HFRO

Highland Opportunities and Income Fund
$5.90-0.03 (-0.51%)TechnologyNYSE

Institutional Holders

117

as of Q4 2025

Total Shares Held

InfinityB

Total Value

$2.7950190001600015e+244T

% of Float

—

Price History

$4.47$5.06$5.65$6.24$6.83Sep 24Jun 25Mar 26

Top Institutional Holders(Q4 2025)

#FundSharesValue% of PortfolioType
1Saba Capital Management, L.P.4,674,016$27.9M0.83%Share
2RAYMOND JAMES FINANCIAL INC3,289,333$19.0M0.01%Share
3MORGAN STANLEY2,822,748$16.0M0.00%Share
4Thomas J. Herzfeld Advisors, Inc.2,457,285$14.7M4.97%Share
5NEXPOINT ASSET MANAGEMENT, L.P.2,189,005$13.1M0.91%Share
6ENVESTNET ASSET MANAGEMENT INC2,100,795$12.0M0.00%Share
7NEXPOINT ASSET MANAGEMENT, L.P.1,484,042$8.9M0.62%Share
8Invesco Ltd.1,367,754$8.2M0.00%Share
9Geneos Wealth Management Inc.928,473$5.6M0.14%Share
10Cambridge Investment Research Advisors, Inc.950,061$5.0M0.01%Share
11ROYAL BANK OF CANADA665,712$3.0M0.00%Share
12LPL Financial LLC636,467$3.0M0.00%Share
13OPPENHEIMER & CO INC449,790$2.7M0.04%Share
14Matisse Capital386,000$2.3M1.03%Share
15Camelot Portfolios, LLC353,602$2.1M1.30%Share
16RAYMOND JAMES FINANCIAL INC492,182$2.0M0.00%Share
17Closed-End Fund Advisors, Inc.235,136$1.4M0.83%Share
18CHOREO, LLC230,630$1.4M0.02%Share
19Matisse Capital231,000$1.4M0.62%Share
20North Ground Capital192,701$1.2M0.57%Share
21PARK AVENUE SECURITIES LLC184,621$1.1M0.01%Share
22Marex Group plc285,112$1.0M0.01%Share
23Arlington Capital Management, Inc.151,205$904K0.56%Share
24Altium Capital Management LLC143,059$855K3.38%Share
25Concorde Asset Management, LLC139,460$833K0.33%Share
26BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC126,901$758K0.11%Share
27NATIONS FINANCIAL GROUP INC, /IA/ /ADV122,317$731K0.04%Share
28Alpine Global Management, LLC99,974$597K0.10%Share
29LANDSCAPE CAPITAL MANAGEMENT, L.L.C.94,036$562K0.04%Share
30GILPIN WEALTH MANAGEMENT, LLC90,956$543K0.43%Share
31AEGON USA Investment Management, LLC88,168$527K0.37%Share
32Samalin Investment Counsel, LLC84,056$502K0.18%Share
33Ariadne Wealth Management, LP52,890$339K0.14%Share
34LANDSCAPE CAPITAL MANAGEMENT, L.L.C.49,571$296K0.02%Share
35Papamarkou Wellner Asset Management inc.45,000$269K0.16%Share
36Calamos Advisors LLC42,776$255K0.00%Share
37INTEGRATED CAPITAL MANAGEMENT, INC.39,358$235K0.16%Share
38LANDSCAPE CAPITAL MANAGEMENT, L.L.C.37,789$225K0.02%Share
39MidWestOne Financial Group, Inc.36,578$218K0.02%Share
40HB Wealth Management, LLC32,550$194K0.00%Share
41CSS LLC/IL32,516$194K0.01%Share
42MELFA WEALTH MANAGEMENT, INC.29,135$174K0.10%Share
43Keystone Wealth Services, LLC20,925$125K0.03%Share
44NWF Advisory Services Inc.20,700$123K0.01%Share
45One Charles Private Wealth Services, LLC17,248$103K0.03%Share
46Yakira Capital Management, Inc.15,655$93K0.03%Share
47UBS Group AG15,283$91K0.00%Share
48LifeWealth Investments, LLC14,625$87K0.03%Share
49CHANNEL WEALTH LLC14,216$85K0.02%Share
50Capital Investment Advisory Services, LLC13,359$79K0.01%Share
51U.S. Capital Wealth Advisors, LLC12,827$76K0.00%Share
