ROYAL BANK OF CANADA Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$177.2M

Holdings

5,770

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (5,770 positions)

#	Stock	Shares	Value	% Portfolio	Type
2901	—SOUTHWEST BANCORP INC OKLA	33,500	$636K	0.36%
2902	—OCLARO INC	74,377	$635K	0.36%
2903	CIIBLACKROCK ENH CAP & INC FD I	46,091	$635K	0.36%
2904	NXPNUVEEN SELECT TAX FREE INCM	41,384	$634K	0.36%
2905	EXASEXACT SCIENCES CORP	34,035	$633K	0.36%
2906	—VANECK VECTORS ETF TR	33,118	$632K	0.36%
2907	—NXSTAGE MEDICAL INC	25,209	$630K	0.36%
2908	RFFCALPS ETF TR	24,263	$628K	0.35%
2909	GGALGRUPO FINANCIERO GALICIA S A	20,177	$627K	0.35%
2910	—UNITED CMNTY FINL CORP OHIO	88,216	$627K	0.35%
2911	—ASTA FDG INC	59,600	$626K	0.35%
2912	FNYFIRST TR EXCNGE TRD ALPHADEX	20,199	$626K	0.35%
2913	PSPPOWERSHARES ETF TRUST	57,849	$626K	0.35%
2914	—SUCAMPO PHARMACEUTICALS INC	50,876	$626K	0.35%
2915	—ROYAL BANK OF CANADA	573,000	$626K	0.35%
2916	PLABPHOTRONICS INC	60,599	$625K	0.35%
2917	CLDTCHATHAM LODGING TR	32,461	$625K	0.35%
2918	FNIUSDFIRST TR ISE CHINDIA INDEX F	20,537	$623K	0.35%
2919	CUKCARNIVAL PLC	12,689	$622K	0.35%
2920	WSRWHITESTONE REIT	44,861	$622K	0.35%
2921	—HMS HLDGS CORP	27,999	$621K	0.35%
2922	—HORTONWORKS INC	74,406	$621K	0.35%	Call
2923	PEBOPEOPLES BANCORP INC	25,240	$621K	0.35%
2924	—POWERSHARES ETF TRUST	23,937	$620K	0.35%
2925	PTIP T TELEKOMUNIKASI INDONESIA	9,355	$619K	0.35%
2926	RHCRH PLC	18,579	$619K	0.35%
2927	—RYDEX ETF TRUST	11,143	$618K	0.35%
2928	HEWJISHARES TR	24,909	$617K	0.35%
2929	SLVPISHARES	43,416	$616K	0.35%
2930	ENDPENDO INTL PLC	30,510	$616K	0.35%
2931	—CUSHING RENAISSANCE FD	37,055	$613K	0.35%
2932	—TIM PARTICIPACOES S A	50,050	$613K	0.35%
2933	AMKRAMKOR TECHNOLOGY INC	62,766	$610K	0.34%	Call
2934	SPIPSPDR SERIES TRUST	10,484	$610K	0.34%
2935	UTESETFIS SER TR I	19,927	$610K	0.34%
2936	—COHEN & STEERS MLP INC & ENR	56,789	$610K	0.34%
2937	—WASHINGTON PRIME GROUP NEW	49,215	$609K	0.34%
2938	AMHAMERICAN HOMES 4 RENT	28,094	$608K	0.34%
2939	XTNSPDR SERIES TRUST	12,849	$608K	0.34%
2940	HEESEURH & E EQUIPMENT SERVICES INC	36,215	$607K	0.34%
2941	—LEGG MASON BW GLB INC OPP FD	44,666	$607K	0.34%
2942	DMOWESTERN ASSET MTG DEF OPPTY	25,384	$607K	0.34%
2943	—DIREXION SHS ETF TR	48,866	$605K	0.34%
2944	—BLUE BUFFALO PET PRODS INC	25,378	$603K	0.34%
2945	—CABOT MICROELECTRONICS CORP	11,383	$602K	0.34%
2946	—MANITOWOC INC	125,227	$600K	0.34%
2947	—MARLIN BUSINESS SVCS CORP	30,950	$600K	0.34%
2948	GQREFLEXSHARES TR	9,907	$599K	0.34%
