RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2017 Filing

Filed February 14, 2018

Portfolio Value

$1.4B

Holdings

170

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (170 positions)

#	Stock	Shares	Value	% Portfolio
101	—OHA INVT CORP	2,164,634	$2.5M	0.17%
102	ADXADAMS DIVERSIFIED EQUITY FD	164,346	$2.5M	0.17%
103	—BIG ROCK PARTNERS ACQUISI CO	240,000	$2.5M	0.17%
104	—MADISON STRTG SECTOR PREM FD	203,018	$2.4M	0.17%
105	SLRCSOLAR CAP LTD	114,074	$2.3M	0.16%
106	NESRNATIONAL ENERGY SERVICES REU	230,000	$2.3M	0.16%
107	—MODERN MEDIA ACQUISITION	230,000	$2.3M	0.16%
108	—KBL MERGER CORP IV	230,000	$2.2M	0.16%
109	—STELLAR ACQUISITION III INC	200,000	$2.0M	0.14%
110	BCXBLACKROCK RES & COMM STRAT T	205,579	$2.0M	0.14%
111	—FORUM MERGER CORP	200,000	$2.0M	0.14%
112	—LEGACY ACQUISITION CORP	200,000	$2.0M	0.14%
113	—BLACK RIDGE ACQUISITION CORP	200,000	$1.9M	0.13%
114	—OSPREY ENERGY ACQUISITION CO	175,000	$1.7M	0.12%
115	PDIPIMCO MUNICIPAL INCOME FD	125,578	$1.6M	0.11%
116	MMTMFS MULTIMARKET INCOME TR	252,833	$1.5M	0.11%
117	—ATLANTIC ACQUISITION CORP	150,000	$1.5M	0.10%
118	—MATLIN & PARTNERS ACQUISITIO	150,000	$1.5M	0.10%
119	—INDUSTREA ACQUISITION CORP	150,000	$1.5M	0.10%
120	SPESPECIAL OPPORTUNITIES FD INC	97,279	$1.4M	0.10%
121	MHIPIONEER MUN HIGH INCOME TR	105,373	$1.2M	0.09%
122	EVNEATON VANCE MUNI INCOME TRUS	100,675	$1.2M	0.09%
123	XSCDXLMP CAP & INCOME FD INC	89,235	$1.2M	0.09%
124	—FINTECH ACQUISITION CORP II	125,002	$1.2M	0.09%
125	—BISON CAP ACQUISITION CORP	125,000	$1.2M	0.09%
126	—DRAPER OAKWOOD TECHNOLOGY	120,000	$1.2M	0.08%
127	—CONSTELLATION ALPHA CAP CORP	120,000	$1.2M	0.08%
128	—UBS AG JERSEY BRH	55,000	$1.1M	0.08%
129	—BLACKROCK 2022 GBL INCM OPP	114,301	$1.1M	0.08%
130	—MORGAN STANLEY EMER MKTS FD	62,328	$1.1M	0.08%
131	—UBS AG LONDON BRH	52,000	$855K	0.06%
132	—GTY TECHNOLOGY HOLDINGS INC	80,001	$794K	0.06%
133	—GOLDMAN SACHS MLP INC OPP FD	86,882	$777K	0.05%
134	STEWBOULDER GROWTH & INCOME FD I	65,326	$724K	0.05%
135	BGXBLACKSTONE GSO LNG SHRT CR I	44,430	$707K	0.05%
136	CXHMFS INVT GRADE MUN TR	72,618	$705K	0.05%
137	—DELAWARE INVTS DIV & INCOME	63,861	$685K	0.05%
138	PHTPIONEER HIGH INCOME TR	47,635	$463K	0.03%
139	—CAPITALA FIN CORP	14,047	$349K	0.02%
140	—ABERDEEN EMERGING MKTS SMALL	23,680	$344K	0.02%
141	NESRNATIONAL ENERGY SERVICES REU	230,000	$189K	0.01%
142	—PENSARE ACQUISITION CORP	349,994	$175K	0.01%
143	—HENNESSY CAP ACQUSTON CORP I	168,750	$143K	0.01%
144	—FORUM MERGER CORP	200,000	$132K	0.01%
145	—ROSEHILL RES INC	119,700	$119K	0.01%
146	—BLACK RIDGE ACQUISITION CORP	300,000	$99K	0.01%
147	—CM SEVEN STAR ACQUISITION CO	300,000	$96K	0.01%
148	—PENSARE ACQUISITION CORP	174,997	$96K	0.01%
149	—MODERN MEDIA ACQUISITION	230,000	$90K	0.01%
150	—ATLANTIC ACQUISITION CORP	150,000	$90K	0.01%
151	—FINTECH ACQUISITION CORP II	62,501	$86K	0.01%
152	—FORUM MERGER CORP	100,000	$68K	0.00%
153	—KBL MERGER CORP IV	230,000	$67K	0.00%
154	—INDUSTREA ACQUISITION CORP	150,000	$63K	0.00%
155	—MATLIN & PARTNERS ACQUISITIO	150,000	$63K	0.00%
156	—MODERN MEDIA ACQUISITION	115,000	$63K	0.00%
157	—STELLAR ACQUISITION III INC	200,000	$62K	0.00%
158	—OSPREY ENERGY ACQUISITION CO	87,500	$61K	0.00%
159	—DRAPER OAKWOOD TECHNOLOGY	120,000	$60K	0.00%
160	—I AM CAP ACQUISITION CO	150,000	$50K	0.00%
161	—BISON CAP ACQUISITION CORP	125,000	$47K	0.00%
162	—KBL MERGER CORP IV	230,000	$45K	0.00%
163	—CM SEVEN STAR ACQUISITION CO	150,000	$44K	0.00%
164	—DRAPER OAKWOOD TECHNOLOGY	60,000	$40K	0.00%
165	—CONSTELLATION ALPHA CAP CORP	120,000	$37K	0.00%
166	—GTY TECHNOLOGY HOLDINGS INC	26,667	$36K	0.00%
167	—BLACK RIDGE ACQUISITION CORP	100,000	$28K	0.00%
168	—CONSTELLATION ALPHA CAP CORP	120,000	$26K	0.00%
169	—BISON CAP ACQUISITION CORP	62,500	$23K	0.00%
170	—HUNTER MARITIME ACQUISITION	75,001	$23K	0.00%

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