RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2018 Filing

Filed November 15, 2018

Portfolio Value

$1.2B

Holdings

213

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (213 positions)

#	Stock	Shares	Value	% Portfolio
101	FAXABERDEEN ASIA PACIFIC INCOM	898,507	$3.7M	0.31%
102	—NUVEEN EMERGING MKTS DEBT 20	436,237	$3.6M	0.30%
103	VEAVANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF	77,070	$3.3M	0.28%
104	XBFZXBLACKROCK CALIF MUN INCOME	268,204	$3.3M	0.28%
105	—NUVEEN INT DUR QUAL MUN TRM	264,470	$3.3M	0.27%
106	—OHA INVT CORP	2,132,087	$3.3M	0.27%
107	—HENNESSY CAP ACQUSTON CORP I	310,904	$3.2M	0.26%
108	—BLACKROCK 2022 GBL INCM OPP	350,086	$3.1M	0.26%
109	—TKK SYMPHONY ACQUISITION COR	300,000	$3.0M	0.25%
110	—CM SEVEN STAR ACQUISITION	300,000	$3.0M	0.25%
111	—LEISURE ACQUISITION CORP	306,594	$3.0M	0.25%
112	—HAYMAKER ACQUISITION CORP	294,996	$2.9M	0.24%
113	XEVMXEATON VANCE CALIF MUN BD FD	288,880	$2.9M	0.24%
114	—BLACKROCK NY MUNI INC QLTY T	200,228	$2.5M	0.21%
115	—OPES ACQUISITION CORP	250,000	$2.5M	0.21%
116	GDOWESTERN ASSET GLOBAL CP DEFI	148,770	$2.4M	0.20%
117	—BIG ROCK PARTNERS ACQUISI CO	239,998	$2.4M	0.20%
118	MXEMEXICO EQUITY & INCOME FD	195,396	$2.4M	0.20%
119	—NEUBERGER BRMAN NY MUNI FD I	205,539	$2.3M	0.20%
120	IFNINDIA FD INC	106,050	$2.3M	0.20%
121	—MODERN MEDIA ACQUISITION	228,000	$2.3M	0.19%
122	—KBL MERGER CORP IV	220,375	$2.2M	0.19%
123	—PURE ACQUISITION CORP	224,996	$2.2M	0.18%
124	—TWELVE SEAS INVESTMENT COMPA	225,000	$2.2M	0.18%
125	TYGEURTORTOISE ENERGY INFRA CORP	73,841	$2.0M	0.17%
126	—UNION ACQUISITION CORP	200,000	$1.9M	0.16%
127	—LEGACY ACQUISITION CORP	200,000	$1.9M	0.16%
128	—MUDRICK CAP ACQUISITION CORP W EXP 02/12/202	200,000	$1.9M	0.16%
129	—BLACK RIDGE ACQUISITION CORP	191,057	$1.9M	0.16%
130	—GORDON POINTE ACQUISITION CO	175,000	$1.7M	0.14%
131	DSUBLACKROCK DEBT STRAT FD INC	151,080	$1.7M	0.14%
132	—MTECH ACQUISITION CORP	155,000	$1.6M	0.13%
133	BCXBLACKROCK RES & COMM STRAT T	169,925	$1.5M	0.13%
134	—INDUSTREA ACQUISITION CORP	150,000	$1.5M	0.13%
135	—MEGALITH FINL ACQUISITION CO UNIT 09/30/2025	150,000	$1.5M	0.13%
136	—MATLIN & PARTNERS ACQUISITIO	150,000	$1.5M	0.13%
137	—TRIDENT ACQUISITIONS CORP	150,000	$1.5M	0.12%
138	—THUNDER BRIDGE ACQUISITION L	150,000	$1.5M	0.12%
139	—VECTOIQ ACQUISITION CORP	149,999	$1.4M	0.12%
140	—EATON VANCE NJ MUNI INCOME T	116,769	$1.3M	0.11%
141	—NEUBERGER BRMAN CLIFRN MUNI	104,356	$1.3M	0.11%
142	—BISON CAP ACQUISITION CORP ORD	125,000	$1.3M	0.11%
143	—TENZING ACQUISITION CORP	125,000	$1.3M	0.11%
144	NPFINUVEEN PFD & INCM SECURTIES	140,954	$1.2M	0.10%
145	—DRAPER OAKWOOD TECHNOLOGY COM	120,000	$1.2M	0.10%
146	—BLACKROCK MUNIYIELD CALI QLT	94,743	$1.2M	0.10%
147	—TIBERIUS ACQUISITION CORP	125,000	$1.2M	0.10%
