OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q1 2023 Filing

Filed May 15, 2023

Portfolio Value

$28.7M

Holdings

588

Report Date

Q1 2023

Filing Type

13F-HR

All Holdings (588 positions)

#	Stock	Shares	Value	% Portfolio	Type
301	—CONSTELL	238,639	$2K	0.01%
302	—TLG ACQU	234,376	$2K	0.01%
303	—ACCRETIO	236,311	$2K	0.01%
304	TLGYFTLGY ACQ	231,686	$2K	0.01%
305	—INDUSTRI	233,953	$2K	0.01%
306	PLMKPLUM ACQ	236,311	$2K	0.01%
307	INTEINTEGRAL	236,311	$2K	0.01%
308	TCVATCV ACQU	236,972	$2K	0.01%
309	—SDCL EDG	236,311	$2K	0.01%
310	—VAHANNA	231,686	$2K	0.01%
311	AOGOAROGO CA	231,686	$2K	0.01%
312	—COLISEUM	236,311	$2K	0.01%
313	WINVINVESTCO	231,686	$2K	0.01%
314	—7GC & CO	234,376	$2K	0.01%
315	LPATWO	236,311	$2K	0.01%
316	—TASTEMAK	233,953	$2K	0.01%
317	—SOCIAL C	236,311	$2K	0.01%
318	—BATTERY	231,686	$2K	0.01%
319	—PEARL HO	231,686	$2K	0.01%
320	—ROC ENER	231,686	$2K	0.01%
321	—EVE MOBI	231,686	$2K	0.01%
322	—FRONTIER	236,311	$2K	0.01%
323	—PORTAGE	236,311	$2K	0.01%
324	AVTRAVANTOR	114,333	$2K	0.01%
325	—VISCOGLI	231,686	$2K	0.01%
326	—PROJECT	236,311	$2K	0.01%
327	—ORION BI	235,390	$2K	0.01%
328	—KNIGHTSW	231,686	$2K	0.01%
329	PNSTQBANYAN A	231,686	$2K	0.01%
330	KVSCKHOSLA V	237,220	$2K	0.01%
331	—TG VENTU	231,686	$2K	0.01%
332	—CONSILIU	231,686	$2K	0.01%
333	BIIBBIOGEN I	8,610	$2K	0.01%
334	—POWERUP	227,558	$2K	0.01%
335	RAREULTRAGEN	59,276	$2K	0.01%
336	EONRHNR ACQU	227,558	$2K	0.01%
337	FLDFTAC EME	231,686	$2K	0.01%
338	FGMCFG MERGE	227,558	$2K	0.01%
339	IMCRIMMUNOCO	47,865	$2K	0.01%
340	IGTAINCEPTIO	231,686	$2K	0.01%
341	ZTOZTO EXPR	82,358	$2K	0.01%
342	—POST HOL	231,686	$2K	0.01%
343	—CLEAN EA	227,558	$2K	0.01%
344	KNSAKINIKSA	216,210	$2K	0.01%
345	—METALS A	227,558	$2K	0.01%
346	KPTIEURKARYOPHA	593,805	$2K	0.01%
347	BSXBOSTON S	46,008	$2K	0.01%
348	INSPINSPIRE	9,765	$2K	0.01%
349	XENEXENON PH	63,391	$2K	0.01%
350	NNNNATIONAL	50,648	$2K	0.01%
351	—FINNOVAT	212,681	$2K	0.01%
352	2L9BLUEPRIN	49,233	$2K	0.01%
353	—SOCIAL C	216,014	$2K	0.01%
354	KIDSORTHOPED	49,646	$2K	0.01%
355	CRTAFCARTICA	208,518	$2K	0.01%
356	MRUSMERUS N	115,080	$2K	0.01%
357	—PERCEPTI	198,893	$2K	0.01%
358	—AETHERIU	201,057	$2K	0.01%
359	RCUSARCUS BI	114,480	$2K	0.01%
360	ORICORIC PHA	362,707	$2K	0.01%
361	DYNDYNE THE	176,601	$2K	0.01%
362	NVDANVIDIA C	7,326	$2K	0.01%
363	MORNMORNINGS	10,000	$2K	0.01%
364	MDTMEDTRONI	25,000	$2K	0.01%
365	AMDADVANCED	20,536	$2K	0.01%
366	—CONSILIU	71,020	$2K	0.01%
367	ESTAESTABLIS	29,189	$2K	0.01%
368	HLNHALEON P	241,662	$2K	0.01%
369	VRNAVERONA P	97,572	$2K	0.01%
370	ENGNFORBION	185,349	$2K	0.01%
371	BLUBELLUS H	271,161	$2K	0.01%
372	IRTCIRHYTHM	15,715	$2K	0.01%
373	HCMAHCM ACQU	185,349	$2K	0.01%
374	KROSKEROS TH	45,484	$2K	0.01%
375	IOVAIOVANCE	408,212	$2K	0.01%	Call
376	—INTEGRAT	185,349	$2K	0.01%
377	AGENEURAGENUS I	1,263,403	$2K	0.01%
378	EGGFEG ACQUI	188,312	$2K	0.01%
379	OCULOCULAR T	363,286	$2K	0.01%
380	IDYAIDEAYA B	138,949	$2K	0.01%
381	—MERSANA	462,699	$2K	0.01%
382	MRKMERCK &	17,864	$2K	0.01%
383	HIWHIGHWOOD	81,952	$2K	0.01%
384	—ARYA SCI	185,349	$2K	0.01%
385	AWMSKYWORKS	16,006	$2K	0.01%
386	NEWREURNEW RELI	25,000	$2K	0.01%
387	BCRXBIOCRYST	225,764	$2K	0.01%
388	ADTADT INC	281,782	$2K	0.01%	Put
389	LITTLOGISTIC	184,322	$2K	0.01%
390	—ENPHYS A	182,046	$2K	0.01%
391	CNDACONCORD	180,304	$2K	0.01%
392	GRTXGALERA T	713,531	$2K	0.01%
393	SPTSPROUT S	30,000	$2K	0.01%
394	MUMICRON T	30,000	$2K	0.01%
395	SCYXSCYNEXIS	585,670	$2K	0.01%
396	MRTXEURMIRATI T	47,250	$2K	0.01%
397	INCYINCYTE C	24,100	$2K	0.01%
398	IWMISHARES	2,230,000	$2K	0.01%	Put
399	VERAVERA THE	223,468	$2K	0.01%
400	BCYCBICYCLE	80,719	$2K	0.01%

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