RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2018 Filing

Filed November 15, 2018

Portfolio Value

$1.2T

Holdings

213

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (213 positions)

#	Stock	Shares	Value	% Portfolio
1	XEMDXWESTERN ASSET EMRG MKT DEBT	4,296,996	$57.7B	4.81%
2	XEVVXEATON VANCE LTD DUR INCOME F	3,484,408	$44.2B	3.69%
3	HIOWESTERN ASSET HIGH INCM OPP	9,116,903	$43.4B	3.62%
4	XNEAXNUVEEN AMT FREE QLTY MUN INC	3,284,517	$41.6B	3.47%
5	BTZBLACKROCK CR ALLCTN INC TR	2,954,815	$36.2B	3.02%
6	XJQCXNUVEEN CR STRATEGIES INCM FD	4,161,830	$33.2B	2.77%
7	GHYPGIM GLOBAL SHORT DURATION H	2,218,441	$30.8B	2.57%
8	BRWTEMPLETON GLOBAL INCOME FD	4,965,505	$30.4B	2.54%
9	VVRINVESCO SR INCOME TR	6,503,400	$28.0B	2.34%
10	HFROHIGHLAND FLOATNG RATE OPPRT	1,673,997	$25.8B	2.15%
11	NADNUVEEN QUALITY MUNCP INCOME	1,971,897	$25.2B	2.11%
12	XAODXABERDEEN TOTAL DYNAMIC DIVD	2,869,404	$25.2B	2.10%
13	—VOYA PRIME RATE TR	5,028,904	$25.0B	2.09%
14	BWGBRANDYWINEGBL GLBAL INM OPRT	2,292,544	$25.0B	2.09%
15	SPYSPDR S&P 500 ETF	85,000	$24.7B	2.06%
16	HYTBLACKROCK CORPOR HI YLD FD I	2,341,406	$24.6B	2.05%
17	—DELAWARE ENHANCED GBL DIV &	2,012,779	$22.5B	1.88%
18	CLMCORNERSTONE STRATEGIC VALUE	1,533,834	$21.5B	1.79%
19	TEITEMPLETON EMERG MKTS INCOME	2,106,775	$21.1B	1.76%
20	EHIWESTERN ASSET GLB HI INCOME	2,213,475	$20.2B	1.68%
21	—INVESCO DYNAMIC CR OPP FD	1,725,921	$19.8B	1.65%
22	WIWWESTERN AST INFL LKD OPP & I	1,772,455	$19.2B	1.60%
23	NXDTNEXPOINT STRATEGIC OPORTUNT	837,175	$18.8B	1.57%
24	KYNKAYNE ANDERSN MLP MIDS INVT	1,022,930	$18.3B	1.52%
25	—TORTOISE MLP FD INC	1,080,148	$17.4B	1.45%
26	GLOCLOUGH GLOBAL OPPORTUNITIES	1,546,927	$16.8B	1.40%
27	TRYBARINGS BDC INC COM	1,527,624	$15.3B	1.28%
28	ISDPGIM SHORT DURATION HIGH YIE	1,025,024	$14.5B	1.21%
29	HYIWESTERN ASSET HGH YLD DFNDFD	911,858	$13.3B	1.11%
30	EDDMORGAN STANLEY EM MKTS DM DE	1,855,522	$12.5B	1.04%
31	—ALLIANZGI NFJ DIVID INT & PR	935,067	$12.2B	1.02%
32	VLTINVESCO HIGH INCOME TR II	881,580	$12.1B	1.01%
33	—ALLIANZGI CON INCM 2024 TARG	1,265,084	$11.6B	0.97%
34	MSDMORGAN STANLEY EMER MKTS DEB	1,204,530	$10.4B	0.87%
35	AVKADVENT CLAYMORE CV SECS & IN	640,270	$10.0B	0.84%
36	—GARRISON CAP INC	1,203,465	$10.0B	0.83%
37	JLSNUVEEN MTG OPPORTUNITY TERM	415,179	$10.0B	0.83%
38	—EAGLE GRWTH & INCOME OPPTY F	617,505	$9.4B	0.78%
39	BITBLACKROCK MULTI-SECTOR INC T	552,021	$9.3B	0.78%
40	JMTNUVEEN MTG OPPTY TERM FD 2	388,138	$9.0B	0.75%
41	PRFINVESCO EXCHANGE TRADED FD T FTSE RAFI 1000	74,972	$8.9B	0.74%
42	CRFCORNERSTONE TOTAL RTRN FD IN	609,709	$8.5B	0.71%
43	XWIAXWESTERN ASST INFLTN LKD INM	745,377	$8.4B	0.70%
44	PCFHIGH INCOME SECS FD	885,137	$8.4B	0.70%
45	FUNDSPROTT FOCUS TR INC	1,129,197	$8.3B	0.70%
46	XEADXWELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD	937,570	$7.4B	0.62%
47	—ALLIANCE CALIF MUN INCOME FD	543,439	$7.4B	0.62%
48	EVFEATON VANCE SR INCOME TR	1,073,571	$6.9B	0.58%
