RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2017 Filing

Filed February 14, 2018

Portfolio Value

$1.4B

Holdings

170

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (170 positions)

#	Stock	Shares	Value	% Portfolio
1	—BLACK RIDGE ACQUISITION CORP	300,000	$99.0M	6.89%
2	—CM SEVEN STAR ACQUISITION CO	300,000	$96.0M	6.68%
3	—MODERN MEDIA ACQUISITION	230,000	$90.0M	6.26%
4	—KBL MERGER CORP IV	230,000	$67.0M	4.66%
5	XEMDXWESTERN ASSET EMRG MKT DEBT	4,108,669	$63.9M	4.44%
6	—INDUSTREA ACQUISITION CORP	150,000	$63.0M	4.38%
7	—MATLIN & PARTNERS ACQUISITIO	150,000	$63.0M	4.38%
8	—STELLAR ACQUISITION III INC	200,000	$62.0M	4.31%
9	USALIBERTY ALL STAR EQUITY FD	9,741,422	$61.4M	4.27%
10	—I AM CAP ACQUISITION CO	150,000	$50.0M	3.48%
11	XNEAXNUVEEN AMT FREE QLTY MUN INC	3,444,496	$47.4M	3.29%
12	—BISON CAP ACQUISITION CORP	125,000	$47.0M	3.27%
13	XEVVXEATON VANCE LTD DUR INCOME F	3,419,809	$46.7M	3.25%
14	—KBL MERGER CORP IV	230,000	$45.0M	3.13%
15	HIOWESTERN ASSET HIGH INCM OPP	8,872,673	$45.0M	3.13%
16	—CM SEVEN STAR ACQUISITION CO	150,000	$44.0M	3.06%
17	BTZBLACKROCK CR ALLCTN INC TR	2,823,677	$37.6M	2.62%
18	—CONSTELLATION ALPHA CAP CORP	120,000	$37.0M	2.57%
19	XJQCXNUVEEN CR STRATEGIES INCM FD	4,366,070	$35.9M	2.50%
20	HYTBLACKROCK CORPOR HI YLD FD I	3,236,072	$35.4M	2.46%
21	GLOCLOUGH GLOBAL OPPORTUNITIES	2,616,692	$28.5M	1.98%
22	—BLACK RIDGE ACQUISITION CORP	100,000	$28.0M	1.95%
23	NADNUVEEN QUALITY MUNCP INCOME	1,963,926	$27.6M	1.92%
24	VVRINVESCO SR INCOME TR	6,202,007	$27.2M	1.89%
25	—LEGG MASON BW GLB INC OPP FD	2,125,351	$27.1M	1.89%
26	CLMCORNERSTONE STRATEGIC VALUE	1,743,743	$27.0M	1.88%
27	BRWTEMPLETON GLOBAL INCOME FD	4,054,370	$26.2M	1.82%
28	—ALPINE TOTAL DYNAMIC DIVID F	2,751,259	$26.1M	1.81%
29	—PRUDENTIAL GLB SHT DUR HG YL	1,807,847	$26.1M	1.81%
30	—CONSTELLATION ALPHA CAP CORP	120,000	$26.0M	1.81%
31	WIWWESTERN ASSET CLYM INFL OPP	2,098,093	$24.0M	1.67%
32	—VOYA PRIME RATE TR	4,697,097	$23.8M	1.66%
33	EHIWESTERN ASSET GLB HI INCOME	2,280,402	$23.3M	1.62%
34	TEITEMPLETON EMERG MKTS INCOME	2,078,501	$23.2M	1.61%
35	—HUNTER MARITIME ACQUISITION	75,001	$23.0M	1.60%
36	—BISON CAP ACQUISITION CORP	62,500	$23.0M	1.60%
37	—CORPORATE CAP TR INC	1,436,616	$23.0M	1.60%
38	ARCCARES CAP CORP	1,432,345	$22.5M	1.57%
39	NXDTNEXPOINT CR STRATEGIES FD	880,861	$22.3M	1.55%
40	PBSINVESCO DYNAMIC CR OPP FD	1,894,139	$22.2M	1.54%
41	PHKPIMCO HIGH INCOME FD	2,722,471	$20.3M	1.41%
42	RABROOKFIELD REAL ASSETS INCOM	856,365	$20.0M	1.39%
43	HFROHIGHLAND FLOATNG RATE OPPRT	1,271,587	$19.7M	1.37%
44	DSUBLACKROCK DEBT STRAT FD INC	1,554,844	$18.2M	1.27%
45	—PIMCO DYNMIC CREDIT AND MRT	783,300	$17.6M	1.22%
46	—FIRST TR SR FLOATING RATE 20	1,873,238	$17.1M	1.19%
47	—ALLIANZGI CON INCM 2024 TARG	1,539,142	$14.0M	0.97%
48	—VIRTUS TOTAL RETURN FUND INC	1,055,048	$13.6M	0.95%
