Sigma Planning Corp Q3 2021 Filing
Filed October 28, 2021
Portfolio Value
$3.3T
Holdings
1,354
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (1,354 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1001 | XETYXEATON VANCE TAX-MANAGED DIVE | 23,809 | $332.0M | 0.01% | |
| 1002 | PKGPACKAGING CORP AMER | 2,414 | $332.0M | 0.01% | |
| 1003 | —ETF MANAGERS TR | 23,034 | $331.0M | 0.01% | |
| 1004 | IJULINNOVATOR ETFS TR | 13,610 | $330.0M | 0.01% | |
| 1005 | TTENTOTALENERGIES SE | 6,894 | $330.0M | 0.01% | |
| 1006 | DFATDIMENSIONAL ETF TRUST | 7,420 | $329.0M | 0.01% | |
| 1007 | RWRSPDR SER TR | 3,114 | $328.0M | 0.01% | |
| 1008 | CDWCDW CORP | 1,789 | $326.0M | 0.01% | |
| 1009 | DELLDELL TECHNOLOGIES INC | 3,126 | $325.0M | 0.01% | |
| 1010 | CGWINVESCO EXCH TRADED FD TR II | 5,793 | $324.0M | 0.01% | |
| 1011 | QQQJINVESCO EXCH TRADED FD TR II | 9,765 | $323.0M | 0.01% | |
| 1012 | POWAINVESCO EXCH TRD SLF IDX FD | 4,891 | $323.0M | 0.01% | |
| 1013 | DNPDNP SELECT INCOME FD INC | 30,216 | $322.0M | 0.01% | |
| 1014 | VONVVANGUARD SCOTTSDALE FDS | 4,682 | $322.0M | 0.01% | |
| 1015 | NARIUSDINARI MED INC | 3,975 | $322.0M | 0.01% | |
| 1016 | GBABGUGGENHEIM TAXABLE MUNICP BO | 13,134 | $322.0M | 0.01% | |
| 1017 | KEYKEYCORP | 14,856 | $321.0M | 0.01% | |
| 1018 | BEPCBROOKFIELD RENEWABLE CORP | 8,253 | $320.0M | 0.01% | |
| 1019 | ITMVANECK ETF TRUST | 6,240 | $320.0M | 0.01% | |
| 1020 | SRNESORRENTO THERAPEUTICS INC | 41,840 | $319.0M | 0.01% | Call |
| 1021 | OVEROVERSTOCK COM INC DEL | 4,085 | $318.0M | 0.01% | |
| 1022 | GLWCORNING INC | 8,719 | $318.0M | 0.01% | |
| 1023 | ATOMATOMERA INC | 13,750 | $317.0M | 0.01% | |
| 1024 | SAMBOSTON BEER INC | 622 | $317.0M | 0.01% | |
| 1025 | EWJISHARES INC | 4,491 | $316.0M | 0.01% | |
| 1026 | 7HPHP INC | 11,542 | $316.0M | 0.01% | |
| 1027 | CLGNCOLLPLANT BIOTECHNOLOGIES LT | 18,635 | $315.0M | 0.01% | |
| 1028 | HLTHILTON WORLDWIDE HLDGS INC | 2,386 | $315.0M | 0.01% | |
| 1029 | ASOACADEMY SPORTS & OUTDOORS IN | 7,856 | $314.0M | 0.01% | |
| 1030 | AFRMAFFIRM HLDGS INC | 2,637 | $314.0M | 0.01% | |
| 1031 | RSPUINVESCO EXCHANGE TRADED FD T | 3,048 | $313.0M | 0.01% | |
| 1032 | SWSSMITH & WESSON BRANDS INC | 15,050 | $312.0M | 0.01% | |
| 1033 | SLYSPDR SER TR | 3,278 | $311.0M | 0.01% | |
| 1034 | YYY*AMPLIFY ETF TR | 18,466 | $311.0M | 0.01% | |
| 1035 | GRIDFIRST TR EXCHANGE TRADED FD | 3,344 | $310.0M | 0.01% | |
| 1036 | ITBISHARES TR | 4,691 | $310.0M | 0.01% | |
| 1037 | BJANINNOVATOR ETFS TR | 8,592 | $310.0M | 0.01% | |
| 1038 | CPRTCOPART INC | 2,225 | $309.0M | 0.01% | |
| 1039 | BBNBLACKROCK TAX MUNICPAL BD TR | 12,012 | $309.0M | 0.01% | |
| 1040 | AQLTISHARES TR | 6,066 | $308.0M | 0.01% | |
| 1041 | BSXBOSTON SCIENTIFIC CORP | 7,086 | $307.0M | 0.01% | |
| 1042 | RWLINVESCO EXCH TRADED FD TR II | 4,212 | $307.0M | 0.01% | |
| 1043 | ALKALASKA AIR GROUP INC | 5,232 | $307.0M | 0.01% | |
| 1044 | SDVYFIRST TR EXCHANGE-TRADED FD | 10,841 | $306.0M | 0.01% | |
| 1045 | XIFRNEXTERA ENERGY PARTNERS LP | 4,057 | $306.0M | 0.01% | |
| 1046 | NEMNEWMONT CORP | 5,615 | $305.0M | 0.01% | |
| 1047 | PFCPREMIER FINANCIAL CORP | 9,561 | $304.0M | 0.01% | |
| 1048 | KLACKLA CORP | 907 | $303.0M | 0.01% | |
