RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2018 Filing

Filed November 15, 2018

Portfolio Value

$1.2B

Holdings

213

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (213 positions)

#	Stock	Shares	Value	% Portfolio
1	—PENSARE ACQUISITION CORP	349,994	$157.0M	13.11%
2	—BLACK RIDGE ACQUISITION CORP	300,000	$135.0M	11.27%
3	—MODERN MEDIA ACQUISITION	230,000	$108.0M	9.02%
4	—KBL MERGER CORP IV	230,000	$106.0M	8.85%
5	—OPES ACQUISITION CORP	250,000	$100.0M	8.35%
6	—TWELVE SEAS INVESTMENT COMPA	225,000	$95.0M	7.93%
7	—LEGACY ACQUISITION CORP	200,000	$89.0M	7.43%
8	—TWELVE SEAS INVESTMENT COMPA	225,000	$81.0M	6.76%
9	—UNION ACQUISITION CORP	200,000	$80.0M	6.68%
10	—UNION ACQUISITION CORP	200,000	$70.0M	5.84%
11	—THUNDER BRIDGE ACQUISITION L	150,000	$67.0M	5.59%
12	XEMDXWESTERN ASSET EMRG MKT DEBT	4,296,996	$57.7M	4.81%
13	—BIG ROCK PARTNERS ACQUISI CO	119,999	$54.0M	4.51%
14	—I AM CAP ACQUISITION CO	150,000	$53.0M	4.42%
15	—HL ACQUISITIONS CORP	125,000	$50.0M	4.17%
16	—KBL MERGER CORP IV	230,000	$50.0M	4.17%
17	—CONSTELLATION ALPHA CAP CORP	120,000	$48.0M	4.01%
18	—HL ACQUISITIONS CORP	125,000	$45.0M	3.76%
19	XEVVXEATON VANCE LTD DUR INCOME F	3,484,408	$44.2M	3.69%
20	—TRIDENT ACQUISITIONS CORP	150,000	$44.0M	3.67%
21	—TOTTENHAM ACQUISITION I LTD	118,000	$44.0M	3.67%
22	HIOWESTERN ASSET HIGH INCM OPP	9,116,903	$43.4M	3.62%
23	XNEAXNUVEEN AMT FREE QLTY MUN INC	3,284,517	$41.6M	3.47%
24	—ALLEGRO MERGER CORP	100,000	$40.0M	3.34%
25	—BLACK RIDGE ACQUISITION CORP	100,000	$37.0M	3.09%
26	BTZBLACKROCK CR ALLCTN INC TR	2,954,815	$36.2M	3.02%
27	—ALLEGRO MERGER CORP	100,000	$35.0M	2.92%
28	XJQCXNUVEEN CR STRATEGIES INCM FD	4,161,830	$33.2M	2.77%
29	GHYPGIM GLOBAL SHORT DURATION H	2,218,441	$30.8M	2.57%
30	BRWTEMPLETON GLOBAL INCOME FD	4,965,505	$30.4M	2.54%
31	VVRINVESCO SR INCOME TR	6,503,400	$28.0M	2.34%
32	—STELLAR ACQUISITION III INC	200,000	$27.0M	2.25%
33	—GREENLAND ACQUISITIN CORPORA	75,000	$27.0M	2.25%
34	—CONSTELLATION ALPHA CAP CORP	120,000	$26.0M	2.17%
35	HFROHIGHLAND FLOATNG RATE OPPRT	1,673,997	$25.8M	2.15%
36	NADNUVEEN QUALITY MUNCP INCOME	1,971,897	$25.2M	2.11%
37	XAODXABERDEEN TOTAL DYNAMIC DIVD	2,869,404	$25.2M	2.10%
38	—VOYA PRIME RATE TR	5,028,904	$25.0M	2.09%
39	BWGBRANDYWINEGBL GLBAL INM OPRT	2,292,544	$25.0M	2.09%
40	SPYSPDR S&P 500 ETF	85,000	$24.7M	2.06%
41	HYTBLACKROCK CORPOR HI YLD FD I	2,341,406	$24.6M	2.05%
42	—TOTTENHAM ACQUISITION I LTD	118,000	$24.0M	2.00%
43	—HUNTER MARITIME ACQUISITION	75,001	$23.0M	1.92%
44	—DELAWARE ENHANCED GBL DIV &	2,012,779	$22.5M	1.88%
45	CLMCORNERSTONE STRATEGIC VALUE	1,533,834	$21.5M	1.79%
46	TEITEMPLETON EMERG MKTS INCOME	2,106,775	$21.1M	1.76%
47	EHIWESTERN ASSET GLB HI INCOME	2,213,475	$20.2M	1.68%
48	—GREENLAND ACQUISITIN CORPORA	75,000	$20.0M	1.67%
49	PBSINVESCO DYNAMIC CR OPP FD	1,725,921	$19.8M	1.65%
50	WIWWESTERN AST INFL LKD OPP & I	1,772,455	$19.2M	1.60%