148	—HL ACQUISITIONS CORP	125,000	$1.2M	0.10%
149	BTTBLACKROCK MUN 2030 TAR TERM	57,167	$1.2M	0.10%
150	SWZSWISS HELVETIA FD INC	136,816	$1.2M	0.10%
151	—TOTTENHAM ACQUISITION I LTD	118,000	$1.1M	0.10%
152	—CONSTELLATION ALPHA CAP COR	112,469	$1.1M	0.10%
153	SPESPECIAL OPPORTUNITIES FD INC	72,921	$1.1M	0.09%
154	NCANUVEEN CALIF MUN VALUE FD	113,340	$1.1M	0.09%
155	—LONGEVITY ACQUISITION CORP	100,000	$1.0M	0.09%
156	—LF CAP ACQUISITION CORP	100,000	$960K	0.08%
157	—ALLEGRO MERGER CORP	100,000	$953K	0.08%
158	—TRINITY MERGER CORP	96,000	$944K	0.08%
159	MMTMFS MULTIMARKET INCOME TR	167,343	$925K	0.08%
160	NEANUVEEN FLTNG RTE INCM OPP FD	84,622	$872K	0.07%
161	SBIWESTERN ASSET INTM MUNI FD I	101,193	$856K	0.07%
162	XXCHNXXCHINA FD INC	43,355	$850K	0.07%
163	—GTY TECHNOLOGY HOLDINGS INC	80,001	$811K	0.07%
164	XNCMXNUVEEN CALIFORNIA AMT QLT MU	58,565	$754K	0.06%
165	CEVEATON VANCE CA MUNI INCOME T	65,845	$739K	0.06%
166	—GREENLAND ACQUISITIN CORPORA	75,000	$725K	0.06%
167	—EATON VANCE CALIF MUN BD FD	68,759	$704K	0.06%
168	—EATON VANCE MICH MUN BD FD	44,747	$562K	0.05%
169	—RMR REAL ESTATE INCOME FUND	31,000	$557K	0.05%
170	—CHURCHILL CAP CORP UNIT	50,000	$507K	0.04%
171	NESRNATIONAL ENERGY SERVICES REU	216,015	$484K	0.04%
172	—FAR PT ACQUISITION CORP	49,995	$482K	0.04%
173	—MFS CALIF MUN FD	45,937	$467K	0.04%
174	—EATON VANCE MI MUNI INCOME T	31,810	$395K	0.03%
175	—EATON VANCE N J MUN BD FD	33,325	$392K	0.03%
176	—BLACKROCK NY MUNICIPAL BOND	29,973	$386K	0.03%
177	IHDVOYA EMERGING MKTS HIGH DIVI	46,853	$378K	0.03%
178	—EATON VANCE MA MUNI INCOME T	28,952	$361K	0.03%
179	NIMNUVEEN SELECT MAT MUN FD	31,835	$305K	0.03%
180	—CORPORATE CAP TR INC	19,566	$299K	0.02%
181	—HENNESSY CAP ACQUSTON CORP I	168,750	$253K	0.02%
182	XEVGXEATON VANCE SH TM DR DIVR IN	19,510	$252K	0.02%
183	—EATON VANCE OHIO MUNICIPAL B	20,990	$236K	0.02%
184	—ONE MADISON CORP	199,999	$232K	0.02%
185	—MTECH ACQUISITION CORP	155,000	$229K	0.02%
186	—DEUTSCHE STRATEGIC INCOME TR	17,460	$219K	0.02%
187	—EATON VANCE PA MUNI INCOME T	18,903	$215K	0.02%
188	—HAYMAKER ACQUISITION CORP	147,498	$192K	0.02%
189	—CM SEVEN STAR ACQUISITION CO	300,000	$165K	0.01%
190	—LEISURE ACQUISITION CORP	153,297	$164K	0.01%
191	—PURE ACQUISITION CORP	112,498	$152K	0.01%
192	—INDUSTREA ACQUISITION CORP	150,000	$150K	0.01%
193	—FALCON MINERALS CORP	87,500	$149K	0.01%
194	—INTERNATIONAL MNY EXPRESS IN	62,501	$147K	0.01%
195	—MUDRICK CAP ACQUISITION CORP	200,000	$140K	0.01%
196	—EATON VANCE OH MUNI INCOME	10,927	$135K	0.01%
197	—EATON VANCE MASS MUN BD FD	10,225	$127K	0.01%
198	—BIG ROCK PARTNERS ACQUISI CO	239,998	$120K	0.01%
199	—GORDON POINTE ACQUISITION CO	175,000	$114K	0.01%
200	—MATLIN & PARTNERS ACQUISITIO	150,000	$113K	0.01%

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