Sigma Planning Corp Q2 2021 Filing

Filed August 13, 2021

Portfolio Value

$3.4B

Holdings

1,389

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (1,389 positions)

#	Stock	Shares	Value	% Portfolio	Type
1101	YYY*EXCHANGE TRADED CONCEPTS TR YIELDSHARES HIGH INCOME ETF	16,177	$285K	0.01%
1102	TXTERNIUM SA	7,382	$284K	0.01%
1103	—DTE ENERGY CO UNIT 11/01/22	5,733	$283K	0.01%
1104	LBTYBLIBERTY GLOBAL PLC SHS CL A	10,343	$281K	0.01%
1105	USHYISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF	6,727	$281K	0.01%
1106	EBAEBAY INC	3,978	$279K	0.01%
1107	XVVISHARES ESG SCREENED S&P 500 ETF	8,453	$278K	0.01%
1108	PFCPREMIER FINANCIAL CORP COM	9,765	$277K	0.01%
1109	RKTROCKET COS INC COM CL A	14,324	$277K	0.01%
1110	IGTINTL GAME TECHNOLOGY	11,557	$277K	0.01%
1111	TXRHTEXAS ROADHOUSE INC	2,869	$276K	0.01%
1112	BEBLOOM ENERGY CORP COM CL A	10,246	$275K	0.01%
1113	NVGNUVEEN INSD DIVID ADVANTAGE MUN FD	15,313	$274K	0.01%
1114	BEPCBROOKFIELD RENEWABLE CORP CL A SUB VTG	6,537	$274K	0.01%
1115	BDJBLACKROCK ENHANCED DIVID ACHIEVERS TR COM	27,091	$274K	0.01%
1116	NWLNEWELL BRANDS INC COM	9,985	$274K	0.01%
1117	LM05LIBERTY MEDIA CORP	6,371	$272K	0.01%
1118	FMAYFT CBOE VEST U.S. EQUITY BUFFER ETF - MAY	7,521	$272K	0.01%
1119	FDLOFIDELITY LOW VOLATILITY FACTOR ETF	5,716	$270K	0.01%
1120	AESAES CORP	10,341	$270K	0.01%
1121	XYLXYLEM INC	2,251	$270K	0.01%
1122	SLXMARKET VECTORS ETF TR STEEL ETF	4,356	$270K	0.01%
1123	FCGFIRST TR ISE REVERE NAT GAS INDEX FD	16,396	$269K	0.01%
1124	—HEALTH ASSURN ACQUISITION CORP UNIT EX	25,850	$269K	0.01%
1125	CFCF INDUSTRIES HOLDINGS, INC.	5,211	$268K	0.01%
1126	LVSLAS VEGAS SANDS CORP	5,065	$267K	0.01%
1127	SAVACASSAVA SCIENCES INC COM	3,123	$267K	0.01%
1128	CGWS&P GLOBAL WATER INDEX ETF	4,983	$267K	0.01%
1129	MXIMMAXIM INTEGRATED PRODS	2,513	$265K	0.01%
1130	AVOMISSION PRODUCE INC COM	12,790	$265K	0.01%
1131	DGRWWISDOMTREE TRUST U.S. DIVIDEND GROWTHFUND	4,441	$265K	0.01%
1132	IRINGERSOLL RAND INC COM	5,406	$264K	0.01%
1133	PCYPOWERSHARES EMERGING MKTS SOVEREIGN DEBT	9,572	$264K	0.01%
1134	—AMERICAN FIN TR INC COM CLASS A	31,102	$264K	0.01%
1135	TRUPTRUPANION INC COM	2,288	$263K	0.01%
1136	CRUSCIRRUS LOGIC INC	3,090	$263K	0.01%
1137	JAZZJAZZ PHARMACEUTICALSINC	1,478	$263K	0.01%
1138	GFNEW GERMANY FD INC COM	12,985	$263K	0.01%
1139	BTZBLACKROCK CREDIT ALLOC INCOME TRUST	16,798	$262K	0.01%
1140	—LABORATORY CORP OF AMERICA	951	$262K	0.01%
1141	IYGISHARES TR DOW JONES U S FINL SVCS	1,409	$261K	0.01%
1142	COHRII-VI INC	3,602	$261K	0.01%
1143	BLMNBLOOMIN BRANDS INC COM	9,569	$260K	0.01%
1144	—ABRAXAS PETE CORP	80,490	$260K	0.01%
1145	ETENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP	24,367	$259K	0.01%
1146	FFEBFT CBOE VEST U.S. EQUITY BUFFER ETF - FEBRUARY	7,130	$259K	0.01%
1147	PICKISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF	5,726	$259K	0.01%
1148	DOVDOVER CORP COM	1,716	$259K	0.01%
1149	NVV1NOVAVAX INC	1,220	$259K	0.01%
