Nantahala Capital Management, LLC Q3 2023 Filing
Filed November 14, 2023
Portfolio Value
$1170.7T
Holdings
120
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (120 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 1,121,878 | $198.3T | 16.94% | Put |
| 2 | ESTAESTABLISHMENT LABS HLDGS INC | 2,466,617 | $121.0T | 10.34% | Call |
| 3 | XBISPDR SER TR | 950,000 | $69.4T | 5.93% | Put |
| 4 | CASHPATHWARD FINANCIAL INC | 1,234,526 | $56.9T | 4.86% | |
| 5 | IMAIMAX CORP | 2,856,884 | $55.2T | 4.71% | Call |
| 6 | HGVHILTON GRAND VACATIONS INC | 754,242 | $30.7T | 2.62% | Call |
| 7 | LXFRLUXFER HLDGS PLC | 2,121,162 | $27.7T | 2.36% | |
| 8 | RDVTRED VIOLET INC | 1,261,896 | $25.3T | 2.16% | |
| 9 | LVLNSPDR SER TR | 600,000 | $25.1T | 2.14% | Put |
| 10 | PTONPELOTON INTERACTIVE INC | 4,406,606 | $22.3T | 1.90% | Call |
| 11 | IMTXIMMATICS N.V | 1,920,636 | $22.2T | 1.90% | |
| 12 | QUREUNIQURE NV | 3,171,499 | $21.3T | 1.82% | Call |
| 13 | CRMTAMERICAS CAR-MART INC | 230,953 | $21.0T | 1.80% | |
| 14 | BVSBIOVENTUS INC | 6,018,532 | $19.9T | 1.70% | |
| 15 | RHRH | 60,853 | $16.1T | 1.37% | Call |
| 16 | LYRALYRA THERAPEUTICS INC | 4,050,218 | $15.8T | 1.35% | |
| 17 | VMDVIEMED HEALTHCARE INC | 2,032,170 | $13.7T | 1.17% | |
| 18 | ASRTASSERTIO HOLDINGS INC | 4,670,000 | $12.0T | 1.02% | |
| 19 | NPCENEUROPACE INC | 1,219,915 | $11.9T | 1.01% | |
| 20 | SLNOSOLENO THERAPEUTICS INC | 392,404 | $11.6T | 0.99% | |
| 21 | GDENGOLDEN ENTMT INC | 332,056 | $11.3T | 0.97% | |
| 22 | ZVRAZEVRA THERAPEUTICS INC | 2,308,216 | $11.1T | 0.95% | |
| 23 | RDNWRUMBLEON INC | 1,805,392 | $11.1T | 0.95% | Call |
| 24 | KROSKEROS THERAPEUTICS INC | 341,081 | $10.9T | 0.93% | Call |
| 25 | RMRRMR GROUP INC | 432,033 | $10.6T | 0.90% | |
| 26 | ABEOABEONA THERAPEUTICS INC | 2,349,794 | $9.9T | 0.85% | Call |
| 27 | PAYOPAYONEER GLOBAL INC | 1,612,862 | $9.9T | 0.84% | |
| 28 | CDXSCODEXIS INC | 5,069,443 | $9.6T | 0.82% | |
| 29 | AMRXAMNEAL PHARMACEUTICALS INC | 2,212,757 | $9.3T | 0.80% | |
| 30 | NDLSUSDNOODLES & CO | 3,495,827 | $8.6T | 0.73% | |
| 31 | HLFHERBALIFE LTD | 600,000 | $8.4T | 0.72% | Call |
| 32 | MLKNMILLERKNOLL INC | 340,228 | $8.3T | 0.71% | |
| 33 | —TALARIS THERAPEUTICS INC | 2,953,129 | $8.3T | 0.71% | |
| 34 | DHXDHI GROUP INC | 2,698,201 | $8.3T | 0.71% | |
| 35 | DRIOEURDARIOHEALTH CORP | 2,414,192 | $7.9T | 0.68% | |
| 36 | AMLXAMYLYX PHARMACEUTICALS INC | 407,205 | $7.5T | 0.64% | |
| 37 | EHTHEHEALTH INC | 1,003,100 | $7.4T | 0.63% | Call |
| 38 | ZMZOOM VIDEO COMMUNICATIONS IN | 100,000 | $7.0T | 0.60% | Call |
| 39 | ILPTINDUSTRIAL LOGISTICS PPTYS T | 2,357,284 | $6.8T | 0.58% | |
| 40 | AURAAURA BIOSCIENCES INC | 743,892 | $6.7T | 0.57% | |
| 41 | SNDXSYNDAX PHARMACEUTICALS INC | 440,031 | $6.4T | 0.55% | Call |
| 42 | DXPEDXP ENTERPRISES INC | 179,987 | $6.3T | 0.54% | |
| 43 | DYNDYNE THERAPEUTICS INC | 683,164 | $6.1T | 0.52% | |
| 44 | RDIREADING INTL INC | 2,876,040 | $6.1T | 0.52% | |
| 45 | RSVRRESERVOIR MEDIA INC | 986,328 | $6.0T | 0.51% | |
| 46 | NSPRINSPIREMD INC | 1,768,050 | $5.8T | 0.49% | |
| 47 | ANTXAN2 THERAPEUTICS INC | 356,789 | $5.7T | 0.49% | |
| 48 | COGTCOGENT BIOSCIENCES INC | 575,000 | $5.6T | 0.48% | |
| 49 | CYTKCYTOKINETICS INC | 179,257 | $5.3T | 0.45% | |
