Sigma Planning Corp Q4 2021 Filing

Filed February 2, 2022

Portfolio Value

$3.6B

Holdings

1,363

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (1,363 positions)

StockValue
BWXSPDR BARCLAYS CAPITAL INTL TREASURY BOND ETF
$228K
MEDICENNA THERAPEUTICS CORP COM
$228K
AG8AGILENT TECH INC
$228K
FTVFORTIVE CORP COM
$227K
CP.TOCANADIAN PAC RAILWAYLTD
$227K
DPZDOMINOS PIZZA INC
$227K
PHPARKER-HANNIFIN CORP COM
$227K
SPYDSPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF
$227K
PG4PRINCIPAL FINANCIAL GROUP INC
$227K
AESAES CORP
$226K
PHOPOWERSHARES GLOBAL WATER PORTFOLIO EXCHANGE-TRADED FD
$226K
GWWGRAINGER W W INC COM
$226K
DRIDARDEN RESTAURANTS INC
$225K
GGNGABELLI GLOBAL GOLD NAT RES & INCOME TR
$224K
ABALLIANCEBERNSTEIN HLDG UNIT LTD PARTNERSHIP INT
$224K
ERTHINVESCO MSCI SUSTAINABLE FUTURE ETF
$224K
GBABGUGGENHEIM BUILD AMERICA BONDSMANAGED DURATION TR
$222K
WKWORKIVA INC COM CL A
$222K
IVOVVANGUARD S&P MID-CAP 400 VALUE ETF
$222K
IPORENAISSANCE IPO ETF
$220K
MTTR*MATTERPORT INC COM CL A
$220K
IPARINTER PARFUMS INC COM
$220K
IYKISHARES DOW JONES US CONSUMER GOODS
$220K
NTGTORTOISE FUND INC. COMMON
$220K
FPFFIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND
$220K
ONEYSPDR RUSSELL 1000 YIELD FOCUS ETF
$219K
AMBAAMBARELLA INC COM USD0.00045
$217K
EWUISHARES INC MSCI UNITED KINGDOM INDEX
$216K
NXPINXP SEMICONDUCTORS NV COM
$215K
AONAON CORP
$215K
CLGNCOLLPLANT BIOTECHNOLOGIES LTD SHS NEW
$214K
AGNCAMERICAN CAPITAL AGENCY CORP.
$214K
SLRCSOLAR CAPITAL
$214K
YETIYETI HLDGS INC COM
$213K
FAUGFT CBOE VEST U.S. EQUITY BUFFER ETF - AUGUST
$213K
FNDFLOOR & DECOR HLDGS INC CL A
$213K
VMOVAN KAMPEN AMERICAN CAPITAL MUNICIPAL OPPORTUNITY TRUST COMMON STOCK
$213K
EAGGISHARES ESG AWARE U.S. AGGREGATE BOND ETF
$212K
CHRCHURCHILL DOWNS INC COM
$212K
DJTDIGITAL WORLD ACQUISITION CORP CLASS A COM
$212K
AGOASSURED GUARANTY LTD
$211K
UPBDRENT A CENTER INC-NEW
$211K
IGTINTL GAME TECHNOLOGY
$211K
BNTXBIONTECH SE SPONSORED ADS
$210K
PAUGINNOVATOR U.S. EQUITY POWER BUFFER ETF - AUGUST
$209K
SNYSANOFI SA
$209K
JAZZJAZZ PHARMACEUTICALSINC
$209K
XJPIXNUVEEN PFD & INCOME TERM FD COM
$208K
BCXBLACKROCK RES & COMMODITIES STRATEGYTR SHS
$208K
BALLBALL CORP COM
$207K
HIHILLENBRAND INCORPORATED
$207K
IWCISHARES RUSSELL MICROCAP INDEX
$205K
LTCLTC PROPERTIES INC
$204K
DC4DEXCOM INC COM
$204K
SCCOSOUTHERN PERU COPPER CORP
$204K
FICOFAIR ISAAC CORP COM
$203K
PRFTUSDPERFICIENT INC
$203K
FOURSHIFT4 PMTS INC CL A
$203K
TOKECAMBRIA CANNABIS ETF
$202K
RSPSRYDEX ETF TR S&P EQUAL WEIGHT CONSUMER STAPLES ETF
$202K
PWRQUANTA SERVICES INC
$202K
HEALTH ASSURN ACQUISITION CORP UNIT EX
$202K
AGOXADAPTIVE ALPHA OPPORTUNITIES ETF
$200K
SRVRPACER BENCHMARK DATA & INFRASTRUCTURE REAL ESTATE SCTR ETF
$200K
XAODXALPINE TOTAL DYNAMICDIVID FD COM SH BEN INT
$198K
SWSSMITH & WESSON HLDG CORP
$198K
FCELCHFFUELCELL ENERGY INC
$195K
EFCELLINGTON FINL LLC COM
$195K
HPSJOHN HANCOCK PREFERRED INCOME FUND III
$195K
GFNEW GERMANY FD INC COM
$192K
PSEC 6.375 03/01/25PROSPECT CAP CORP 6.375 03/01/2025
$192K
VODVODAFONE GROUP NEW ADR F
$189K
ETBEATON VANCE T/M GL BUY-WR IN
$183K
RITMNEW RESIDENTIAL INVESTMENT CORP
$182K
NADNUVEEN QUALITY MUNCP INCOME FD COM
$180K
XEFRXEATON VANCE SR FLTNG
$178K
GOGLGOLDEN OCEAN GROUP LTD SHS NEW
$177K
YOLOADVISORSHARES PURE CANNABIS ETF
$174K
GABGABELLI EQUITY TRUST INC
$169K
NVTA1EURINVITAE CORP COM
$168K
NOKNOKIA CORP ADR
$164K
CIMCHIMERA INVT CORP COM NEW
$161K
NUVEEN INTER DURATION MUN TERM COM
$159K
NYMTEURNEW YORK MORTGAGE TRUST
$153K
SWN1EURSOUTHWESTERN ENERGY CO COM
$152K
IEZISHARES DJ US OIL EQUIPMENTINDEX
$151K
LQDALIQUIDIA CORPORATION COM NEW
$150K
RKTROCKET COS INC COM CL A
$143K
LTRNLANTERN PHARMA INC COM
$140K
ANGI1EURANGI INC COM CL A NEW
$136K
GEVOGEVO INC COM PAR
$134K
RWTREDWOOD TRUST INC
$132K
CGCCANOPY GROWTH CORP COM
$128K
INABEURIN8BIO INC COM
$126K
MFAUSDMFA MTG INVTS INC
$122K
SABRSABRE CORP COM
$121K
SPFFGLOBAL X FDS GLOBAL X SUPERINCOME PFD ETF
$120K
SIRIEURSIRIUS XM RADIO INC
$119K
BBBLACKBERRY LTD COM
$118K
TLRYEURTILRAY INC COM CL 2
$116K
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