Who Owns First Trust Mid Cap Growth AlphaDEX Fund (FNY)?Hedge Fund & Institutional Holders

$91.45+1.09 (+1.21%)Financial ServicesNASDAQ

Institutional Holders

50

as of Q4 2025

Total Institutional Value

$InfinityT

% of Float Held

—

QoQ Change in Holders

+11 / -2

Price History

$66.13$74.20$82.27$90.34$98.42Jul 24May 25Mar 26

FNY — Biggest New Institutional Buyers This Quarter

FundActionShares AddedValue Added
IHT Wealth Management, LLCIncreased+53K+$4.7B
Wealth Management Partners, LLCNew Position+36K+$3.3B
COMMONWEALTH EQUITY SERVICES, LLCNew Position+23K+$2.0B
Steward Partners Investment Advisory, LLCIncreased+28K+$1.8B
Sylvest Advisors, LLCNew Position+19K+$1.7B
CRUX WEALTH ADVISORSNew Position+18K+$1.7B
MTM Investment Management, LLCNew Position+18K+$1.6B
G&S Capital LLCNew Position+12K+$1.1B
CITADEL ADVISORS LLCNew Position+21K+$1.0B
JONES FINANCIAL COMPANIES LLLPNew Position+20K+$1.0B
ROYAL BANK OF CANADAIncreased+16K+$888.0M
Empirical Asset Management, LLCIncreased+7K+$674.7M
Purus Wealth Management, LLCNew Position+7K+$662.0M
Mutual Advisors, LLCNew Position+7K+$631.0M
TRANSCEND CAPITAL ADVISORS, LLCNew Position+7K+$628.0M

FNY — Institutions Reducing or Closing Positions

FundActionShares SoldValue Sold
Kingsview Wealth Management, LLCDecreased-26K-$6.3B
RAYMOND JAMES FINANCIAL INCDecreased-32K-$3.9B
SUSQUEHANNA INTERNATIONAL GROUP, LLPDecreased-31K-$3.3B
STIFEL FINANCIAL CORPDecreased-7K-$1.0B
SYNOVUS FINANCIAL CORPClosed Position-11K-$987.6M
MML INVESTORS SERVICES, LLCDecreased-846-$773.7M
Private Advisor Group, LLCDecreased-587-$704.9M
KCM INVESTMENT ADVISORS LLCDecreased-900-$542.4M
Mariner, LLCDecreased-141-$541.9M
FIRST TRUST ADVISORS LPDecreased-798-$527.2M
UBS Group AGDecreased-4K-$466.3M
Stratos Wealth Partners, LTD.Decreased-3K-$293.0M
HARBOUR INVESTMENTS, INC.Decreased-2-$283.8M
JPMORGAN CHASE & CODecreased-200-$208.0M
Founders Financial Alliance, LLCClosed Position-2K-$192.1M

Top Institutional Holders(Q4 2025)

