLUTIO | 7,231 | $413.0M | 6.44% | |
| 613 | GBYSANGAMO THERAPEUTICS INC | 128,100 | $402.0M | 6.27% | Put |
| 614 | HN9HANESBRANDS INC | 62,500 | $397.0M | 6.19% | Put |
| 615 | LIVNLIVANOVA PLC | 7,088 | $393.0M | 6.13% | |
| 616 | AVDLAVADEL PHARMACEUTICALS PLC | 55,000 | $393.0M | 6.13% | Call |
| 617 | EQXEQUINOX GOLD CORP | 117,500 | $385.0M | 6.01% | Call |
| 618 | —ISTAR INC | 50,000 | $381.0M | 5.94% | Call |
| 619 | RFPUSDRESOLUTE FST PRODS INC | 17,500 | $377.0M | 5.88% | Call |
| 620 | SSLSASOL LTD | 23,800 | $372.0M | 5.80% | Put |
| 621 | PKPARK HOTELS & RESORTS INC | 31,000 | $365.0M | 5.69% | Call |
| 622 | FBKFB FINL CORP | 10,000 | $361.0M | 5.63% | Call |
| 623 | TROXTRONOX HOLDINGS PLC | 25,000 | $342.0M | 5.34% | Call |
| 624 | 0VVBPARAMOUNT GLOBAL | 19,128 | $322.0M | 5.02% | |
| 625 | GKOSGLAUKOS CORP | 7,224 | $315.0M | 4.91% | |
| 626 | SMSISMITH MICRO SOFTWARE INC | 149,000 | $312.0M | 4.87% | Call |
| 627 | SLISTANDARD LITHIUM LTD | 105,000 | $309.0M | 4.82% | Call |
| 628 | PGENPRECIGEN INC | 200,000 | $304.0M | 4.74% | Call |
| 629 | CNNECANNAE HLDGS INC | 14,500 | $299.0M | 4.66% | |
| 630 | DIBS1STDIBS COM INC | 58,208 | $295.0M | 4.60% | |
| 631 | JBIJANUS INTERNATIONAL GROUP IN | 30,985 | $294.0M | 4.59% | |
| 632 | TIGRUP FINTECH HLDG LTD | 85,200 | $290.0M | 4.52% | Call |
| 633 | SPAQUSDFISKER INC | 40,000 | $290.0M | 4.52% | Call |
| 634 | MGNXMACROGENICS INC | 42,687 | $286.0M | 4.46% | Put |
| 635 | TEAMATLASSIAN CORPORATION | 2,200 | $283.0M | 4.42% | |
| 636 | ALLOALLOGENE THERAPEUTICS INC | 45,000 | $282.0M | 4.40% | Put |
| 637 | —LL FLOORING HOLDINGS INC | 50,000 | $281.0M | 4.38% | Call |
| 638 | AIC3 AI INC | 25,100 | $280.0M | 4.37% | Call |
| 639 | ACCDEURACCOLADE INC | 35,000 | $272.0M | 4.24% | Put |
| 640 | GOOSCANADA GOOSE HLDGS INC | 15,000 | $267.0M | 4.17% | |
| 641 | TDSTELEPHONE & DATA SYS INC | 25,500 | $267.0M | 4.17% | |
| 642 | PRVBUSDPROVENTION BIO INC | 25,000 | $264.0M | 4.12% | Call |
| 643 | CERSCERUS CORP | 72,334 | $263.0M | 4.10% | Put |
| 644 | MATMATTEL INC | 14,375 | $256.0M | 3.99% | |
| 645 | SMRNUSCALE PWR CORP | 25,000 | $256.0M | 3.99% | Call |
| 646 | BIOXBIOCERES CROP SOLUTIONS CORP | 21,106 | $253.0M | 3.95% | Call |
| 647 | ELDELDORADO GOLD CORP NEW | 30,200 | $252.0M | 3.93% | |
| 648 | SRJSPARTANNASH CO | 8,200 | $247.0M | 3.85% | Call |
| 649 | ROIVROIVANT SCIENCES LTD | 126,856 | $246.0M | 3.84% | |
| 650 | BYNDBEYOND MEAT INC | 20,000 | $246.0M | 3.84% | Put |
| 651 | CFLTCONFLUENT INC | 10,443 | $232.0M | 3.62% | |
| 652 | CLARCLARUS CORP NEW | 28,600 | $223.0M | 3.48% | Call |
| 653 | MQMARQETA INC | 35,000 | $213.0M | 3.32% | Call |
| 654 | TRINTRINITY CAP INC | 19,000 | $207.0M | 3.23% | Put |
| 655 | TTITETRA TECHNOLOGIES INC DEL | 60,000 | $207.0M | 3.23% | Call |
