RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2017 Filing
Filed February 14, 2018
Portfolio Value
$1.4T
Holdings
170
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (170 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | XEMDXWESTERN ASSET EMRG MKT DEBT | 4,108,669 | $63.9B | 4.44% | |
| 2 | USALIBERTY ALL STAR EQUITY FD | 9,741,422 | $61.4B | 4.27% | |
| 3 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 3,444,496 | $47.4B | 3.29% | |
| 4 | XEVVXEATON VANCE LTD DUR INCOME F | 3,419,809 | $46.7B | 3.25% | |
| 5 | HIOWESTERN ASSET HIGH INCM OPP | 8,872,673 | $45.0B | 3.13% | |
| 6 | BTZBLACKROCK CR ALLCTN INC TR | 2,823,677 | $37.6B | 2.62% | |
| 7 | XJQCXNUVEEN CR STRATEGIES INCM FD | 4,366,070 | $35.9B | 2.50% | |
| 8 | HYTBLACKROCK CORPOR HI YLD FD I | 3,236,072 | $35.4B | 2.46% | |
| 9 | GLOCLOUGH GLOBAL OPPORTUNITIES | 2,616,692 | $28.5B | 1.98% | |
| 10 | NADNUVEEN QUALITY MUNCP INCOME | 1,963,926 | $27.6B | 1.92% | |
| 11 | VVRINVESCO SR INCOME TR | 6,202,007 | $27.2B | 1.89% | |
| 12 | —LEGG MASON BW GLB INC OPP FD | 2,125,351 | $27.1B | 1.89% | |
| 13 | CLMCORNERSTONE STRATEGIC VALUE | 1,743,743 | $27.0B | 1.88% | |
| 14 | BRWTEMPLETON GLOBAL INCOME FD | 4,054,370 | $26.2B | 1.82% | |
| 15 | —ALPINE TOTAL DYNAMIC DIVID F | 2,751,259 | $26.1B | 1.81% | |
| 16 | —PRUDENTIAL GLB SHT DUR HG YL | 1,807,847 | $26.1B | 1.81% | |
| 17 | WIWWESTERN ASSET CLYM INFL OPP | 2,098,093 | $24.0B | 1.67% | |
| 18 | —VOYA PRIME RATE TR | 4,697,097 | $23.8B | 1.66% | |
| 19 | EHIWESTERN ASSET GLB HI INCOME | 2,280,402 | $23.3B | 1.62% | |
| 20 | TEITEMPLETON EMERG MKTS INCOME | 2,078,501 | $23.2B | 1.61% | |
| 21 | —CORPORATE CAP TR INC | 1,436,616 | $23.0B | 1.60% | |
| 22 | ARCCARES CAP CORP | 1,432,345 | $22.5B | 1.57% | |
| 23 | NXDTNEXPOINT CR STRATEGIES FD | 880,861 | $22.3B | 1.55% | |
| 24 | —INVESCO DYNAMIC CR OPP FD | 1,894,139 | $22.2B | 1.54% | |
| 25 | PHKPIMCO HIGH INCOME FD | 2,722,471 | $20.3B | 1.41% | |
| 26 | RABROOKFIELD REAL ASSETS INCOM | 856,365 | $20.0B | 1.39% | |
| 27 | HFROHIGHLAND FLOATNG RATE OPPRT | 1,271,587 | $19.7B | 1.37% | |
| 28 | DSUBLACKROCK DEBT STRAT FD INC | 1,554,844 | $18.2B | 1.27% | |
| 29 | —PIMCO DYNMIC CREDIT AND MRT | 783,300 | $17.6B | 1.22% | |
| 30 | —FIRST TR SR FLOATING RATE 20 | 1,873,238 | $17.1B | 1.19% | |
