ROYAL BANK OF CANADA Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$177.2M

Holdings

5,770

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (5,770 positions)

#	Stock	Shares	Value	% Portfolio	Type
3001	—RYDEX ETF TRUST	6,910	$560K	0.32%
3002	FBZ*FIRST TR EXCH TRD ALPHA FD I	40,806	$560K	0.32%
3003	FWONALIBERTY MEDIA CORP DELAWARE	19,865	$560K	0.32%
3004	JACKJACK IN THE BOX INC	5,839	$559K	0.32%
3005	—ISHARES TR	15,135	$558K	0.31%
3006	LQDTLIQUIDITY SERVICES INC	49,622	$558K	0.31%
3007	—VIACOM INC NEW	12,997	$557K	0.31%
3008	—ROYAL BK SCOTLAND GROUP PLC	21,816	$556K	0.31%
3009	—NUVEEN ENERGY MLP TOTL RTRNF	42,254	$555K	0.31%
3010	—PROSHARES TR	19,228	$554K	0.31%
3011	HPIHANCOCK JOHN PFD INCOME FD	24,574	$552K	0.31%
3012	—GW PHARMACEUTICALS PLC	4,155	$551K	0.31%
3013	—CLAYMORE EXCHANGE TRD FD TR	15,070	$551K	0.31%
3014	DDMPROSHARES TR	7,718	$550K	0.31%
3015	—MORGAN STANLEY ASIA PAC FD I	36,475	$550K	0.31%
3016	—ARIAD PHARMACEUTICALS INC	40,179	$550K	0.31%
3017	—POWERSHARES ETF TR II	24,705	$550K	0.31%
3018	ASHASHLAND GLOBAL HLDGS INC	4,725	$548K	0.31%
3019	FICOFAIR ISAAC CORP	4,400	$547K	0.31%
3020	—NUVEEN BUILD AMER BD OPPTNY	23,931	$546K	0.31%
3021	—ISHARES TR	21,269	$546K	0.31%
3022	—ENTERCOM COMMUNICATIONS CORP	42,082	$545K	0.31%
3023	CLGXCORELOGIC INC	13,841	$542K	0.31%
3024	BFSSAUL CTRS INC	8,135	$542K	0.31%
3025	—YINTECH INVT HLDGS LTD	29,169	$541K	0.31%
3026	SCLSTEPAN CO	7,445	$541K	0.31%
3027	QMOMALPHA ARCHITECT ETF TR	21,973	$541K	0.31%
3028	—NEVSUN RES LTD	178,185	$540K	0.30%
3029	MNRUSDMONMOUTH REAL ESTATE INVT CO	37,808	$540K	0.30%
3030	—INFOBLOX INC	20,465	$540K	0.30%	Call
3031	WIREEURENCORE WIRE CORP	14,638	$539K	0.30%
3032	NXDRKINDRED HEALTHCARE INC	52,738	$538K	0.30%
3033	—EROS INTL PLC	35,000	$536K	0.30%
3034	—ROWAN COMPANIES PLC	35,242	$535K	0.30%
3035	—EATON VANCE NY MUNI INCOME T	35,058	$534K	0.30%
3036	—WESTERN REFNG INC	20,154	$533K	0.30%
3037	—RAIT FINANCIAL TRUST	157,603	$532K	0.30%	Call
3038	GFLWVICTORY PORTFOLIOS II	14,833	$532K	0.30%
3039	LM05LIBERTY MEDIA CORP DELAWARE	18,517	$531K	0.30%
3040	IMCVISHARES TR	3,946	$529K	0.30%
3041	CALXCALIX INC	71,981	$529K	0.30%
3042	XENWXEATON VANCE NEW YORK MUN BD	36,837	$528K	0.30%
3043	IUSBISHARES TR	10,115	$528K	0.30%
3044	PBVPRESTIGE BRANDS HLDGS INC	10,867	$525K	0.30%
3045	YPFYPF SOCIEDAD ANONIMA	28,741	$524K	0.30%
3046	TMPTOMPKINS FINANCIAL CORPORATI	6,835	$523K	0.30%
3047	—DBX ETF TR	21,171	$523K	0.30%
3048	—WPX ENERGY INC	39,557	$523K	0.30%
