Sigma Planning Corp Q4 2021 Filing

Filed February 2, 2022

Portfolio Value

$3.6B

Holdings

1,363

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (1,363 positions)

#	Stock	Shares	Value	% Portfolio
1001	JEFJEFFERIES FINL GROUP INC COM	8,751	$340K	0.01%
1002	TILTFLEXSHARES MORNINGSTAR US MARKET FACTORS TILT INDEX FUND	1,858	$339K	0.01%
1003	—ETFMG ALTERNATIVE HARVEST ETF	30,639	$339K	0.01%
1004	BJANINNOVATOR U.S. EQUITY BUFFER ETF - JANUARY	9,092	$339K	0.01%
1005	BUFFINNOVATOR LADDERED FUND OF S&P 500 POWER BUFFER ETFS	9,390	$338K	0.01%
1006	MRO*MARATHON OIL CORP COM	20,610	$338K	0.01%
1007	CPBCAMPBELL SOUP CO COM	7,785	$338K	0.01%
1008	CPRTCOPART INC	2,225	$337K	0.01%
1009	TFISPDR MUNICIPAL BOND ETF	6,460	$334K	0.01%
1010	IJULINNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - JULY	13,610	$334K	0.01%
1011	TWITITAN INTL INC	30,500	$334K	0.01%
1012	FCORFIDELITY CORPORATE BOND ETF	6,050	$333K	0.01%
1013	DBLDOUBLELINE OPPORTUNISTIC CR COM	17,388	$333K	0.01%
1014	—CHANNELADVISOR CORP	13,502	$333K	0.01%
1015	ALLEALLEGION PLC	2,518	$333K	0.01%
1016	CLOUGLOBAL X CLOUD COMPUTING ETF	12,537	$332K	0.01%
1017	SDVYFIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF	10,947	$332K	0.01%
1018	VRSKVERISK ANALYTICS INCCL A	1,452	$332K	0.01%
1019	DOVDOVER CORP COM	1,828	$332K	0.01%
1020	TTENTOTAL SA ADR	6,721	$332K	0.01%
1021	REETISHARES GLOBAL REIT ETF	10,791	$330K	0.01%
1022	CCCHEMOURS CO COM	9,819	$330K	0.01%
1023	SYBTSTOCK YDS BANCORP INC COM	5,155	$329K	0.01%
1024	PENNPENN NATL GAMING INC	6,348	$329K	0.01%
1025	PRGOPERRIGO CO	8,455	$329K	0.01%
1026	EXPDEXPEDITORS INTL WASH INC	2,450	$329K	0.01%
1027	OUSAGBPOSHARES U.S. QUALITY DIVIDEND ETF	7,036	$328K	0.01%
1028	UTGREAVES UTIL INCOME FD COM SH BEN INT	9,350	$328K	0.01%
1029	XSSPXNUVEEN S&P 500 DYNAMIC OVERWRI COM	17,600	$327K	0.01%
1030	—RESONANT INC COM	190,900	$326K	0.01%
1031	AGGYWISDOMTREE YIELD ENHANCED U.S. AGGREGATE BOND FUND	6,284	$325K	0.01%
1032	CLDNEUREIGER BIOPHARMACEUTICALS INC COM	62,600	$325K	0.01%
1033	PEJPOWERSHARES EXCHANGE TRADED FD TR	6,587	$323K	0.01%
1034	GNLGLOBAL NET LEASE INC COM NEW	21,133	$323K	0.01%
1035	IEXIDEX CORP	1,363	$322K	0.01%
1036	RUNSUNRUN INC COM	9,349	$321K	0.01%
1037	SITESITEONE LANDSCAPE SUPPLY INC COM	1,325	$321K	0.01%
1038	ITMMARKET VECTORS ETF TR LEHMAN BROS AMT-FREE INTERMED	6,246	$320K	0.01%
1039	IRINGERSOLL RAND INC COM	5,165	$320K	0.01%
1040	BSXBOSTON SCIENTIFIC CORP	7,502	$319K	0.01%
1041	STAGSTAG INDL INC COM	6,658	$319K	0.01%
1042	XVVISHARES ESG SCREENED S&P 500 ETF	8,692	$319K	0.01%
1043	FDLOFIDELITY LOW VOLATILITY FACTOR ETF	6,059	$317K	0.01%
1044	SNAPSNAP INC CL A	6,749	$317K	0.01%
1045	LUMNLUMEN TECHNOLOGIES INC COM	25,297	$317K	0.01%
1046	TOTLSPDR DOUBLELINE TOTAL RETURN TACTICAL ETF	6,668	$316K	0.01%
1047	BNDDUSDQUADRATIC DEFLATION ETF	12,075	$315K	0.01%
1048	KMXCARMAX INC	2,399	$312K	0.01%
1049	DFACDIMENSIONAL U.S. CORE EQUITY 2 ETF	10,724	$311K	0.01%