| 656 | LVLNSPDR SER TR | 3,500 | $205.0M | 3.20% | |
| 657 | ABEVAMBEV SA | 72,400 | $196.0M | 3.06% | |
| 658 | CHRWC H ROBINSON WORLDWIDE INC | 2,100 | $192.0M | 3.00% | |
| 659 | TBCHTURTLE BEACH CORP | 26,653 | $190.0M | 2.96% | Call |
| 660 | OSGAMBAC FINL GROUP INC | 10,900 | $190.0M | 2.96% | |
| 661 | —FREYR BATTERY | 22,000 | $190.0M | 2.96% | |
| 662 | IHSIHS HOLDING LIMITED | 29,000 | $178.0M | 2.78% | Call |
| 663 | PBIPITNEY BOWES INC | 45,000 | $171.0M | 2.67% | |
| 664 | QSQUANTUMSCAPE CORP | 29,600 | $167.0M | 2.61% | Put |
| 665 | SNNSMITH & NEPHEW PLC | 6,000 | $161.0M | 2.51% | |
| 666 | —ARRIVAL | 1,000,100 | $159.0M | 2.48% | Call |
| 667 | PBFPBF ENERGY INC | 3,886 | $158.0M | 2.46% | |
| 668 | GOLGBPGOL LINHAS AEREAS INTELIGENT | 58,340 | $155.0M | 2.42% | |
| 669 | EFRENERGY FUELS INC | 25,000 | $155.0M | 2.42% | Call |
| 670 | —VINCO VENTURES INC | 325,000 | $150.0M | 2.34% | Call |
| 671 | IMGIAMGOLD CORP | 56,100 | $144.0M | 2.25% | |
| 672 | BCIABRDN ETFS | 6,200 | $136.0M | 2.12% | Put |
| 673 | TLRYEURTILRAY BRANDS INC | 50,000 | $134.0M | 2.09% | Call |
| 674 | CLDNEUREIGER BIOPHARMACEUTICALS INC | 111,600 | $131.0M | 2.04% | Call |
| 675 | GDEVNEXTERS INC | 170,635 | $121.0M | 1.89% | |
| 676 | GRABGRAB HOLDINGS LIMITED | 37,500 | $120.0M | 1.87% | Call |
| 677 | IMUXIMMUNIC INC | 85,000 | $119.0M | 1.86% | Call |
| 678 | KALVKALVISTA PHARMACEUTICALS INC | 17,139 | $115.0M | 1.79% | |
| 679 | BTOB2GOLD CORP | 32,000 | $114.0M | 1.78% | |
| 680 | —PROCAPS GROUP SA | 242,319 | $112.0M | 1.75% | |
| 681 | COMTISHARES U S ETF TR | 4,000 | $112.0M | 1.75% | Put |
| 682 | AROCARCHROCK INC | 12,400 | $111.0M | 1.73% | |
| 683 | ARDXARDELYX INC | 38,800 | $110.0M | 1.72% | Call |
| 684 | —BLUE APRON HLDGS INC | 126,100 | $104.0M | 1.62% | Call |
| 685 | TLVGRUPO TELEVISA S A B | 22,500 | $102.0M | 1.59% | |
| 686 | SNAPSNAP INC | 10,748 | $96.0M | 1.50% | |
| 687 | WOWWIDEOPENWEST INC | 10,193 | $92.0M | 1.44% | |
| 688 | INMBINMUNE BIO INC | 14,689 | $92.0M | 1.44% | Call |
| 689 | ETRNUSDEQUITRANS MIDSTREAM CORP | 13,800 | $92.0M | 1.44% | |
| 690 | MACMACERICH CO | 7,000 | $78.0M | 1.22% | |
| 691 | —SINGULARITY FUTURE TECH LTD | 172,100 | $72.0M | 1.12% | Call |
| 692 | 1T7TRICIDA INC | 474,900 | $72.0M | 1.12% | Call |
| 693 | SPWHSPORTSMANS WHSE HLDGS INC | 7,741 | $72.0M | 1.12% | |
| 694 | OCULOCULAR THERAPEUTIX INC | 25,000 | $70.0M | 1.09% | |
| 695 | PLYAPLAYA HOTELS & RESORTS NV | 10,186 | $66.0M | 1.03% | |
| 696 | AMCAMC ENTMT HLDGS INC | 16,100 | $65.0M | 1.01% | |
| 697 | IMAIMAX CORP | 4,318 | $63.0M | 0.98% | |
| 698 | ETENERGY TRANSFER L P | 5,300 | $62.0M | 0.97% | Put |
| 699 | MAPSWM TECHNOLOGY INC | 54,800 | $55.0M | 0.86% | Call |
| 700 | JOBYJOBY AVIATION INC | 15,000 | $50.0M | 0.78% |