UBS Group AG Q4 2018 Filing

Filed February 14, 2019

Portfolio Value

$220.5M

Holdings

7,180

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (7,180 positions)

#	Stock	Shares	Value	% Portfolio
5801	PRPLPURPLE INNOVATION INC	4,445	$26K	0.01%
5802	VALUVALUE LINE INC	1,014	$26K	0.01%
5803	—ISHARES TR	1,287	$26K	0.01%
5804	FDTSFIRST TR EXCH TRD ALPHA FD I	779	$26K	0.01%
5805	—SB FINL GROUP INC	1,528	$26K	0.01%
5806	APPSDIGITAL TURBINE INC	14,442	$26K	0.01%
5807	—GLOBAL X FDS	1,010	$26K	0.01%
5808	—REMARK HLDGS INC	21,358	$26K	0.01%
5809	BSVNBANK7 CORP	1,941	$26K	0.01%
5810	—ETF MANAGERS TR	1,171	$26K	0.01%
5811	XPGPXPIMCO GLOBAL STOCKSPLS INCM	2,218	$26K	0.01%
5812	—DBX ETF TR	1,028	$26K	0.01%
5813	—SITO MOBILE LTD	29,160	$26K	0.01%
5814	—OTELCO INC	1,582	$26K	0.01%
5815	—GRIFFIN INL RLTY INC	791	$25K	0.01%
5816	FLNFIRST TR EXCH TRD ALPHA FD I	1,361	$25K	0.01%
5817	KODKODIAK SCIENCES INC	3,506	$25K	0.01%
5818	—NEW YORK MTG TR INC	25,000	$25K	0.01%
5819	—BANK OF MONTREAL	601	$25K	0.01%
5820	—EMMIS COMMUNICATIONS CORP	7,913	$25K	0.01%
5821	PNRGPRIMEENERGY CORP	359	$25K	0.01%
5822	NLNL INDS INC	7,218	$25K	0.01%
5823	QTWOQ2 HLDGS INC	500	$25K	0.01%
5824	—UBS AG JERSEY BRH	1,786	$25K	0.01%
5825	ROKTSPDR SER TR	950	$25K	0.01%
5826	—CITIZENS FIRST CORP	1,158	$25K	0.01%
5827	—VIRTUS INVT PARTNERS INC	332	$25K	0.01%
5828	—VECTOIQ ACQUISITION CORP	2,504	$25K	0.01%
5829	ECNSISHARES TR	649	$25K	0.01%
5830	—SANDRIDGE MISSISSIPPIAN TR I	29,785	$25K	0.01%
5831	—SUMMIT WIRELESS TECHNLGIES I	7,181	$25K	0.01%
5832	—INVESCO EXCHNG TRADED FD TR	985	$25K	0.01%
5833	—NORTHERN LTS FD TR IV	928	$25K	0.01%
5834	MSVBMID SOUTHERN BANCORP INC	2,200	$25K	0.01%
5835	—INVESCO EXCHNG TRADED FD TR	1,168	$25K	0.01%
5836	—INVESCO EXCHNG TRADED FD TR	1,027	$25K	0.01%
5837	—CANADIAN SOLAR INC	25,000	$25K	0.01%
5838	FIXXEURHOMOLOGY MEDICINES INC	1,121	$25K	0.01%
5839	GTIMGOOD TIMES RESTAURANTS INC	9,940	$25K	0.01%
5840	AMSCAMERICAN SUPERCONDUCTOR CORP	2,147	$24K	0.01%
5841	—DIREXION SHS ETF TR	788	$24K	0.01%
5842	FLAXFRANKLIN TEMPLETON ETF TR	1,161	$24K	0.01%
5843	CTIC1USDCTI BIOPHARMA CORP	32,381	$24K	0.01%
5844	KOPNKOPIN CORP	24,022	$24K	0.01%
5845	CEMIUSDCHEMBIO DIAGNOSTICS INC	4,160	$24K	0.01%
5846	—ALLEGRO MERGER CORP	2,500	$24K	0.01%
5847	—FIRST TR EXCH TRD ALPHA FD I	1,090	$24K	0.01%
5848	—PROSHARES TR	1,190	$24K	0.01%