| 31 | —ALLIANZGI CON INCM 2024 TARG | 1,539,142 | $14.0B | 0.97% | |
| 32 | —VIRTUS TOTAL RETURN FUND INC | 1,055,048 | $13.6B | 0.95% | |
| 33 | VWOVANGUARD INTL EQUITY INDEX F | 291,859 | $13.4B | 0.93% | |
| 34 | HYIWESTERN ASSET HGH YLD DFNDFD | 858,840 | $13.0B | 0.90% | |
| 35 | EDDMORGAN STANLEY EM MKTS DM DE | 1,640,229 | $12.6B | 0.88% | |
| 36 | —MANAGED DURATION INVT GRD FU | 858,074 | $11.5B | 0.80% | |
| 37 | BITBLACKROCK MULTI-SECTOR INC T | 634,189 | $11.5B | 0.80% | |
| 38 | —DELAWARE ENHANCED GBL DIV & | 944,346 | $11.5B | 0.80% | |
| 39 | PRFUSDPOWERSHARES ETF TRUST | 100,632 | $11.4B | 0.79% | |
| 40 | FUNDSPROTT FOCUS TR INC | 1,330,896 | $10.5B | 0.73% | |
| 41 | —PRUDENTIAL SHT DURATION HG Y | 709,477 | $10.5B | 0.73% | |
| 42 | KYNKAYNE ANDERSON MLP INVT CO | 549,485 | $10.5B | 0.73% | |
| 43 | ARDCARES DYNAMIC CR ALLOCATION F | 636,633 | $10.5B | 0.73% | |
| 44 | UTGREAVES UTIL INCOME FD | 323,907 | $10.0B | 0.70% | |
| 45 | VLTINVESCO HIGH INCOME TR II | 654,463 | $9.6B | 0.67% | |
| 46 | MSDMORGAN STANLEY EMER MKTS DEB | 960,421 | $9.6B | 0.67% | |
| 47 | CEFCENTRAL FD CDA LTD | 713,165 | $9.6B | 0.66% | |
| 48 | JLSNUVEEN MTG OPPORTUNITY TERM | 382,717 | $9.4B | 0.66% | |
| 49 | XWIAXWESTERN ASSET CLYM INFL SEC | 793,644 | $9.4B | 0.65% | |
| 50 | FSICUSDFS INVT CORP | 1,242,787 | $9.1B | 0.64% | |
| 51 | —ALLIANZGI NFJ DIVID INT & PR | 685,530 | $8.9B | 0.62% | |
| 52 | XGLQXCLOUGH GLOBAL EQUITY FD | 651,932 | $8.7B | 0.61% | |
| 53 | —GARRISON CAP INC | 1,060,624 | $8.6B | 0.60% | |
| 54 | TYTRI CONTL CORP | 304,950 | $8.2B | 0.57% | |
| 55 | JMTNUVEEN MTG OPPTY TERM FD 2 | 344,618 | $8.2B | 0.57% | |
| 56 | XEADXWELLS FARGO INCOME OPPORTUNI | 968,965 | $8.1B | 0.57% | |
| 57 | JGHNUVEEN GLOBAL HIGH INCOME FD | 471,657 | $8.0B | 0.55% | |
| 58 | BGBBLACKSTONE GSO STRATEGIC CR | 503,955 | $7.9B | 0.55% | |
| 59 | AVKADVENT CLAYMORE CV SECS & IN | 497,069 | $7.9B | 0.55% | |
| 60 | GAMGENERAL AMERN INVS INC | 223,737 | $7.7B | 0.54% | |
| 61 | GABGABELLI EQUITY TR INC | 1,229,885 | $7.6B | 0.53% | |
| 62 | —DEUTSCHE HIGH INCOME OPPORT | 479,363 | $7.2B | 0.50% | |
| 63 | —POWERSHARES ETF TR II | 307,565 | $6.9B | 0.48% | |
| 64 | HIXWESTERN ASSET HIGH INCM FD I | 978,123 | $6.8B | 0.47% | |
| 65 | MCRMFS CHARTER INCOME TR | 784,804 | $6.7B | 0.46% | |
| 66 | EVFEATON VANCE SR INCOME TR | 1,007,769 | $6.6B | 0.46% | |