| 50 | VTYXVENTYX BIOSCIENCES INC | 147,623 | $5.1T | 0.44% | |
| 51 | KRTXKARUNA THERAPEUTICS INC | 30,000 | $5.1T | 0.43% | Call |
| 52 | GOSSGOSSAMER BIO INC | 6,089,471 | $5.1T | 0.43% | |
| 53 | DNTHDIANTHUS THERAPEUTICS INC | 336,862 | $4.6T | 0.39% | |
| 54 | —GAMIDA CELL LTD | 4,325,000 | $4.5T | 0.38% | |
| 55 | XTNTXTANT MED HLDGS INC | 4,000,000 | $4.4T | 0.38% | |
| 56 | BXMTBLACKSTONE MTG TR INC | 200,000 | $4.3T | 0.37% | Put |
| 57 | VNDAVANDA PHARMACEUTICALS INC | 1,000,000 | $4.3T | 0.37% | |
| 58 | PAR 2.875 04/15/26PAR TECHNOLOGY CORP | 3,785,000 | $4.3T | 0.37% | |
| 59 | SPRYARS PHARMACEUTICALS INC | 1,099,075 | $4.2T | 0.35% | |
| 60 | —OPTINOSE INC | 3,307,942 | $4.1T | 0.35% | |
| 61 | IDYAIDEAYA BIOSCIENCES INC | 145,860 | $3.9T | 0.34% | |
| 62 | YB4PSAVARA INC | 1,039,364 | $3.9T | 0.34% | |
| 63 | ALTGALTA EQUIPMENT GROUP INC | 322,632 | $3.9T | 0.33% | |
| 64 | AGSPLAYAGS INC | 594,574 | $3.9T | 0.33% | |
| 65 | EOLSEVOLUS INC | 421,220 | $3.8T | 0.33% | |
| 66 | TELATELA BIO INC | 456,092 | $3.6T | 0.31% | |
| 67 | ASPSALTISOURCE PORTFOLIO SOLNS S | 904,462 | $3.6T | 0.31% | |
| 68 | —POINT BIOPHARMA GLOBAL INC | 521,191 | $3.5T | 0.30% | |
| 69 | INMDINMODE LTD | 100,000 | $3.0T | 0.26% | Put |
| 70 | UNCYUNICYCIVE THERAPEUTICS INC | 3,470,541 | $3.0T | 0.25% | |
| 71 | AYTUAYTU BIOPHARMA INC | 1,086,812 | $2.9T | 0.25% | |
| 72 | ENVAENOVA INTL INC | 53,250 | $2.7T | 0.23% | |
| 73 | PWPPERELLA WEINBERG PARTNERS | 258,273 | $2.6T | 0.22% | |
| 74 | RILYB. RILEY FINANCIAL INC | 62,520 | $2.6T | 0.22% | |
| 75 | NNBRNN INC | 1,353,143 | $2.5T | 0.21% | |
| 76 | TARSTARSUS PHARMACEUTICALS INC | 135,500 | $2.4T | 0.21% | |
| 77 | —CIDARA THERAPEUTICS INC | 2,538,406 | $2.4T | 0.20% | |
| 78 | ELUTELUTIA INC | 1,650,000 | $2.4T | 0.20% | |
| 79 | SELBUSDSELECTA BIOSCIENCES INC | 2,200,000 | $2.3T | 0.20% | |
| 80 | FOSLFOSSIL GROUP INC | 985,215 | $2.0T | 0.17% | |
| 81 | IMTXIMMATICS N.V | 558,977 | $2.0T | 0.17% | |
| 82 | SSKNSTRATA SKIN SCIENCES INC | 3,264,945 | $1.9T | 0.17% | |
| 83 | MAXMEDIAALPHA INC | 234,372 | $1.9T | 0.17% | |
| 84 | CCCCC4 THERAPEUTICS INC | 1,000,000 | $1.9T | 0.16% | |
| 85 | —FORTRESS BIOTECH INC | 6,018,211 | $1.7T | 0.15% | |
| 86 | SRLSCULLY ROYALTY LTD | 298,491 | $1.7T | 0.14% | |
| 87 | JSPRJASPER THERAPEUTICS INC | 2,402,904 | $1.7T | 0.14% | |
| 88 | ANEBANEBULO PHARMACEUTICALS INC | 511,073 | $1.6T | 0.13% | |
| 89 | —THE AARONS COMPANY INC | 138,572 | $1.5T | 0.12% | |
| 90 | AVTEAEROVATE THERAPEUTICS INC | 95,000 | $1.3T | 0.11% | |
| 91 | TGTXTG THERAPEUTICS INC | 150,000 | $1.3T | 0.11% | |
| 92 | —NEOLEUKIN THERAPEUTICS INC | 299,999 | $1.2T | 0.10% | |
| 93 | TLPHACELRX PHARMACEUTICALS INC | 1,928,015 | $1.1T | 0.10% | Call |
| 94 | NMTCNEUROONE MED TECHNOLOGIES CO | 1,250,000 | $1.1T | 0.10% | |
| 95 | RZLTREZOLUTE INC | 769,606 | $1.0T | 0.09% | |
| 96 | DERMJOURNEY MED CORP | 348,663 | $955.3B | 0.08% | |
| 97 | TBBKBANCORP INC DEL | 24,896 | $858.9B | 0.07% | |
| 98 | SGRPSPAR GROUP INC | 879,189 | $846.7B | 0.07% | |
| 99 | —ACER THERAPEUTICS INC | 918,349 | $748.5B | 0.06% | |
| 100 | SCTLSOCIETAL CDMO INC | 1,250,000 | $586.3B | 0.05% |
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