5849	GNMAISHARES TR	500	$24K	0.01%
5850	DIEMFRANKLIN TEMPLETON ETF TR	867	$24K	0.01%
5851	—ONE MADISON CORP	2,405	$24K	0.01%
5852	—CALYXT INC	2,275	$24K	0.01%
5853	—MUDRICK CAP ACQUISITION CORP	2,339	$24K	0.01%
5854	—ENTASIS THERAPEUTICS HLDGS I	5,851	$24K	0.01%
5855	AGQPROSHARES TR	454	$24K	0.01%
5856	—PROSHARES TR	1,778	$24K	0.01%
5857	—CELYAD SA	1,315	$24K	0.01%
5858	—VANGUARD WELLINGTON FD	349	$24K	0.01%
5859	OVIDOVID THERAPEUTICS INC	10,101	$24K	0.01%
5860	—CIVEO CORP CDA	16,581	$24K	0.01%
5861	—MEGALITH FINL ACQUISITION CO	2,330	$23K	0.01%
5862	—WISDOMTREE TR	1,150	$23K	0.01%
5863	—PLATINUM EAGLE ACQUISITIN CO	2,300	$23K	0.01%
5864	—AVIANCA HLDGS SA	5,696	$23K	0.01%
5865	—RESTORBIO INC	2,647	$23K	0.01%
5866	IDMOINVESCO EXCHNG TRADED FD TR	1,004	$23K	0.01%
5867	MYOVMYOVANT SCIENCES LTD	1,438	$23K	0.01%
5868	—SOUTHWEST GA FINL CORP	1,133	$23K	0.01%
5869	—ZAFGEN INC	4,585	$23K	0.01%
5870	ITHINTERNATIONAL TOWER HILL MIN	43,533	$23K	0.01%
5871	SIMGRUPO SIMEC S A B DE C V	2,384	$23K	0.01%
5872	PANLPANGAEA LOGISTICS SOLUTION L	7,723	$23K	0.01%
5873	SANWS&W SEED CO	12,439	$23K	0.01%
5874	—SECOO HLDG LTD	2,487	$23K	0.01%
5875	—NEBULA ACQUISITION CORP	2,263	$23K	0.01%
5876	CLIRCLEARSIGN COMBUSTION CORP	22,324	$23K	0.01%
5877	—DERMIRA INC	3,093	$23K	0.01%
5878	WVVIWILLAMETTE VY VINEYARD INC	3,301	$23K	0.01%
5879	—MOGU INC	1,110	$23K	0.01%
5880	VRTVEURVERITIV CORP	913	$23K	0.01%
5881	—MSB FINL CORP NEW	1,312	$23K	0.01%
5882	PLYAPLAYA HOTELS & RESORTS NV	3,143	$23K	0.01%
5883	UJBPROSHARES TR	386	$23K	0.01%
5884	—SEMPRA ENERGY	242	$23K	0.01%
5885	—MOSAIC ACQUISITION CORP	2,300	$23K	0.01%
5886	VIRCVIRCO MFG CO	5,674	$23K	0.01%
5887	CRVSCORVUS PHARMACEUTICALS INC	6,392	$23K	0.01%
5888	—DISCOVERY INC	873	$23K	0.01%
5889	PBHCPATHFINDER BANCORP INC MD	1,465	$23K	0.01%
5890	—SABAN CAP ACQUISITION CORP	2,220	$22K	0.01%
5891	—ALASKA COMMUNICATIONS SYS GR	15,583	$22K	0.01%
5892	—CIDARA THERAPEUTICS INC	9,442	$22K	0.01%
5893	—DIREXION SHS ETF TR	783	$22K	0.01%
5894	SOYBTEUCRIUM COMMODITY TR	1,375	$22K	0.01%
5895	—BLUE APRON HLDGS INC	22,064	$22K	0.01%
5896	POWRISHARES INC	1,200	$22K	0.01%
5897	RFCIALPS ETF TR	946	$22K	0.01%
5898	SUZSUZANO PAPEL E CELULOSE S A	1,101	$22K	0.01%
5899	CLDNEUREIGER BIOPHARMACEUTICALS INC	2,146	$22K	0.01%
5900	ARDSARIDIS PHARMACEUTICALS INC	2,026	$22K	0.01%

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