Sigma Planning Corp Q2 2021 Filing

Filed August 13, 2021

Portfolio Value

$3.4B

Holdings

1,389

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (1,389 positions)

#	Stock	Shares	Value	% Portfolio	Type
1001	IATISHARES DOW JONES US REGIONAL BANKS	5,928	$341K	0.01%
1002	TPICQTPI COMPOSITES INC COM	7,017	$340K	0.01%
1003	VGITVANGUARD INTERMEDIATE TERM GOVT BOND INDEX FD ETF	5,013	$340K	0.01%
1004	SILGLOBAL X SILVER MINERS ETF	7,949	$339K	0.01%
1005	AQLTISHARES DJ US HEALTH CARE PROVIDERS	1,271	$339K	0.01%
1006	HOLXHOLOGIC INC	5,088	$339K	0.01%
1007	DVOLFIRST TRUST DORSEY WRIGHT MOMENTUM & LOW VOLATILITY ETF	12,442	$338K	0.01%
1008	TDYTELEDYNE TECHNOLOGIES INC	803	$337K	0.01%
1009	EOGEOG RESOURCES INC	4,032	$336K	0.01%
1010	FXLFIRST TR EXCH TRADED FD TECHNOLOGY ALPHADEX FD	2,701	$335K	0.01%
1011	NGGNATIONAL GRID TRANSCO PLC	5,227	$334K	0.01%
1012	7HPHP INC COM	11,056	$334K	0.01%
1013	QQEWFIRST TR NASDAQ 100 EQUAL WEIGHTED INDEXISIN#US3373441050 FD SHS	2,973	$334K	0.01%
1014	CICIGNA CORP	1,406	$333K	0.01%
1015	EXPDEXPEDITORS INTL WASH INC	2,632	$333K	0.01%
1016	XSSPXNUVEEN S&P 500 DYNAMIC OVERWRI COM	18,383	$333K	0.01%
1017	ISCBISHARES TR SMLL CORE INDX ETF	5,633	$330K	0.01%
1018	COMBGRANITESHARES BLOOMBERG COMMODITY BROAD STRATEGY NO K-1 ETF	11,642	$330K	0.01%
1019	ALKALASKA AIR GROUP INC COM	5,464	$330K	0.01%
1020	GBABGUGGENHEIM BUILD AMERICA BONDSMANAGED DURATION TR	13,286	$328K	0.01%
1021	FOURSHIFT4 PMTS INC CL A	3,500	$328K	0.01%
1022	PGRPROGRESSIVE CORP COM	3,344	$328K	0.01%
1023	OCOWENS CORNING	3,341	$327K	0.01%
1024	DELLDELL TECHNOLOGIES INC CL C	3,276	$327K	0.01%
1025	PXDEURPIONEER NATURAL RESOURCES CO	2,011	$327K	0.01%
1026	BKNGPRICELINE.COM INC	147	$324K	0.01%
1027	VRTXVERTEX PHARMACEUTICALS IN	1,607	$324K	0.01%
1028	RHRESTORATION HARDWARE	476	$323K	0.01%
1029	QQQXNASDAQ PREM INCOME & GROWTH FD INC	10,953	$322K	0.01%
1030	PJULINNOVATOR S&P 500 POWER BUFFER ETF - JULY	10,863	$322K	0.01%
1031	AVDVAVANTIS INTERNATIONAL SMALL CAP VALUE ETF	4,960	$321K	0.01%
1032	SDVYFIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF	10,995	$320K	0.01%
1033	TSITCW STRATEGIC INCOME FD INC COM	54,068	$320K	0.01%
1034	TTENTOTAL SA ADR	7,067	$320K	0.01%
1035	CBCHUBB LIMITED COM	2,008	$319K	0.01%
1036	INTUINTUIT INC	650	$319K	0.01%
1037	AYATLANTICA SUSTAINABLE INFR PLC SHS	8,479	$316K	0.01%
1038	UTFCOHEN & STEERS INFRASTRUCTURE FUND	10,962	$315K	0.01%
1039	CDWCDW CORP COM USD0.01	1,795	$314K	0.01%
1040	FXNFIRST TR EXCHANGE TRADED FD II ENERGY ALPHADEX FD ANNUAL	27,546	$314K	0.01%
1041	XIFRNEXTERA ENERGY PARTNERS LP COM UNIT PART IN	4,076	$311K	0.01%
1042	PDPAGERDUTY INC COM	7,305	$311K	0.01%
1043	KDPKEURIG DR PEPPER INC COM	8,793	$310K	0.01%
1044	DFATDIMENSIONAL U.S. TARGETED VALUE ETF	6,902	$309K	0.01%
1045	PEJPOWERSHARES EXCHANGE TRADED FD TR	5,921	$309K	0.01%
1046	OGNORGANON & CO COMMON STOCK	10,167	$308K	0.01%
1047	TFISPDR MUNICIPAL BOND ETF	5,917	$308K	0.01%
1048	XEVVXEATON VANCE LTD DURATION INCOME FD	23,258	$308K	0.01%