51	NXDTNEXPOINT STRATEGIC OPORTUNT	837,175	$18.8M	1.57%
52	KYNKAYNE ANDERSN MLP MIDS INVT	1,022,930	$18.3M	1.52%
53	—TORTOISE MLP FD INC	1,080,148	$17.4M	1.45%
54	GLOCLOUGH GLOBAL OPPORTUNITIES	1,546,927	$16.8M	1.40%
55	TRYBARINGS BDC INC COM	1,527,624	$15.3M	1.28%
56	ISDPGIM SHORT DURATION HIGH YIE	1,025,024	$14.5M	1.21%
57	HYIWESTERN ASSET HGH YLD DFNDFD	911,858	$13.3M	1.11%
58	EDDMORGAN STANLEY EM MKTS DM DE	1,855,522	$12.5M	1.04%
59	—ALLIANZGI NFJ DIVID INT & PR	935,067	$12.2M	1.02%
60	VLTINVESCO HIGH INCOME TR II	881,580	$12.1M	1.01%
61	—ALLIANZGI CON INCM 2024 TARG	1,265,084	$11.6M	0.97%
62	MSDMORGAN STANLEY EMER MKTS DEB	1,204,530	$10.4M	0.87%
63	AVKADVENT CLAYMORE CV SECS & IN	640,270	$10.0M	0.84%
64	—GARRISON CAP INC	1,203,465	$10.0M	0.83%
65	JLSNUVEEN MTG OPPORTUNITY TERM	415,179	$10.0M	0.83%
66	—EAGLE GRWTH & INCOME OPPTY F	617,505	$9.4M	0.78%
67	BITBLACKROCK MULTI-SECTOR INC T	552,021	$9.3M	0.78%
68	JMTNUVEEN MTG OPPTY TERM FD 2	388,138	$9.0M	0.75%
69	PRFINVESCO EXCHANGE TRADED FD T FTSE RAFI 1000	74,972	$8.9M	0.74%
70	CRFCORNERSTONE TOTAL RTRN FD IN	609,709	$8.5M	0.71%
71	XWIAXWESTERN ASST INFLTN LKD INM	745,377	$8.4M	0.70%
72	PCFHIGH INCOME SECS FD	885,137	$8.4M	0.70%
73	FUNDSPROTT FOCUS TR INC	1,129,197	$8.3M	0.70%
74	XEADXWELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD	937,570	$7.4M	0.62%
75	—ALLIANCE CALIF MUN INCOME FD	543,439	$7.4M	0.62%
76	EVFEATON VANCE SR INCOME TR	1,073,571	$6.9M	0.58%
77	ARDCARES DYNAMIC CR ALLOCATION F	440,703	$6.8M	0.57%
78	—MORGAN STANLEY EMER MKTS FD	419,226	$6.5M	0.55%
79	HIXWESTERN ASSET HIGH INCM FD I	1,017,217	$6.4M	0.54%
80	NHSNEUBERGER BERMAN HGH YLD FD	587,637	$6.4M	0.54%
81	XMUIXBLACKROCK MUNI INTER DR FD I	482,346	$6.3M	0.53%
82	—NUVEEN CONNECTICUT QLTY MUN	548,563	$6.2M	0.52%
83	JGHNUVEEN GLOBAL HIGH INCOME FD	386,267	$6.0M	0.50%
84	NACNUVEEN CA QUALTY MUN INCOME	464,720	$6.0M	0.50%
85	BLWBLACKROCK LTD DURATION INC T	391,655	$5.8M	0.49%
86	—DEUTSCHE MULTI-MKT INCOME TR	645,132	$5.8M	0.48%
87	VWOVANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF	135,426	$5.6M	0.46%
88	—NUVEEN INTER DURATION MN TMF	393,188	$4.9M	0.41%
89	—SPECIAL OPPORTUNITIES FD INC	191,280	$4.9M	0.41%
90	XAWFXALLIANCEBERNSTEIN GBL HGH IN	404,831	$4.7M	0.39%
91	MCRMFS CHARTER INCOME TR	605,376	$4.7M	0.39%
92	PXHINVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG	221,065	$4.7M	0.39%
93	—VIRTUS TOTAL RETURN FUND INC	424,862	$4.5M	0.37%
94	AFBALLIANCEBERNSTEIN NATL MUNI	346,084	$4.3M	0.36%
95	MCNMADISON CVRED CALL & EQ STR	553,074	$4.3M	0.36%
96	USALIBERTY ALL STAR EQUITY FD	587,323	$4.0M	0.33%
97	AEFABERDEEN EMRG MRKTS EQT INM	574,569	$3.9M	0.33%
98	—ONE MADISON CORP	399,998	$3.9M	0.32%
99	—PENSARE ACQUISITION CORP	389,994	$3.9M	0.32%
100	—LAZARD WORLD DIVID & INCOME	371,475	$3.9M	0.32%

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