| 1049 | BWBABCOCK & WILCOX ENTERPRISES | 47,300 | $303.0M | 0.01% | |
| 1050 | WBSWEBSTER FINL CORP CONN | 5,525 | $301.0M | 0.01% | |
| 1051 | XSSPXNUVEEN S&P 500 DYNAMIC OVERW | 17,600 | $301.0M | 0.01% | |
| 1052 | DRIDARDEN RESTAURANTS INC | 1,977 | $300.0M | 0.01% | |
| 1053 | SBLKSTAR BULK CARRIERS CORP. | 12,499 | $300.0M | 0.01% | |
| 1054 | YOLOADVISORSHARES TR | 18,127 | $298.0M | 0.01% | |
| 1055 | STWDSTARWOOD PPTY TR INC | 12,085 | $295.0M | 0.01% | |
| 1056 | AKXANSYS INC | 867 | $295.0M | 0.01% | |
| 1057 | KDPKEURIG DR PEPPER INC | 8,623 | $295.0M | 0.01% | |
| 1058 | BENFRANKLIN RESOURCES INC | 9,884 | $294.0M | 0.01% | |
| 1059 | VRSKVERISK ANALYTICS INC | 1,461 | $293.0M | 0.01% | |
| 1060 | OUSAGBPOSI ETF TR | 7,028 | $293.0M | 0.01% | |
| 1061 | EXPDEXPEDITORS INTL WASH INC | 2,458 | $293.0M | 0.01% | |
| 1062 | LCLENDINGCLUB CORP | 10,374 | $293.0M | 0.01% | |
| 1063 | ACWXISHARES TR | 5,275 | $292.0M | 0.01% | |
| 1064 | HISFFIRST TR EXCHANGE-TRADED FD | 5,939 | $292.0M | 0.01% | |
| 1065 | SILGLOBAL X FDS | 8,265 | $290.0M | 0.01% | |
| 1066 | PMAYINNOVATOR ETFS TR | 9,784 | $289.0M | 0.01% | |
| 1067 | XXII22ND CENTY GROUP INC | 97,600 | $289.0M | 0.01% | |
| 1068 | MRO*MARATHON OIL CORP | 21,131 | $289.0M | 0.01% | |
| 1069 | PMBSPIMCO ETF TR | 2,514 | $286.0M | 0.01% | |
| 1070 | OCOWENS CORNING NEW | 3,347 | $286.0M | 0.01% | |
| 1071 | PENGSMART GLOBAL HLDGS INC | 6,425 | $286.0M | 0.01% | |
| 1072 | XSDSPDR SER TR | 1,443 | $286.0M | 0.01% | |
| 1073 | DFACDIMENSIONAL ETF TRUST | 10,724 | $285.0M | 0.01% | |
| 1074 | SONOSONOS INC | 8,793 | $285.0M | 0.01% | |
| 1075 | ASMLASML HOLDING N V | 380 | $284.0M | 0.01% | |
| 1076 | CCCHEMOURS CO | 9,763 | $284.0M | 0.01% | |
| 1077 | XVVISHARES TR | 8,555 | $283.0M | 0.01% | |
| 1078 | —DICERNA PHARMACEUTICALS INC | 14,016 | $283.0M | 0.01% | |
| 1079 | ETJEATON VANCE RISK-MANAGED DIV | 26,397 | $282.0M | 0.01% | |
| 1080 | IATISHARES TR | 4,656 | $282.0M | 0.01% | |
| 1081 | TXRHTEXAS ROADHOUSE INC | 3,077 | $281.0M | 0.01% | |
| 1082 | DOVDOVER CORP | 1,804 | $281.0M | 0.01% | |
| 1083 | PXEINVESCO EXCHANGE TRADED FD T | 14,863 | $281.0M | 0.01% | |
| 1084 | IEXIDEX CORP | 1,360 | $281.0M | 0.01% | |
| 1085 | FDLOFIDELITY COVINGTON TRUST | 5,886 | $280.0M | 0.01% | |
| 1086 | XYLXYLEM INC | 2,254 | $279.0M | 0.01% | |
| 1087 | S76STORE CAP CORP | 8,679 | $278.0M | 0.01% | |
| 1088 | CRSPCRISPR THERAPEUTICS AG | 2,472 | $277.0M | 0.01% | |
| 1089 | EMLCVANECK ETF TRUST | 9,228 | $277.0M | 0.01% | |
| 1090 | NVV1NOVAVAX INC | 1,330 | $276.0M | 0.01% | |
| 1091 | USHYISHARES TR | 6,649 | $276.0M | 0.01% | |
| 1092 | GNRSPDR INDEX SHS FDS | 5,363 | $275.0M | 0.01% | |
| 1093 | MTCHMATCH GROUP INC NEW | 1,747 | $274.0M | 0.01% | |
| 1094 | GTOINVESCO ACTIVELY MANAGED ETF | 4,809 | $273.0M | 0.01% | |
| 1095 | R6C2ROYAL DUTCH SHELL PLC | 6,135 | $272.0M | 0.01% | |
| 1096 | EBAEBAY INC. | 3,908 | $272.0M | 0.01% | |
| 1097 | ABGAMERISOURCEBERGEN CORP | 2,278 | $272.0M | 0.01% | |
| 1098 | BWXSPDR SER TR | 9,465 | $272.0M | 0.01% | |
| 1099 | DSEPFIRST TR EXCHNG TRADED FD VI | 8,459 | $271.0M | 0.01% | |
| 1100 | FOURSHIFT4 PMTS INC | 3,500 | $271.0M | 0.01% |