1049	VUZIVUZIX CORP COM NEW	16,795	$308K	0.01%
1050	PBCTEURPEOPLES BK BRIDGEPORT CN	17,959	$308K	0.01%
1051	WDCWESTERN DIGITAL CORP. COM	4,315	$307K	0.01%
1052	KEYKEYCORP COM	14,883	$307K	0.01%
1053	PWVINVESCO DYNAMIC LARGE CAP VALUE ETF	6,895	$306K	0.01%
1054	CPECALLON PETROLEUM CORP	5,306	$306K	0.01%
1055	SOSSOS LIMITED SPNSORD ADS NEW	92,690	$306K	0.01%	Call
1056	JEFJEFFERIES FINL GROUP INC COM	8,961	$306K	0.01%
1057	GNWGENWORTH FINL INC COM CL A	78,312	$305K	0.01%
1058	HISFFIRST TRUST STRATEGIC INCOME ETF	6,058	$305K	0.01%
1059	AGGYWISDOMTREE YIELD ENHANCED U.S. AGGREGATE BOND FUND	5,806	$303K	0.01%
1060	BJANINNOVATOR S&P 500 BUFFER ETF - JANUARY	8,451	$303K	0.01%
1061	ACWXISHARES MSCI ACWI EX US	5,275	$303K	0.01%
1062	ETJEATON VANCE RISK MANAGED DIVERSIFIED EQUITY	26,176	$302K	0.01%
1063	SESEA LTD SPONSORD ADS	1,097	$301K	0.01%
1064	KKRKKR & CO LP	5,076	$301K	0.01%
1065	TOKECAMBRIA CANNABIS ETF	16,539	$300K	0.01%
1066	BENFRANKLIN RES INC	9,372	$300K	0.01%
1067	AXSAXIS CAPITAL HOLDINGS LTD	6,130	$300K	0.01%
1068	HOGHARLEY DAVIDSON INC	6,529	$299K	0.01%
1069	AZTABROOKS AUTOMATION INC	3,124	$298K	0.01%
1070	KWE1RING ENERGY INC COM	100,000	$298K	0.01%
1071	BG3BIG 5 SPORTING GOODS CORPORATION	11,613	$298K	0.01%
1072	ESGRENSTAR GROUP LIMITED SHS	1,245	$297K	0.01%
1073	AGNCAMERICAN CAPITAL AGENCY CORP.	17,610	$297K	0.01%
1074	NUSNU SKIN ENTERPRISES INC	5,228	$296K	0.01%
1075	OUSAGBPOSHARES U.S. QUALITY DIVIDEND ETF	7,019	$295K	0.01%
1076	YUSDALLEGHANY CORP MD COM	442	$295K	0.01%
1077	STWDSTARWOOD PROPERTY TRUST	11,264	$295K	0.01%
1078	WBSWEBSTER FINL CORP CONN COM	5,525	$295K	0.01%
1079	ITMMARKET VECTORS ETF TR LEHMAN BROS AMT-FREE INTERMED	5,685	$295K	0.01%
1080	S76STORE CAP CORP COM	8,539	$295K	0.01%
1081	FEZSPDR INDEX SHS FDS DJ EURO STOXX 50 ETF	6,304	$295K	0.01%
1082	DRIDARDEN RESTAURANTS INC	2,009	$293K	0.01%
1083	YOLOADVISORSHARES PURE CANNABIS ETF	13,886	$293K	0.01%
1084	DDOGDATADOG INC CL A COM	2,815	$293K	0.01%
1085	AQLTISHARES GENOMICS IMMUNOLOGY AND HEALTHCARE ETF	5,633	$293K	0.01%
1086	NTGTORTOISE FUND INC. COMMON	9,784	$293K	0.01%
1087	ASOACADEMY SPORTS & OUTDOORS INC COM	7,071	$292K	0.01%
1088	UTGREAVES UTIL INCOME FD COM SH BEN INT	8,519	$292K	0.01%
1089	CCSCENTURY CMNTYS INC COM	4,370	$291K	0.01%
1090	ATRAPTARGROUP INC	2,056	$290K	0.01%
1091	DFACDIMENSIONAL U.S. CORE EQUITY 2 ETF	10,724	$289K	0.01%
1092	SLBSCHLUMBERGER LTD COM STK	9,020	$289K	0.01%
1093	IJANINNOVATOR MSCI EAFE POWER BUFFER ETF - JANUARY	10,812	$289K	0.01%
1094	FCELCHFFUELCELL ENERGY INC	32,429	$289K	0.01%
1095	PMAYINNOVATOR S&P 500 POWER BUFFER ETF - MAY	9,784	$288K	0.01%
1096	FDNIFIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF	6,066	$287K	0.01%
1097	FNDFLOOR & DECOR HLDGS INC CL A	2,718	$287K	0.01%
1098	PMBSPIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND	2,511	$287K	0.01%
1099	ATOMATOMERA INC COM	13,350	$286K	0.01%
1100	KLACKLA-TENCOR CORP	880	$285K	0.01%

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