Caption Management, LLC Q4 2022 Filing

Filed February 14, 2023

Portfolio Value

$6.4B

Holdings

726

Report Date

Q4 2022

Filing Type

13F-HR

All Holdings (726 positions)

#	Stock	Shares	Value	% Portfolio	Type
701	RCUSARCUS BIOSCIENCES INC	2,400	$49.0M	0.76%	Call
702	PCTPURECYCLE TECHNOLOGIES INC	7,000	$47.0M	0.73%
703	ERICERICSSON	7,415	$42.0M	0.66%	Call
704	DNAGINKGO BIOWORKS HOLDINGS INC	25,000	$42.0M	0.66%	Call
705	COFCAPITAL ONE FINL CORP	400	$37.0M	0.58%
706	SRNESORRENTO THERAPEUTICS INC	36,892	$32.0M	0.50%
707	COURCOURSERA INC	2,712	$32.0M	0.50%
708	ACBAURORA CANNABIS INC	30,000	$27.0M	0.42%	Call
709	CRMSALESFORCE INC	200	$26.0M	0.41%
710	—AGILITI INC	1,500	$24.0M	0.37%	Put
711	EVLVEVOLV TECHNOLOGIES HLDNGS IN	8,000	$20.0M	0.31%
712	MCOMWHELBIZ INC	250,000	$16.0M	0.25%
713	—ADTHEORENT HOLDING COMPANY	133,416	$13.0M	0.20%
714	TDWDTAILWIND ACQUISITION CORP	197,049	$13.0M	0.20%
715	NYMTEURNEW YORK MTG TR INC	4,800	$12.0M	0.19%
716	LOCLWLOCAL BOUNTI CORP	62,144	$10.0M	0.16%
717	AIOTPOWERFLEET INC	3,187	$8.0M	0.12%
718	CORZCORE SCIENTIFIC INC	75,000	$6.0M	0.09%	Call
719	—AIRSPAN NETWORKS HOLDINGS IN	207,222	$6.0M	0.09%
720	FNKOFUNKO INC	526	$5.0M	0.08%
721	SHPSQSHAPEWAYS HOLDINGS INC	283,253	$4.0M	0.06%
722	AVYAUSDAVAYA HLDGS CORP	19,100	$3.0M	0.05%	Call
723	INSGEURINSEEGO CORP	2,737	$2.0M	0.03%
724	VALVALARIS LIMITED	66	$0	0.00%
725	OZONOZON HLDGS PLC	80	$0	0.00%
726	—MONEYLION INC	15,476	$0	0.00%

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