UBS Group AG Q4 2018 Filing

Filed February 14, 2019

Portfolio Value

$220.5M

Holdings

7,180

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (7,180 positions)

#	Stock	Shares	Value	% Portfolio
5701	MRSNMERSANA THERAPEUTICS INC	7,311	$30K	0.01%
5702	—SOCIAL CAP HEDOSOPHIA HLDGS	2,960	$30K	0.01%
5703	—OPPENHEIMER ETF TR	1,121	$30K	0.01%
5704	—ALLENA PHARMACEUTICALS INC	5,488	$30K	0.01%
5705	—RA PHARMACEUTICALS INC	1,630	$30K	0.01%
5706	—BARCLAYS BK PLC	2,062	$30K	0.01%
5707	—MAJESCO	4,289	$30K	0.01%
5708	RAILFREIGHTCAR AMER INC	4,460	$30K	0.01%
5709	—ISHARES TR	1,853	$30K	0.01%
5710	—JOHN HANCOCK EXCHANGE TRADED	1,017	$29K	0.01%
5711	—NEPTUNE WELLNESS SOLUTIONS I	11,269	$29K	0.01%
5712	—BARCLAYS BK PLC	626	$29K	0.01%
5713	FDVVFIDELITY	1,069	$29K	0.01%
5714	QEFASPDR INDEX SHS FDS	513	$29K	0.01%
5715	DRIVGLOBAL X FDS	2,491	$29K	0.01%
5716	—TSAKOS ENERGY NAVIGATION LTD	10,564	$29K	0.01%
5717	BG3BIG 5 SPORTING GOODS CORP	11,116	$29K	0.01%
5718	DDLSWISDOMTREE TR	1,074	$29K	0.01%
5719	—RIVERVIEW FINL CORP NEW	2,637	$29K	0.01%
5720	ZLABZAI LAB LTD	1,244	$29K	0.01%
5721	—WISDOMTREE TR	1,289	$29K	0.01%
5722	AUTLAUTOLUS THERAPEUTICS PLC	884	$29K	0.01%
5723	—WISDOMTREE TR	1,485	$29K	0.01%
5724	—ZEALAND PHARMA A S	2,494	$29K	0.01%
5725	SELBUSDSELECTA BIOSCIENCES INC	10,944	$29K	0.01%
5726	—SSGA ACTIVE ETF TR	483	$29K	0.01%
5727	NEXANEXA RES S A	2,400	$29K	0.01%
5728	NEXTNEXTDECADE CORP	5,376	$29K	0.01%
5729	—QUARTERHILL INC	28,862	$29K	0.01%
5730	DFENDIREXION SHS ETF TR	965	$29K	0.01%
5731	BBGIEURBEASLEY BROADCAST GROUP INC	7,627	$29K	0.01%
5732	EOLSEVOLUS INC	2,435	$29K	0.01%
5733	ISSCINNOVATIVE SOLUTIONS & SUPPO	12,600	$28K	0.01%
5734	—STANDARD DIVERSIFIED INC	1,873	$28K	0.01%
5735	MQ8MAG SILVER CORP	3,929	$28K	0.01%
5736	APH1EURAPHRIA INC	5,017	$28K	0.01%
5737	CBONVANECK VECTORS ETF TR	1,266	$28K	0.01%
5738	PSLV/USPROTT PHYSICAL SILVER TR	5,009	$28K	0.01%
5739	—NABORS INDUSTRIES LTD	1,550	$28K	0.01%
5740	VNET21VIANET GROUP INC	3,239	$28K	0.01%
5741	BLESNORTHERN LTS FD TR IV	1,166	$28K	0.01%
5742	VSDAVICTORY PORTFOLIOS II	1,019	$28K	0.01%
5743	LOANMANHATTAN BRIDGE CAPITAL INC	5,061	$28K	0.01%
5744	ICCCIMMUCELL CORP	4,000	$28K	0.01%
5745	—SABAN CAP ACQUISITION CORP	2,701	$28K	0.01%
5746	—DBX ETF TR	1,787	$28K	0.01%
5747	SILCSILICOM LTD	812	$28K	0.01%
5748	—NANTKWEST INC	24,004	$28K	0.01%
