Sigma Planning Corp Q4 2021 Filing

Filed February 2, 2022

Portfolio Value

$3.6B

Holdings

1,363

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (1,363 positions)

#	Stock	Shares	Value	% Portfolio
1101	RHPGAYLORD ENTERTAINMENT CO NEW	3,056	$281K	0.01%
1102	CBCHUBB LIMITED COM	1,453	$281K	0.01%
1103	OVEROVERSTOCK.COM INC	4,759	$281K	0.01%
1104	DSEPFT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - SEPTEMBER	8,459	$280K	0.01%
1105	—AMERICAN FIN TR INC COM CLASS A	30,526	$279K	0.01%
1106	STMSTMICROELECTRONICS NV SHS N Y REGISTRY	5,682	$278K	0.01%
1107	BUFDFT CBOE VEST FUND OF DEEP BUFFER ETFS	13,043	$278K	0.01%
1108	QRVOQORVO INC COM	1,779	$278K	0.01%
1109	BYDBOYD GAMING CORP	4,224	$277K	0.01%
1110	RSTEM INC COM	14,614	$277K	0.01%
1111	ETJEATON VANCE RISK MANAGED DIVERSIFIED EQUITY	25,902	$277K	0.01%
1112	ATOMATOMERA INC COM	13,730	$276K	0.01%
1113	—EAGLE BULK SHIPPING INC COM	6,075	$276K	0.01%
1114	MASMASCO CORP COM	3,934	$276K	0.01%
1115	NVONOVO-NORDISK A/S ADR ADR CMN	2,468	$276K	0.01%
1116	DGRWWISDOMTREE TRUST U.S. DIVIDEND GROWTHFUND	4,181	$275K	0.01%
1117	MNSTMONSTER BEVERAGE CORP	2,862	$275K	0.01%
1118	SOFISOFI TECHNOLOGIES INC COM	17,415	$275K	0.01%
1119	BDJBLACKROCK ENHANCED DIVID ACHIEVERS TR COM	27,304	$275K	0.01%
1120	BNSBANK OF NOVA SCOTIA CMN	3,802	$273K	0.01%
1121	DHRB&G FOODS INC CLASS A	8,861	$272K	0.01%
1122	AKAFNATIONWIDE NASDAQ-100 RISK-MANAGED INCOME ETF	9,747	$272K	0.01%
1123	TSITCW STRATEGIC INCOME FD INC COM	47,158	$272K	0.01%
1124	NTRNUTRIEN LTD COM	3,605	$271K	0.01%
1125	OLNOLIN CORP COM PAR $1	4,716	$271K	0.01%
1126	PWVINVESCO DYNAMIC LARGE CAP VALUE ETF	5,552	$271K	0.01%
1127	XYLXYLEM INC	2,261	$271K	0.01%
1128	AYATLANTICA SUSTAINABLE INFR PLC SHS	7,581	$271K	0.01%
1129	ABGAMERISOURCEBERGEN CORP COM	2,032	$270K	0.01%
1130	RHRESTORATION HARDWARE	501	$269K	0.01%
1131	—NIKOLA CORP COM	27,147	$268K	0.01%
1132	PCYPOWERSHARES EMERGING MKTS SOVEREIGN DEBT	10,164	$268K	0.01%
1133	SHYDVANECK SHORT HIGH YIELD MUNI ETF	10,569	$266K	0.01%
1134	WDCWESTERN DIGITAL CORP. COM	4,080	$266K	0.01%
1135	S76STORE CAP CORP COM	7,699	$265K	0.01%
1136	JCIJOHNSON CTLS INC	3,238	$263K	0.01%
1137	EEMVISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF	4,181	$263K	0.01%
1138	PNWPINNACLE WEST CAP CORP COM	3,712	$262K	0.01%
1139	STWDSTARWOOD PROPERTY TRUST	10,768	$262K	0.01%
1140	FGENEURFIBROGEN INC COM	18,525	$261K	0.01%
1141	HCAHCA INC	1,015	$261K	0.01%
1142	HYLSFIRST TR ETF IV FIRST TR HIGH YIELD LONG/SHORT ETF	5,428	$260K	0.01%
1143	GLUGABELLI GLOBAL UTIL & INCOME TR COM SH	12,224	$257K	0.01%
1144	ALAIR LEASE CORP CL A	5,800	$257K	0.01%
1145	GTOINVESCO TOTAL RETURN BOND ETF	4,506	$254K	0.01%
1146	FLRNSPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF	8,312	$254K	0.01%
1147	NVGNUVEEN INSD DIVID ADVANTAGE MUN FD	14,100	$253K	0.01%
1148	SONYSONY GROUP CORPORATION SPONSORED ADR	1,995	$252K	0.01%
1149	EXTREXTREME NETWORKS INC COM	16,038	$252K	0.01%