2949	—ALLIANZGI CONV & INCOME FD I	100,860	$598K	0.34%
2950	—MANAGED DURATION INVT GRD FU	41,519	$596K	0.34%
2951	—BLDRS INDEX FDS TR	17,112	$596K	0.34%
2952	CIACITIZENS INC	63,676	$596K	0.34%
2953	NBHNEUBERGER BERMAN INTER MUNI	35,876	$596K	0.34%
2954	P5YBRF SA	34,882	$595K	0.34%
2955	EP3ORASURE TECHNOLOGIES INC	74,590	$595K	0.34%
2956	—ISHARES TR	23,100	$594K	0.34%
2957	—THAI FD INC	72,465	$592K	0.33%
2958	VMOINVESCO MUN OPPORTUNITY TR	41,357	$589K	0.33%
2959	PFNPIMCO INCOME STRATEGY FUND I	61,615	$587K	0.33%
2960	AOSLALPHA & OMEGA SEMICONDUCTOR	27,021	$587K	0.33%
2961	ELDWISDOMTREE TR	15,402	$586K	0.33%
2962	EGYVAALCO ENERGY INC	630,847	$586K	0.33%
2963	NSPINSPERITY INC	8,051	$585K	0.33%
2964	EIRLISHARES TR	15,395	$585K	0.33%
2965	IGTINTERNATIONAL GAME TECHNOLOG	23,974	$584K	0.33%
2966	AELUSDAMERICAN EQTY INVT LIFE HLD	32,962	$584K	0.33%
2967	—POWERSHARES ETF TR II	17,778	$584K	0.33%
2968	—KAPSTONE PAPER & PACKAGING C	30,837	$583K	0.33%
2969	—FOUNDATION MEDICINE INC	24,982	$583K	0.33%
2970	TALTAL ED GROUP	8,215	$582K	0.33%
2971	BNEDBARNES & NOBLE INC	51,388	$581K	0.33%
2972	—LIFELOCK INC	34,364	$581K	0.33%
2973	—MACQUARIE FT TR GB INF UT DI	46,082	$581K	0.33%
2974	IPFFEURISHARES TR	35,845	$580K	0.33%
2975	FJPFIRST TR EXCH TRD ALPHA FD I	11,750	$579K	0.33%
2976	FUTYFIDELITY	18,226	$577K	0.33%
2977	FADFIRST TR MULTI CAP VALUE ALP	10,916	$577K	0.33%
2978	RGRSTURM RUGER & CO INC	9,965	$576K	0.33%
2979	—ANALOGIC CORP	6,511	$576K	0.33%
2980	—POWERSHARES ETF TRUST	34,058	$575K	0.32%
2981	HTDHANCOCK JOHN TAX-ADV DIV INC	23,500	$575K	0.32%
2982	—PNC FINL SVCS GROUP INC	24,433	$574K	0.32%
2983	KRGKITE RLTY GROUP TR	20,678	$574K	0.32%
2984	—UNICO AMERN CORP	52,000	$574K	0.32%
2985	—DCP MIDSTREAM PARTNERS LP	16,197	$572K	0.32%
2986	—BLDRS INDEX FDS TR	29,338	$572K	0.32%
2987	FSBWFS BANCORP INC	19,562	$571K	0.32%
2988	CTLTEURCATALENT INC	22,028	$569K	0.32%
2989	—DIVERSIFIED REAL ASSET INC F	32,876	$567K	0.32%
2990	XNROXNEUBERGER BERMAN RE ES SEC F	90,159	$567K	0.32%
2991	PLOWDOUGLAS DYNAMICS INC	17,700	$565K	0.32%
2992	HEPUSDHOLLY ENERGY PARTNERS L P	16,609	$564K	0.32%
2993	MSDMORGAN STANLEY EMER MKTS DEB	58,506	$564K	0.32%
2994	HRTGHERITAGE INS HLDGS INC	39,065	$563K	0.32%
2995	—TCP CAP CORP	34,364	$563K	0.32%
2996	DRQEURDRIL-QUIP INC	10,106	$563K	0.32%
2997	SMMUPIMCO ETF TR	11,149	$562K	0.32%
2998	—VANECK VECTORS ETF TR	47,615	$562K	0.32%
2999	SCHESCHWAB STRATEGIC TR	24,363	$562K	0.32%
3000	CBZCBIZ INC	50,206	$561K	0.32%

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