Rockefeller Capital Management L.P. Q1 2023 Filing

Filed May 16, 2023

Portfolio Value

$23.3M

Holdings

1,971

Report Date

Q1 2023

Filing Type

13F-HR

All Holdings (1,971 positions)

StockValue
WDIWESTERN ASSET DIVERSIFIED IN
$212K
UUNITY SOFTWARE INC
$212K
PFGCPERFORMANCE FOOD GROUP CO
$212K
BNTXBIONTECH SE
$212K
CECELANESE CORP DEL
$212K
CFCF INDS HLDGS INC
$211K
PHRPHREESIA INC
$211K
NCNONCINO INC
$211K
CADECADENCE BANK
$210K
SARSARATOGA INVT CORP
$210K
GLPIGAMING & LEISURE PPTYS INC
$210K
FNDCSCHWAB STRATEGIC TR
$210K
GTGOODYEAR TIRE & RUBR CO
$209K
DCP MIDSTREAM LP
$209K
DOCUSDPHYSICIANS RLTY TR
$209K
NGVTINGEVITY CORP
$209K
AXNX*AXONICS INC
$208K
JOBYJOBY AVIATION INC
$207K
SOFISOFI TECHNOLOGIES INC
$207K
FNYFIRST TR EXCHANGE-TRADED ALP
$206K
SPAQLISTED FD TR
$205K
DWMWISDOMTREE TR
$204K
AIVLWISDOMTREE TR
$204K
QLYSQUALYS INC
$203K
CODICOMPASS DIVERSIFIED
$203K
FYXFIRST TR SML CP CORE ALPHA F
$203K
AVBAVALONBAY CMNTYS INC
$203K
WEAWESTERN ALLIANCE BANCORP
$203K
HCQAMN HEALTHCARE SVCS INC
$202K
HHC*HOWARD HUGHES CORP
$201K
UTHUNITED THERAPEUTICS CORP DEL
$200K
DNLIDENALI THERAPEUTICS INC
$200K
HEZUISHARES TR
$200K
GBABGUGGENHEIM TAXABLE MUNICP BO
$199K
XBOEXBLACKROCK ENHANCED GLOBAL DI
$199K
KBWDINVESCO EXCH TRADED FD TR II
$198K
RIVNRIVIAN AUTOMOTIVE INC
$197K
OXSQOXFORD SQUARE CAP CORP
$194K
KYNKAYNE ANDERSON NEXTGEN ENRGY
$193K
PSLV/USPROTT PHYSICAL SILVER TR
$193K
QSPTFIRST TR EXCHNG TRADED FD VI
$192K
T7DTRANSDIGM GROUP INC
$189K
RVTROYCE VALUE TR INC
$189K
HLMNHILLMAN SOLUTIONS CORP
$185K
ALKTALKAMI TECHNOLOGY INC
$185K
XJPIXNUVEEN PFD & INCOME TERM FD
$184K
MGMISTRAS GROUP INC
$183K
BGTBLACKROCK FLOATING RATE INC
$181K
AEOAMERICAN EAGLE OUTFITTERS IN
$180K
GSGOLDMAN SACHS MLP ENERGY REN
$179K
JRSNUVEEN REAL ESTATE INCOME FD
$177K
KDKYNDRYL HLDGS INC
$177K
PMT 5.5 03/15/26PENNYMAC CORP
$176K
AFTAPOLLO SR FLOATING RATE FD I
$176K
XBXMXNUVEEN S&P 500 BUY-WRITE INC
$175K
ACCDEURACCOLADE INC
$174K
GELGENESIS ENERGY L P
$171K
XPMAXPIONEER MUNICIPAL HIGH INCOM
$171K
GAPGAP INC
$171K
MRCCLMONROE CAP CORP
$169K
LGF/BEURLIONS GATE ENTMNT CORP
$168K
VMOINVESCO MUN OPPORTUNITY TR
$167K
TWSTTWIST BIOSCIENCE CORP
$165K
LBAIUSDLAKELAND BANCORP INC
$165K
NWLNEWELL BRANDS INC
$164K
FINSANGEL OAK FINL STRATEGIES IN
$164K
BRWSABA CAPITAL INCOME & OPRNT
$164K
RWT 4.75 08/15/23REDWOOD TRUST INC
$164K
PKPARK HOTELS & RESORTS INC
$163K
CMPSCOMPASS PATHWAYS PLC
$162K
METVLISTED FD TR
$157K
REGNREGENERON PHARMACEUTICALS
$156K
BIRDGBPALLBIRDS INC
$156K
ATRAGBXATARA BIOTHERAPEUTICS INC
$156K
LPTVQLOOP MEDIA INC
$153K
CRWSCROWN CRAFTS INC
$151K
ATNMACTINIUM PHARMACEUTICALS INC
$150K
PDTHANCOCK JOHN PREM DIVID FD
$147K
SMFGSUMITOMO MITSUI FINL GROUP I
$146K
GBTGGLOBAL BUSINESS TRAVEL GROUP
$143K
ISDPGIM HIGH YIELD BOND FUND IN
$143K
GGNGAMCO GLOBAL GOLD NAT RES &
$141K
DBDEUTSCHE BANK A G
$141K
LUMNLUMEN TECHNOLOGIES INC
$138K
PVBCPROVIDENT BANCORP INC
$138K
GNPXGENPREX INC
$136K
VVRINVESCO SR INCOME TR
$135K
SBCSABRA HEALTH CARE REIT INC
$132K
EDITEDITAS MEDICINE INC
$131K
MOMOHELLO GROUP INC
$130K
RNWRENEW ENERGY GLOBAL PLC
$127K
SIRIEURSIRIUS XM HOLDINGS INC
$127K
NXDTNEXPOINT DIVERSIFIED REL ET
$127K
XFDEXFIRST TR DYNAMIC EUROPE EQUI
$127K
ENFNENFUSION INC
$126K
NVTSNAVITAS SEMICONDUCTOR CORP
$124K
PMXPIMCO MUN INCOME FD III
$120K
FDDFIRST TR STOXX EUROPEAN SELE
$118K
CRPTFIRST TR EXCHNG TRADED FD VI
$116K
GCVGABELLI CONV & INC SECS FD I
$114K
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