5749	PPIHPERMA PIPE INTL HLDGS INC	3,149	$28K	0.01%
5750	RFLRAFAEL HLDGS INC	3,511	$28K	0.01%
5751	AMCAISHARES TR	1,134	$28K	0.01%
5752	RNEMFIRST TR EXCHANGE TRADED FD	580	$28K	0.01%
5753	—INTERSECTIONS INC	7,711	$28K	0.01%
5754	EZJPROSHARES TR	970	$28K	0.01%
5755	VTE1ASURE SOFTWARE INC	5,519	$28K	0.01%
5756	—CHASERG TECHNLGY ACQUISITN C	2,800	$28K	0.01%
5757	ESPESPEY MFG & ELECTRS CORP	1,125	$28K	0.01%
5758	—BARCLAYS BK PLC	737	$28K	0.01%
5759	KTKT CORP	1,978	$28K	0.01%
5760	—OSMOTICA PHARMACEUTICALS PLC	3,602	$28K	0.01%
5761	KENKENON HLDGS LTD	1,899	$28K	0.01%
5762	—NEWLINK GENETICS CORP	18,371	$28K	0.01%
5763	OBORKRANESHARES TR	1,220	$27K	0.01%
5764	AOCAALUMINUM CORP CHINA LTD	3,435	$27K	0.01%
5765	—DSP GROUP INC	2,426	$27K	0.01%
5766	ELFE L F BEAUTY INC	3,110	$27K	0.01%
5767	—NUVEEN MUN 2021 TARGET TERM	2,842	$27K	0.01%
5768	—BBVA BANCO FRANCES S A	2,367	$27K	0.01%
5769	SQNSSEQUANS COMMUNICATIONS S A	34,710	$27K	0.01%
5770	—DIREXION SHS ETF TR	1,067	$27K	0.01%
5771	—NEOS THERAPEUTICS INC	16,870	$27K	0.01%
5772	—EXCHANGE TRADED CONCEPTS TR	1,672	$27K	0.01%
5773	MSCSTUDIO CITY INTL HLDGS LTD	1,611	$27K	0.01%
5774	ZDGEZEDGE INC	10,943	$27K	0.01%
5775	HSCZISHARES TR	1,062	$27K	0.01%
5776	AIQGLOBAL X FDS	2,136	$27K	0.01%
5777	—BARCLAYS BK PLC	667	$27K	0.01%
5778	G3VGREEN PLAINS INC	2,045	$27K	0.01%
5779	VLUSPDR SERIES TRUST	297	$27K	0.01%
5780	BIBPROSHARES TR	642	$27K	0.01%
5781	VERUEURVERU INC	19,209	$27K	0.01%
5782	CLPSCLPS INCORPORATION	11,300	$27K	0.01%
5783	FVCBFVCBANKCORP INC	1,535	$27K	0.01%
5784	—CITIGROUP GLOBAL MKTS HLDGS	3,043	$27K	0.01%
5785	—FUSION CONNECT INC	16,353	$27K	0.01%
5786	LTLPROSHARES TR	827	$27K	0.01%
5787	—STANDARD AVB FINL CORP	902	$27K	0.01%
5788	—NAM TAI PPTY INC	3,034	$27K	0.01%
5789	—CHESAPEAKE ENERGY CORP	635	$27K	0.01%
5790	—POLYMET MINING CORP	33,483	$27K	0.01%
5791	—ZOMEDICA PHARMACEUTICALS COR	20,845	$26K	0.01%
5792	—ISHARES TR	1,287	$26K	0.01%
5793	VALUVALUE LINE INC	1,014	$26K	0.01%
5794	—SITO MOBILE LTD	29,160	$26K	0.01%
5795	FDTSFIRST TR EXCH TRD ALPHA FD I	779	$26K	0.01%
5796	—ETF MANAGERS TR	1,171	$26K	0.01%
5797	—OTELCO INC	1,582	$26K	0.01%
5798	—DBX ETF TR	1,028	$26K	0.01%
5799	XPGPXPIMCO GLOBAL STOCKSPLS INCM	2,218	$26K	0.01%
5800	—BARCLAYS BK PLC	1,355	$26K	0.01%

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