1150	PHPARKER-HANNIFIN CORP COM	839	$258K	0.01%
1151	PGNYPROGYNY INC COM	4,371	$258K	0.01%
1152	LNTALLIANT ENERGY CORP COM	4,634	$258K	0.01%
1153	BBYBEST BUY INC	2,231	$257K	0.01%
1154	ABGAMERISOURCEBERGEN CORP COM	2,244	$257K	0.01%
1155	FTCHQFARFETCH LTD ORD SH CL A	5,095	$257K	0.01%
1156	SPSMSPDR PORTFOLIO S&P 600 SMALL CAP ETF	5,843	$257K	0.01%
1157	AVUVAVANTIS U.S. SMALL CAP VALUE ETF	3,362	$256K	0.01%
1158	SRNESORRENTO THERAPEUTICS INC COM NEW	26,330	$255K	0.01%	Call
1159	—ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF	9,690	$254K	0.01%
1160	BNTXBIONTECH SE SPONSORED ADS	1,135	$254K	0.01%
1161	MITKMITEK SYSTEMS INC NEW	13,200	$254K	0.01%
1162	GLUGABELLI GLOBAL UTIL & INCOME TR COM SH	12,151	$254K	0.01%
1163	—VINCO VENTURES INC COM	64,370	$254K	0.01%
1164	DRSKAPTUS DEFINED RISK ETF	8,531	$253K	0.01%
1165	CNCCENTENE CORP DEL	3,461	$252K	0.01%
1166	IPORENAISSANCE IPO ETF	3,810	$252K	0.01%
1167	FXIISHARES FTSE CHINA ETF	5,449	$252K	0.01%
1168	RSPSRYDEX ETF TR S&P EQUAL WEIGHT CONSUMER STAPLES ETF	1,560	$251K	0.01%
1169	VONVVANGUARD RUSSELL 1000 VALUE ETF	3,587	$250K	0.01%
1170	MCKMCKESSON CORP	1,305	$250K	0.01%
1171	PSLPOWERSHARES EXCHANGETRADED FD TR DYNAMICCONSUMER STAPLES	2,663	$249K	0.01%
1172	OMCOMNICOM GROUP INC COM	3,113	$249K	0.01%
1173	XMHQINVESCO S&P MIDCAP QUALITY ETF	3,187	$247K	0.01%
1174	XDQQINNOVATOR GROWTH 100 ACCELERATED ETF - QUARTERLY	8,750	$244K	0.01%
1175	GNRSPDR INDEX SHS FDS S&P GLOBAL NAT RES ETF	4,588	$243K	0.01%
1176	GUNRFLEXSHARES GLOBAL UPSTREAM NATURAL RESOURCES INDEX FUND	6,338	$243K	0.01%
1177	AIAISHARES TR S&P ASIA 50 INDEX FD	2,642	$242K	0.01%
1178	RGENREPLIGEN CORP	1,210	$242K	0.01%
1179	RHPRYMAN HOSPITALITY PPTYS INC COM	3,056	$241K	0.01%
1180	STAGSTAG INDL INC COM	6,441	$241K	0.01%
1181	MEIPUSDMEI PHARMA INC COM NEW	84,450	$241K	0.01%
1182	GTOINVESCO TOTAL RETURN BOND ETF	4,195	$239K	0.01%
1183	DNPDNP SELECT INCOME FD INC	22,760	$238K	0.01%
1184	EXREXTRA SPACE STORAGE INC	1,451	$238K	0.01%
1185	ERTHINVESCO MSCI SUSTAINABLE FUTURE ETF	3,436	$238K	0.01%
1186	IRDMIRIDIUM COMMUNICATIONS	5,932	$237K	0.01%
1187	CBRLCRACKER BARREL INC	1,598	$237K	0.01%
1188	R6C2ROYAL DUTCH SHELL PLC SPON ADR B	6,101	$237K	0.01%
1189	HPSJOHN HANCOCK PREFERRED INCOME FUND III	12,286	$236K	0.01%
1190	PALLETFS PALLADIUM TR SHBEN INT	905	$235K	0.01%
1191	POOLPOOL CORP COM	511	$234K	0.01%
1192	BUIBLACKROCK UTIL & INFRASTRCTURE TR COM	9,075	$234K	0.01%
1193	—CORNERSTONE BLDG BRANDS INC COM	12,870	$234K	0.01%
1194	REMXMARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF	2,747	$233K	0.01%
1195	SYLDCAMBRIA ETF TR SHAREHOLDER YIELD ETF	3,614	$231K	0.01%
1196	DKSDICKS SPORTING GOODS INC	2,305	$231K	0.01%
1197	AAXJISHARES MSCI ASIA EX JAPAN	2,436	$230K	0.01%
1198	MASMASCO CORP COM	3,906	$230K	0.01%
1199	LPXLOUISIANA PACIFIC	3,798	$229K	0.01%
1200	OVVENCANA CORPORATION	7,233	$228K	0.01%

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