49	ARDCARES DYNAMIC CR ALLOCATION F	440,703	$6.8B	0.57%
50	—MORGAN STANLEY EMER MKTS FD	419,226	$6.5B	0.55%
51	HIXWESTERN ASSET HIGH INCM FD I	1,017,217	$6.4B	0.54%
52	NHSNEUBERGER BERMAN HGH YLD FD	587,637	$6.4B	0.54%
53	XMUIXBLACKROCK MUNI INTER DR FD I	482,346	$6.3B	0.53%
54	—NUVEEN CONNECTICUT QLTY MUN	548,563	$6.2B	0.52%
55	JGHNUVEEN GLOBAL HIGH INCOME FD	386,267	$6.0B	0.50%
56	NACNUVEEN CA QUALTY MUN INCOME	464,720	$6.0B	0.50%
57	BLWBLACKROCK LTD DURATION INC T	391,655	$5.8B	0.49%
58	—DEUTSCHE MULTI-MKT INCOME TR	645,132	$5.8B	0.48%
59	VWOVANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF	135,426	$5.6B	0.46%
60	—NUVEEN INTER DURATION MN TMF	393,188	$4.9B	0.41%
61	—SPECIAL OPPORTUNITIES FD INC	191,280	$4.9B	0.41%
62	XAWFXALLIANCEBERNSTEIN GBL HGH IN	404,831	$4.7B	0.39%
63	MCRMFS CHARTER INCOME TR	605,376	$4.7B	0.39%
64	PXHINVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG	221,065	$4.7B	0.39%
65	—VIRTUS TOTAL RETURN FUND INC	424,862	$4.5B	0.37%
66	AFBALLIANCEBERNSTEIN NATL MUNI	346,084	$4.3B	0.36%
67	MCNMADISON CVRED CALL & EQ STR	553,074	$4.3B	0.36%
68	USALIBERTY ALL STAR EQUITY FD	587,323	$4.0B	0.33%
69	AEFABERDEEN EMRG MRKTS EQT INM	574,569	$3.9B	0.33%
70	—ONE MADISON CORP	399,998	$3.9B	0.32%
71	—PENSARE ACQUISITION CORP	389,994	$3.9B	0.32%
72	—LAZARD WORLD DIVID & INCOME	371,475	$3.9B	0.32%
73	—ABERDEEN ASIA PACIFIC INCOM	898,507	$3.7B	0.31%
74	—NUVEEN EMERGING MKTS DEBT 20	436,237	$3.6B	0.30%
75	VEAVANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF	77,070	$3.3B	0.28%
76	XBFZXBLACKROCK CALIF MUN INCOME	268,204	$3.3B	0.28%
77	—NUVEEN INT DUR QUAL MUN TRM	264,470	$3.3B	0.27%
78	—OHA INVT CORP	2,132,087	$3.3B	0.27%
79	—HENNESSY CAP ACQUSTON CORP I	310,904	$3.2B	0.26%
80	—BLACKROCK 2022 GBL INCM OPP	350,086	$3.1B	0.26%
81	—TKK SYMPHONY ACQUISITION COR	300,000	$3.0B	0.25%
82	—CM SEVEN STAR ACQUISITION	300,000	$3.0B	0.25%
83	—LEISURE ACQUISITION CORP	306,594	$3.0B	0.25%
84	—HAYMAKER ACQUISITION CORP	294,996	$2.9B	0.24%
85	XEVMXEATON VANCE CALIF MUN BD FD	288,880	$2.9B	0.24%
86	—BLACKROCK NY MUNI INC QLTY T	200,228	$2.5B	0.21%
87	—OPES ACQUISITION CORP	250,000	$2.5B	0.21%
88	GDOWESTERN ASSET GLOBAL CP DEFI	148,770	$2.4B	0.20%
89	—BIG ROCK PARTNERS ACQUISI CO	239,998	$2.4B	0.20%
90	MXEMEXICO EQUITY & INCOME FD	195,396	$2.4B	0.20%
91	IFNINDIA FD INC	106,050	$2.3B	0.20%
92	—NEUBERGER BRMAN NY MUNI FD I	205,539	$2.3B	0.20%
93	—MODERN MEDIA ACQUISITION	228,000	$2.3B	0.19%
94	—KBL MERGER CORP IV	220,375	$2.2B	0.19%
95	—PURE ACQUISITION CORP	224,996	$2.2B	0.18%
96	—TWELVE SEAS INVESTMENT COMPA	225,000	$2.2B	0.18%
97	TYGEURTORTOISE ENERGY INFRA CORP	73,841	$2.0B	0.17%
98	—UNION ACQUISITION CORP	200,000	$1.9B	0.16%
99	—LEGACY ACQUISITION CORP	200,000	$1.9B	0.16%
100	—MUDRICK CAP ACQUISITION CORP W EXP 02/12/202	200,000	$1.9B	0.16%

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