49	VWOVANGUARD INTL EQUITY INDEX F	291,859	$13.4M	0.93%
50	HYIWESTERN ASSET HGH YLD DFNDFD	858,840	$13.0M	0.90%
51	EDDMORGAN STANLEY EM MKTS DM DE	1,640,229	$12.6M	0.88%
52	—MANAGED DURATION INVT GRD FU	858,074	$11.5M	0.80%
53	BITBLACKROCK MULTI-SECTOR INC T	634,189	$11.5M	0.80%
54	—DELAWARE ENHANCED GBL DIV &	944,346	$11.5M	0.80%
55	PRFUSDPOWERSHARES ETF TRUST	100,632	$11.4M	0.79%
56	FUNDSPROTT FOCUS TR INC	1,330,896	$10.5M	0.73%
57	—PRUDENTIAL SHT DURATION HG Y	709,477	$10.5M	0.73%
58	KYNKAYNE ANDERSON MLP INVT CO	549,485	$10.5M	0.73%
59	ARDCARES DYNAMIC CR ALLOCATION F	636,633	$10.5M	0.73%
60	UTGREAVES UTIL INCOME FD	323,907	$10.0M	0.70%
61	VLTINVESCO HIGH INCOME TR II	654,463	$9.6M	0.67%
62	MSDMORGAN STANLEY EMER MKTS DEB	960,421	$9.6M	0.67%
63	CEFCENTRAL FD CDA LTD	713,165	$9.6M	0.66%
64	JLSNUVEEN MTG OPPORTUNITY TERM	382,717	$9.4M	0.66%
65	XWIAXWESTERN ASSET CLYM INFL SEC	793,644	$9.4M	0.65%
66	FSICUSDFS INVT CORP	1,242,787	$9.1M	0.64%
67	—ALLIANZGI NFJ DIVID INT & PR	685,530	$8.9M	0.62%
68	XGLQXCLOUGH GLOBAL EQUITY FD	651,932	$8.7M	0.61%
69	—GARRISON CAP INC	1,060,624	$8.6M	0.60%
70	TYTRI CONTL CORP	304,950	$8.2M	0.57%
71	JMTNUVEEN MTG OPPTY TERM FD 2	344,618	$8.2M	0.57%
72	XEADXWELLS FARGO INCOME OPPORTUNI	968,965	$8.1M	0.57%
73	JGHNUVEEN GLOBAL HIGH INCOME FD	471,657	$8.0M	0.55%
74	BGBBLACKSTONE GSO STRATEGIC CR	503,955	$7.9M	0.55%
75	AVKADVENT CLAYMORE CV SECS & IN	497,069	$7.9M	0.55%
76	GAMGENERAL AMERN INVS INC	223,737	$7.7M	0.54%
77	GABGABELLI EQUITY TR INC	1,229,885	$7.6M	0.53%
78	—DEUTSCHE HIGH INCOME OPPORT	479,363	$7.2M	0.50%
79	—POWERSHARES ETF TR II	307,565	$6.9M	0.48%
80	HIXWESTERN ASSET HIGH INCM FD I	978,123	$6.8M	0.47%
81	MCRMFS CHARTER INCOME TR	784,804	$6.7M	0.46%
82	EVFEATON VANCE SR INCOME TR	1,007,769	$6.6M	0.46%
83	XMUIXBLACKROCK MUNI INTER DR FD I	458,778	$6.4M	0.44%
84	NHSNEUBERGER BERMAN HGH YLD FD	521,317	$6.1M	0.43%
85	RMTROYCE MICRO-CAP TR INC	647,033	$6.1M	0.42%
86	—ANDINA ACQUISITION CORP II	587,582	$6.1M	0.42%
87	TYGEURTORTOISE ENERGY INFRA CORP	200,334	$5.8M	0.41%
88	VEAVANGUARD TAX MANAGED INTL FD	126,277	$5.7M	0.39%
89	—EATON VANCE FLTNG RATE 2022	587,581	$5.4M	0.38%
90	—DEUTSCHE MULTI-MKT INCOME TR	606,777	$5.4M	0.37%
91	FAXABERDEEN ASIA PACIFIC INCOM	1,050,762	$5.1M	0.36%
92	RVTROYCE VALUE TR INC	313,910	$5.1M	0.35%
93	—NUVEEN INT DUR QUAL MUN TRM	392,172	$5.0M	0.35%
94	—SPECIAL OPPORTUNITIES FD INC	191,280	$4.9M	0.34%
95	—EAGLE GRWTH & INCOME OPPTY F	291,675	$4.8M	0.34%
96	—ALLIANZGI EQUITY & CONV INCO	223,682	$4.7M	0.33%
97	AFBALLIANCEBERNSTEIN NATL MUNI	340,235	$4.6M	0.32%
98	—ADVENT CLAY CONV SEC INC FD	751,247	$4.5M	0.31%
99	—MORGAN STANLEY TRUSTS	230,385	$4.2M	0.29%
100	—AMERICAN CAP SR FLOATING LTD	394,212	$4.1M	0.29%

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