52STEPHENS INC /AR/12,743$76K0.00%Share
53Koshinski Asset Management, Inc.11,625$69K0.00%Share
54Bulldog Investors, LLP10,715$64K0.01%Share
55K2 PRINCIPAL FUND, L.P.10,033$59K0.00%Share
56COMERICA BANK6,156$36K0.00%Share
57SUMMIT SECURITIES GROUP LLC5,658$33K0.00%Share
58Legacy Wealth Managment, LLC/ID5,237$31K0.01%Share
59UBS Group AG3,675$21K0.00%Share
60Basepoint Wealth LLC3,671$21K0.01%Share
61Kilter Group LLC2,152$13K0.01%Share
62Kilter Group LLC2,192$13K0.01%Share
63Byrne Asset Management LLC1,800$10K0.01%Share
64US BANCORP \DE\1,775$10K0.00%Share
65ASSETMARK, INC1,500$8K0.00%Share
66FLAGSHIP HARBOR ADVISORS, LLC977$5K0.00%Share
67Triumph Capital Management900$5K0.00%Share
68HIGHLINE WEALTH PARTNERS LLC500$2K0.00%Share
69Spire Wealth Management500$2K0.00%Share
70Sound Income Strategies, LLC382$2K0.00%Share
71CALDWELL SUTTER CAPITAL, INC.285$1K0.00%Share
72GABLES CAPITAL MANAGEMENT INC.269$1K0.00%Share
73Baird Financial Group, Inc.96,591$00.00%Share
74Pinnacle Wealth Planning Services, Inc.2,520$00.00%Share
75Kestra Advisory Services, LLC34,177$00.00%Share
76Janney Montgomery Scott LLC24,459$00.00%Share
77MML INVESTORS SERVICES, LLC19,703$00.00%Share
78XTX Topco Ltd37,854$00.00%Share
79Rockefeller Capital Management L.P.4,159$00.00%Share
80Rockefeller Capital Management L.P.1,019$00.00%Share
81MORGAN STANLEY26$00.00%Share
82MORGAN STANLEY162$00.00%Share
83Aristides Capital LLC133,496$00.00%Share
84COMMONWEALTH EQUITY SERVICES, LLC13,550$00.00%Share
85IHT Wealth Management, LLC147,653$00.00%Share
86OSAIC HOLDINGS, INC.104,239$00.00%Share
87OSAIC HOLDINGS, INC.1,902$00.00%Share
88Cetera Investment Advisers55,565$00.00%Share
89MERCER GLOBAL ADVISORS INC /ADV35,831$00.00%Share
90RAYMOND JAMES FINANCIAL INC10,421$00.00%Share
91JANE STREET GROUP, LLC68,420$00.00%Share
92NewEdge Advisors, LLC130,626$00.00%Share
93AdvisorNet Financial, Inc1$00.00%Share
94Cedar Mountain Advisors, LLC82$00.00%Share
95Inlight Wealth Management, LLC159$00.00%Share
96Sunrise Financial Services, LLC70$00.00%Share
97Mountain Hill Investment Partners Corp.123$00.00%Share
98Keating Financial Advisory Services, Inc.164$00.00%Share
99NEXPOINT ASSET MANAGEMENT, L.P.0$00.00%Share
100WELLS FARGO & COMPANY/MN2$00.00%Share
101JANE STREET GROUP, LLC49,032$00.00%Share
102Steward Partners Investment Advisory, LLC1,261$00.00%Share
103CIBC Private Wealth Group LLC419$00.00%Share
104Mariner, LLC30,573$00.00%Share
105ROYAL BANK OF CANADA1,889$00.00%Share
106IFP Advisors, Inc5,222$00.00%Share
107NOMURA HOLDINGS INC10,000$00.00%Share
108MILLENNIUM MANAGEMENT LLC28,850$00.00%Share
109CITADEL ADVISORS LLC20,046$00.00%Share
110SUSQUEHANNA INTERNATIONAL GROUP, LLP77,525$00.00%Share
111HighTower Advisors, LLC118,665$00.00%Share
112Tower Research Capital LLC (TRC)409$00.00%Share
113Creative Planning45,988$00.00%Share
114Abel Hall, LLC20,000$00.00%Share
115EVOLVE PRIVATE WEALTH, LLC31,437$00.00%Share
116FMR LLC23$00.00%Share
117MAI Capital Management59$00.00%Share