#FundSharesValue% of PortfolioType
1WELLS FARGO & COMPANY/MN392,814$35.0B6.37%Share
2WELLS FARGO & COMPANY/MN191,206$17.0B3.10%Share
3UBS Group AG138,605$12.6B2.05%Share
4IHT Wealth Management, LLC55,783$5.0B0.12%Share
5FIRST TRUST ADVISORS LP59,533$5.0B3.63%Share
6GOLDMAN SACHS GROUP INC50,000$4.0B0.49%Share
7ROYAL BANK OF CANADA50,321$4.0B0.65%Share
8Wealth Management Partners, LLC35,966$3.3B0.94%Share
9KCM INVESTMENT ADVISORS LLC37,766$3.0B0.10%Share
10Private Advisor Group, LLC39,853$3.0B14.11%Share
11RAYMOND JAMES FINANCIAL INC36,632$3.0B0.93%Share
12OSAIC HOLDINGS, INC.42,468$3.0B4.38%Share
13COMMONWEALTH EQUITY SERVICES, LLC23,318$2.0B2.67%Share
14Equitable Holdings, Inc.22,026$2.0B13.67%Share
15Steward Partners Investment Advisory, LLC30,380$2.0B10.97%Share
16RAYMOND JAMES FINANCIAL INC29,125$2.0B0.62%Share
17Empirical Asset Management, LLC18,995$1.7B0.49%Share
18Sylvest Advisors, LLC18,547$1.7B0.90%Share
19CRUX WEALTH ADVISORS18,131$1.7B0.62%Share
20MTM Investment Management, LLC17,681$1.6B0.51%Share
21G&S Capital LLC12,303$1.1B0.40%Share
22AssuredPartners Investment Advisors, LLC11,245$1.0B0.15%Share
23COMERICA BANK11,215$1.0B4.08%Share
24OSAIC HOLDINGS, INC.15,907$1.0B1.46%Share
25CITADEL ADVISORS LLC21,279$1.0B0.15%Share
26STIFEL FINANCIAL CORP13,850$1.0B0.90%Share
27JONES FINANCIAL COMPANIES LLLP20,230$1.0B0.61%Share
28PCG Wealth Advisors, LLC9,603$875.0M0.25%Share
29Dominguez Wealth Management Solutions, Inc.7,782$709.0M0.43%Share
30Stonebridge Financial Planning Group, LLC7,566$690.0M0.25%Share
31Purus Wealth Management, LLC7,270$662.0M0.21%Share
32ARS Wealth Advisors Group, LLC7,040$642.0M0.06%Share
33Mutual Advisors, LLC6,920$631.0M0.01%Share
34TRANSCEND CAPITAL ADVISORS, LLC6,890$628.0M0.05%Share
35Sigma Planning Corp6,441$587.0M0.02%Share
36Stratos Wealth Partners, LTD.5,918$539.0M6.09%Share
37US BANCORP \DE\5,689$518.0M0.61%Share
38Cornerstone Wealth Management, LLC5,665$516.0M0.03%Share
39Geneos Wealth Management Inc.5,238$477.0M0.01%Share
40Element Wealth, LLC5,104$465.0M0.19%Share
41BostonPremier Wealth LLC4,637$422.0M0.22%Share
42D.A. DAVIDSON & CO.4,551$415.0M2.54%Share
43NEW WAVE WEALTH ADVISORS LLC4,488$409.0M0.15%Share
44Clear Point Advisors Inc.4,438$404.0M0.31%Share
45Keystone Wealth Services, LLC4,198$382.0M0.08%Share
46KEYBANK NATIONAL ASSOCIATION/OH3,926$358.0M1.28%Share
47Gateway Wealth Partners, LLC3,310$301.0M0.03%Share
48PFG Investments, LLC3,205$292.0M0.01%Share
49Sound Income Strategies, LLC2,950$290.0M0.01%Share
50TKG Advisors, LLC3,044$277.0M0.11%Share

FNY Institutional Ownership History

QuarterHoldersTotal ValueChange
Q4 2025114$133.4B+51
Q3 202563$237.1B-26
Q2 202589$215.1B-10
Q1 202599$260.1B+12
Q4 202487$10.8T+20
Q3 202467$57.5T-2
Q2 202469$7.4T+10
Q1 202459$7.1T—

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As of Q4 2025, 50 institutional investors hold FNY (First Trust Mid Cap Growth AlphaDEX Fund). The largest holder is WELLS FARGO & COMPANY/MN with $35.0B in shares. This quarter, 11 institutions opened new positions and 2 closed their positions.

Frequently Asked Questions

How many hedge funds own FNY?

As of Q4 2025, 50 institutional investors report holding FNY (First Trust Mid Cap Growth AlphaDEX Fund) in their 13F filings.

Who is the largest institutional holder of FNY?

The largest institutional holder of FNY is WELLS FARGO & COMPANY/MN with $35.0B in shares.

Is institutional ownership of FNY increasing or decreasing?

This quarter, 11 institutions opened new positions in FNY and 2 closed their positions.