1150	RILYB. RILEY FINANCIAL INC COM	2,819	$251K	0.01%
1151	ASHASHLAND GLOBAL HLDGS INC COM	2,330	$251K	0.01%
1152	EXPEEXPEDIA INC DEL COM	1,388	$251K	0.01%
1153	XSVMINVESCO S&P SMALLCAP VALUE WITH MOMENTUM ETF	4,635	$250K	0.01%
1154	BBYBEST BUY INC	2,456	$250K	0.01%
1155	BWBABCOCK & WILCOX ENTERPRISES I COM	27,700	$250K	0.01%
1156	HOLXHOLOGIC INC	3,254	$249K	0.01%
1157	EXASEXACT SCIENCES CORP	3,199	$249K	0.01%
1158	EBAEBAY INC	3,708	$247K	0.01%
1159	NDAQNASDAQ STK MKT INC	1,177	$247K	0.01%
1160	QDFFLEXSHARES QUALITY DIVIDEND INDEX FUND	4,016	$246K	0.01%
1161	AQLTISHARES GENOMICS IMMUNOLOGY AND HEALTHCARE ETF	5,603	$245K	0.01%
1162	IRDMIRIDIUM COMMUNICATIONS	5,944	$245K	0.01%
1163	IETCISHARES EVOLVED U.S. TECHNOLOGY ETF	4,010	$245K	0.01%
1164	MDC1USDM D C HOLDING INC	4,392	$245K	0.01%
1165	DFAIDIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF	8,279	$245K	0.01%
1166	WRKUSDWESTROCK CO COM	5,505	$244K	0.01%
1167	LPXLOUISIANA PACIFIC	3,120	$244K	0.01%
1168	BWABORG WARNER AUTOMOTIVE INC	5,416	$244K	0.01%
1169	CIENCIENA CORP	3,163	$243K	0.01%
1170	ALKALASKA AIR GROUP INC COM	4,667	$243K	0.01%
1171	DOCHEALTH CARE PPTY INVS INC	6,706	$242K	0.01%
1172	PPHMEURAVID BIOSERVICES INC COM	8,300	$242K	0.01%
1173	FEZSPDR INDEX SHS FDS DJ EURO STOXX 50 ETF	5,194	$242K	0.01%
1174	PSLPOWERSHARES EXCHANGETRADED FD TR DYNAMICCONSUMER STAPLES	2,633	$241K	0.01%
1175	NVV1NOVAVAX INC	1,685	$241K	0.01%
1176	TLHISHARES 10-20 YR TREASURY ETF	1,622	$241K	0.01%
1177	BUIBLACKROCK UTIL & INFRASTRCTURE TR COM	9,000	$240K	0.01%
1178	XFFCXFLAHERTY & CRUMRINE / CLAYMORE PFD SECS	11,003	$239K	0.01%
1179	PTCPTC INC COM	1,973	$239K	0.01%
1180	CNCCENTENE CORP DEL	2,899	$239K	0.01%
1181	DBAWX-TRACKERS MSCI ALL WORLD EX US HEDGED EQUITY ETF	7,096	$239K	0.01%
1182	NAVINAVIENT CORPORATION COM	11,280	$239K	0.01%
1183	MCKMCKESSON CORP	962	$239K	0.01%
1184	OVVENCANA CORPORATION	7,027	$237K	0.01%
1185	SFYFSOFI SOCIAL 50 ETF	6,300	$237K	0.01%
1186	FDHYFIDELITY HIGH YIELD FACTOR ETF	4,330	$236K	0.01%
1187	TRI4EURTHOMSON REUTERS CORPORATION (USA)	1,969	$236K	0.01%
1188	EPREPR PPTYS SBI	4,959	$236K	0.01%
1189	DWMWISDOMTREE DIVIDEND EFA INDEX ETF	4,360	$236K	0.01%
1190	DEEDFIRST TRUST TCW SECURITIZED PLUS ETF	9,108	$234K	0.01%
1191	PDECINNOVATOR U.S. EQUITY POWER BUFFER ETF A DECEMBER	7,355	$234K	0.01%
1192	URTHISHARES MSCI WORLD ETF	1,722	$233K	0.01%
1193	RYROYAL BANK OF CANADA	2,193	$233K	0.01%
1194	IGLBISHARES 10 YEAR CREDIT BOND FUND EFT	3,333	$232K	0.01%
1195	ILTBISHARES CORE LONG-TERM U.S. BOND ETF	3,215	$232K	0.01%
1196	CRPTFIRST TR EXCHNG TRADED FD VIII SKYBRIDGE CRYPTO	13,524	$232K	0.01%
1197	MTCHMATCH GROUP INC NEW COM	1,748	$231K	0.01%
1198	TDTFFLEXSHARES IBOXX 5-YEAR TARGET DURATION TIPS INDEX FUND	8,203	$230K	0.01%
1199	NEANUVEEN FLOATING RATEINCOME OPPORTUNITY FD	22,727	$230K	0.01%
1200	KIOKKR INCOME OPPORTUNITIES FD COM	13,622	$230K	0.01%

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