| 67 | XMUIXBLACKROCK MUNI INTER DR FD I | 458,778 | $6.4B | 0.44% | |
| 68 | NHSNEUBERGER BERMAN HGH YLD FD | 521,317 | $6.1B | 0.43% | |
| 69 | RMTROYCE MICRO-CAP TR INC | 647,033 | $6.1B | 0.42% | |
| 70 | —ANDINA ACQUISITION CORP II | 587,582 | $6.1B | 0.42% | |
| 71 | TYGEURTORTOISE ENERGY INFRA CORP | 200,334 | $5.8B | 0.41% | |
| 72 | VEAVANGUARD TAX MANAGED INTL FD | 126,277 | $5.7B | 0.39% | |
| 73 | —EATON VANCE FLTNG RATE 2022 | 587,581 | $5.4B | 0.38% | |
| 74 | —DEUTSCHE MULTI-MKT INCOME TR | 606,777 | $5.4B | 0.37% | |
| 75 | —ABERDEEN ASIA PACIFIC INCOM | 1,050,762 | $5.1B | 0.36% | |
| 76 | RVTROYCE VALUE TR INC | 313,910 | $5.1B | 0.35% | |
| 77 | —NUVEEN INT DUR QUAL MUN TRM | 392,172 | $5.0B | 0.35% | |
| 78 | —SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.9B | 0.34% | |
| 79 | —EAGLE GRWTH & INCOME OPPTY F | 291,675 | $4.8B | 0.34% | |
| 80 | —ALLIANZGI EQUITY & CONV INCO | 223,682 | $4.7B | 0.33% | |
| 81 | AFBALLIANCEBERNSTEIN NATL MUNI | 340,235 | $4.6B | 0.32% | |
| 82 | —ADVENT CLAY CONV SEC INC FD | 751,247 | $4.5B | 0.31% | |
| 83 | —MORGAN STANLEY TRUSTS | 230,385 | $4.2B | 0.29% | |
| 84 | —AMERICAN CAP SR FLOATING LTD | 394,212 | $4.1B | 0.29% | |
| 85 | —PENSARE ACQUISITION CORP | 399,994 | $3.9B | 0.27% | |
| 86 | CRFCORNERSTONE TOTAL RTRN FD IN | 250,859 | $3.8B | 0.27% | |
| 87 | RCSPIMCO STRATEGIC INCOME FD IN | 409,046 | $3.8B | 0.26% | |
| 88 | —ADVENT CLAYMORE ENH GRW & IN | 437,172 | $3.6B | 0.25% | |
| 89 | MCNMADISON CVRED CALL & EQ STR | 461,269 | $3.6B | 0.25% | |
| 90 | —GOLDMAN SACHS MLP ENERGY REN | 535,840 | $3.3B | 0.23% | |
| 91 | —TRIANGLE CAP CORP | 344,556 | $3.3B | 0.23% | |
| 92 | —HENNESSY CAP ACQUSTON CORP I | 325,000 | $3.2B | 0.22% | |
| 93 | GDXVANECK VECTORS ETF TR | 135,594 | $3.2B | 0.22% | |
| 94 | —APOLLO TACTICAL INCOME FD IN | 194,728 | $3.1B | 0.21% | |
| 95 | —LAZARD WORLD DIVID & INCOME | 263,009 | $3.1B | 0.21% | |
| 96 | —LEISURE ACQUISITION CORP | 306,600 | $3.0B | 0.21% | |
| 97 | —HAYMAKER ACQUISITION | 295,000 | $2.9B | 0.20% | |
| 98 | —CM SEVEN STAR ACQUISITION CO | 300,000 | $2.9B | 0.20% | |
| 99 | —NUVEEN EMERGING MKTS DEBT 20 | 306,049 | $2.9B | 0.20% | |
| 100 | BLWBLACKROCK LTD DURATION INC T | 179,684 | $2.9B | 0.20% |
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