3049	IGIWESTERN ASSET INVT GRADE DEF	23,096	$522K	0.29%
3050	ECNSISHARES TR	11,540	$519K	0.29%
3051	—BAZAARVOICE INC	87,421	$517K	0.29%
3052	STRTSTRATTEC SEC CORP	14,600	$515K	0.29%
3053	XBFZXBLACKROCK CALIF MUN INCOME T	31,074	$515K	0.29%
3054	IBKRINTERACTIVE BROKERS GROUP IN	14,638	$515K	0.29%
3055	NMLNEUBERGER BERMAN MLP INCOME	55,532	$515K	0.29%
3056	—ETF SER SOLUTIONS	14,324	$515K	0.29%
3057	TPCTUTOR PERINI CORP	24,016	$514K	0.29%
3058	TLYSTILLYS INC	54,610	$513K	0.29%
3059	ASCARDMORE SHIPPING CORP	72,834	$513K	0.29%
3060	FLIRFLIR SYS INC	16,307	$513K	0.29%
3061	IAIISHARES TR	12,290	$512K	0.29%
3062	WTWISDOMTREE INVTS INC	49,801	$512K	0.29%
3063	ARCOARCOS DORADOS HOLDINGS INC	97,090	$511K	0.29%
3064	—NUTRI SYS INC NEW	17,189	$511K	0.29%
3065	DTDWISDOMTREE TR	6,539	$511K	0.29%
3066	QLDPROSHARES TR	5,905	$511K	0.29%
3067	—BLACK BOX CORP DEL	36,715	$510K	0.29%
3068	ESPESPEY MFG & ELECTRS CORP	20,100	$508K	0.29%
3069	—SOCIETE GENERALE	500,000	$507K	0.29%
3070	SUPNSUPERNUS PHARMACEUTICALS INC	20,475	$506K	0.29%
3071	—AEGEAN MARINE PETROLEUM NETW	50,505	$505K	0.28%
3072	WMKWEIS MKTS INC	9,500	$505K	0.28%
3073	ESLTELBIT SYS LTD	5,257	$504K	0.28%
3074	GUTGABELLI UTIL TR	73,890	$503K	0.28%
3075	BLUEBLUEBIRD BIO INC	7,434	$503K	0.28%
3076	HIHILLENBRAND INC	15,915	$503K	0.28%
3077	—ADVISORSHARES TR	11,874	$503K	0.28%
3078	RUSHARUSH ENTERPRISES INC	20,500	$502K	0.28%
3079	PZDUSDPOWERSHARES ETF TRUST	15,170	$502K	0.28%
3080	JNPJUNIPER NETWORKS INC	20,833	$501K	0.28%
3081	—DREYFUS STRATEGIC MUNS INC	53,606	$501K	0.28%
3082	—TORTOISE ENERGY INDEPENDENC	31,423	$499K	0.28%
3083	—STATE NATL COS INC	44,797	$498K	0.28%
3084	FFBCFIRST FINL BANCORP OH	22,851	$498K	0.28%
3085	LYTSLSI INDS INC	44,250	$497K	0.28%
3086	—RYDEX ETF TRUST	7,897	$497K	0.28%
3087	—VIRTUS TOTAL RETURN FD	104,687	$496K	0.28%
3088	BSBRBANCO SANTANDER BRASIL S A	73,999	$496K	0.28%
3089	—CLOUD PEAK ENERGY INC	91,047	$495K	0.28%
3090	GFFGRIFFON CORP	29,133	$495K	0.28%
3091	STCSTEWART INFORMATION SVCS COR	11,136	$495K	0.28%
3092	ENVAENOVA INTL INC	51,000	$494K	0.28%
3093	VPVINVESCO PA VALUE MUN INCOME	36,363	$493K	0.28%
3094	TRCTEJON RANCH CO	20,300	$493K	0.28%
3095	G3VGREEN PLAINS INC	18,817	$493K	0.28%
3096	SPHYSPDR SER TR	18,517	$493K	0.28%
3097	QUOTUSDQUOTIENT TECHNOLOGY INC	36,963	$492K	0.28%
3098	MSGNMSG NETWORK INC	26,387	$491K	0.28%
3099	—UNION BANKSHARES CORP NEW	18,317	$490K	0.28%
3100	TBFPROSHARES TR	23,327	$490K	0.28%

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