1050	WBSWEBSTER FINL CORP CONN COM	5,525	$309K	0.01%
1051	HEMIHARTFORD MUNICIPAL OPPORTUNITIES ETF	7,391	$309K	0.01%
1052	RGENREPLIGEN CORP	1,164	$308K	0.01%
1053	ELMEWASHINGTON REAL ESTATE INVT TR	11,759	$304K	0.01%
1054	CWHCAMPING WORLD HLDGS INC CL A	7,515	$304K	0.01%
1055	CMLSCUMULUS MEDIA INC COM CL A	27,000	$304K	0.01%
1056	OCOWENS CORNING	3,348	$303K	0.01%
1057	INDAISHARES TR MSCI INDIA INDEX FD	6,617	$303K	0.01%
1058	JDJD COM INC SPONS ADR REPSTG COMCL A	4,306	$302K	0.01%
1059	SILGLOBAL X SILVER MINERS ETF	8,235	$302K	0.01%
1060	EDITEDITAS MEDICINE INC COM	11,388	$302K	0.01%
1061	IATISHARES DOW JONES US REGIONAL BANKS	4,868	$301K	0.01%
1062	EMLCMARKET VECTORS ETF EMERGING MKTS LOCAL ETF	10,525	$301K	0.01%
1063	AMANTERO MIDSTREAM CORP COM	31,116	$301K	0.01%
1064	GNRSPDR INDEX SHS FDS S&P GLOBAL NAT RES ETF	5,585	$301K	0.01%
1065	ZEN1EURZENDESK INC COM	2,876	$300K	0.01%
1066	TRUPTRUPANION INC COM	2,274	$300K	0.01%
1067	BCIABRDN BLOOMBERG ALL COMMODITY STRATEGY K-1 FREE ETF	13,054	$300K	0.01%
1068	XMHQINVESCO S&P MIDCAP QUALITY ETF	3,740	$300K	0.01%
1069	—LABORATORY CORP OF AMERICA	951	$299K	0.01%
1070	XRNPXCOHEN & STEERS REIT PREFERRED BALANCE INCOME	10,406	$298K	0.01%
1071	LYVLIVE NATION, INC.	2,480	$297K	0.01%
1072	EIXEDISON INTL COM	4,345	$297K	0.01%
1073	XXII22ND CENTY GROUP INCCOM	96,100	$297K	0.01%
1074	PFCPREMIER FINANCIAL CORP COM	9,568	$296K	0.01%
1075	QQQJINVESCO NASDAQ NEXT GEN 100 ETF	8,789	$295K	0.01%
1076	LANDGLADSTONE LAND CORP COM USD0.001	8,728	$295K	0.01%
1077	LNTALLIANT ENERGY CORP COM	4,792	$295K	0.01%
1078	YYY*EXCHANGE TRADED CONCEPTS TR YIELDSHARES HIGH INCOME ETF	17,720	$295K	0.01%
1079	BTZBLACKROCK CREDIT ALLOC INCOME TRUST	19,446	$293K	0.01%
1080	GCCGREENHAVEN CON CMDTY ETF CONTINUOUS COMMODITY	14,038	$292K	0.01%
1081	PMBSPIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND	2,577	$291K	0.01%
1082	—ETFMG PRIME JUNIOR SILVER MINERS ETF	23,277	$291K	0.01%
1083	CTRACABOT OIL & GAS CP COM	15,314	$291K	0.01%
1084	RYLDGLOBAL X RUSSELL 2000 COVERED CALL ETF	11,860	$290K	0.01%
1085	LWLAMB WESTON HLDGS INC COM	4,581	$290K	0.01%
1086	ACWXISHARES MSCI ACWI EX US	5,208	$290K	0.01%
1087	BKNGPRICELINE.COM INC	120	$290K	0.01%
1088	PMAYINNOVATOR U.S. EQUITY POWER BUFFER ETF - MAY	9,484	$290K	0.01%
1089	FQALFIDELITY QUALITY FACTOR ETF	5,155	$289K	0.01%
1090	SPHSUBURBAN PROPANE PARTNERS LP	19,668	$288K	0.01%
1091	PFXFMARKET VECTORS ETF TR PFD SECS EX FINLSETF	13,151	$288K	0.01%
1092	KEYKEYCORP COM	12,333	$285K	0.01%
1093	BBWIBATH & BODY WORKS INC COM	4,078	$285K	0.01%
1094	USHYISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF	6,910	$285K	0.01%
1095	BJBJS WHSL CLUB HLDGS INC COM	4,246	$284K	0.01%
1096	MRSHMARSH & MCLENNAN COS INC COM	1,635	$284K	0.01%
1097	POOLPOOL CORP COM	500	$283K	0.01%
1098	SDIVEURGLOBAL X ETF	22,970	$282K	0.01%
1099	ICEINTERCONTINENTAL EXCHANGE INC COM	2,061	$282K	0.01%
1100	TWTRADEWEB MKTS INC CL A	2,815	$282K	0.01%

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