K2 PRINCIPAL FUND, L.P. Q4 2023 Filing
Filed February 14, 2024
Portfolio Value
$785.2B
Holdings
201
Report Date
Q4 2023
Filing Type
13F-HR
All Holdings (201 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —POWER DIGITAL INFRASTRUCTU | 46,473 | $929K | 0.00% | |
| 2 | —VISION SENSING ACQUISITION C | 33,875 | $339K | 0.00% | |
| 3 | SPYSPDR SP 500 ETF TR | 350,000 | $166K | 0.00% | Put |
| 4 | IAU*ISHARES GOLD TR | 618,200 | $22K | 0.00% | Put |
| 5 | SPRYARS PHARMACEUTICALS INC | 3,697,433 | $19K | 0.00% | Call |
| 6 | AY 4 07/15/25ATLANTICA SUSTAINABLE INFRA | 19,300 | $18K | 0.00% | |
| 7 | 07WAMR COOPER GROUP INC | 279,510 | $18K | 0.00% | |
| 8 | INTCINTEL CORP | 310,000 | $15K | 0.00% | Put |
| 9 | MARA 1 12/01/26MARATHON DIGITAL HOLDINGS IN | 18,250 | $15K | 0.00% | |
| 10 | DBX 0 03/01/26DROPBOX INC | 15,859 | $15K | 0.00% | |
| 11 | NTNX 0.25 10/01/27NUTANIX INC | 14,000 | $14K | 0.00% | |
| 12 | SRGSERITAGE GROWTH PPTYS | 1,396,454 | $13K | 0.00% | Call |
| 13 | FNVFRANCO NEV CORP | 132,600 | $13K | 0.00% | Put |
| 14 | ZS 0.125 07/01/25ZSCALER INC | 8,000 | $12K | 0.00% | |
| 15 | SPOT 0 03/15/26SPOTIFY USA INC | 13,000 | $11K | 0.00% | |
| 16 | ENV 0.75 08/15/25ENVESTNET INC | 12,500 | $11K | 0.00% | |
| 17 | MSTR 0.75 12/15/25MICROSTRATEGY INC | 7,000 | $11K | 0.00% | |
| 18 | INN 1.5 02/15/26SUMMIT HOTEL PPTYS | 11,375 | $10K | 0.00% | |
| 19 | VOOVANGUARD INDEX FDS | 25,000 | $10K | 0.00% | Call |
| 20 | FCXFREEPORT-MCMORAN INC | 256,400 | $10K | 0.00% | Call |
| 21 | PEB 1.75 12/15/26PEBBLEBROOK HOTEL TR | 11,300 | $10K | 0.00% | |
| 22 | TRIP 0.25 04/01/26TRIPADVISOR INC | 11,500 | $10K | 0.00% | |
| 23 | AYX 0.5 08/01/24ALTERYX INC | 10,815 | $10K | 0.00% | |
| 24 | BOX 0 01/15/26BOX INC | 8,500 | $9K | 0.00% | |
| 25 | TLTISHARES TR | 102,548 | $9K | 0.00% | Call |
| 26 | XLUSELECT SECTOR SPDR TR | 150,000 | $9K | 0.00% | Call |
| 27 | SPLK 1.125 06/15/27SPLUNK INC | 9,415 | $9K | 0.00% | |
| 28 | RPD 0.25 03/15/27RAPID7 INC | 10,000 | $9K | 0.00% | |
| 29 | PTON 0 02/15/26PELOTON INTERACTIVE INC | 11,000 | $8K | 0.00% | |
| 30 | LENLENNAR CORP | 59,250 | $8K | 0.00% | Call |
| 31 | IWMISHARES TR | 43,000 | $8K | 0.00% | Put |
| 32 | W 1.125 11/01/24WAYFAIR INC | 8,000 | $7K | 0.00% | |
| 33 | RNG 0 03/01/25RINGCENTRAL INC | 7,799 | $7K | 0.00% | |
| 34 | DHID R HORTON INC | 50,600 | $7K | 0.00% | Call |
| 35 | AYX 1 08/01/26ALTERYX INC | 7,000 | $6K | 0.00% | |
| 36 | RGLDROYAL GOLD INC | 55,593 | $6K | 0.00% | Call |
| 37 | XMESPDR SER TR | 103,700 | $6K | 0.00% | Call |
| 38 | TOLTOLL BROTHERS INC | 73,000 | $6K | 0.00% | Call |
| 39 | WT 3.25 06/15/26WISDOMTREE INC | 6,344 | $6K | 0.00% | |
| 40 | USOUNITED STS OIL FD LP | 100,000 | $6K | 0.00% | Call |
| 41 | SLVISHARES SILVER TR | 341,250 | $6K | 0.00% | Put |
| 42 | RWT 5.625 07/15/24REDWOOD TRUST INC | 6,572 | $6K | 0.00% | |
| 43 | MTARCELORMITTAL SA LUXEMBOURG | 245,000 | $6K | 0.00% | Call |
| 44 | BL 0 03/15/26BLACKLINE INC | 6,000 | $5K | 0.00% | |
| 45 | —NABORS INDS INC | 5,619 | $5K | 0.00% | |
| 46 | WWAYFAIR INC | 94,500 | $5K | 0.00% | Put |
| 47 | GMED 0.375 03/15/25NUVASIVE INC | 6,000 | $5K | 0.00% | |
| 48 | EVBG 0.125 12/15/24EVERBRIDGE INC | 5,700 | $5K | 0.00% | |
| 49 | ACIALBERTSONS COS INC | 190,000 | $4K | 0.00% | |
| 50 | AIVAPARTMENT INVT MGMT CO | 541,884 | $4K | 0.00% | Call |
| 51 | KGCKINROSS GOLD CORP | 787,700 | $4K | 0.00% | Call |
| 52 | SSRMCN 2.5 04/01/39SSR MINING IN | 5,000 | $4K | 0.00% | |
| 53 | MIGAMICROSTRATEGY INC | 6,600 | $4K | 0.00% | Put |
| 54 | W 1 08/15/26WAYFAIR INC | 5,000 | $4K | 0.00% | |
| 55 | SAVE 1 05/15/26SPIRIT AIRLS INC | 6,491 | $4K | 0.00% | |
| 56 | WINVINVESTCORP EUROPE ACQUISITIO | 328,498 | $3K | 0.00% | |
| 57 | TXNMPNM RES INC | 80,000 | $3K | 0.00% | |
| 58 | TRPTC ENERGY CORP | 80,000 | $3K | 0.00% | |
| 59 | GRABGRAB HOLDINGS LIMITED | 1,094,157 | $3K | 0.00% | Put |
| 60 | STLDSTEEL DYNAMICS INC | 28,000 | $3K | 0.00% | Call |
| 61 | HESHESS CORP | 18,149 | $2K | 0.00% | |
| 62 | DSAQDIRECT SELLING ACQUISITIN CO | 250,000 | $2K | 0.00% | |
| 63 | —BURTECH ACQUISITION CORP | 252,937 | $2K | 0.00% | |
| 64 | —GLOBAL STAR ACQUISITION INC | 272,299 | $2K | 0.00% | |
| 65 | —TRISTAR ACQUISITION I CORP | 241,133 | $2K | 0.00% | |
| 66 | IVCAFINVESTCORP INDIA ACQUISTN CO | 200,027 | $2K | 0.00% | |
| 67 | —GORES HOLDINGS IX INC | 249,955 | $2K | 0.00% | |
| 68 | TFPMTRIPLE FLAG PRECIOUS METAL | 136,137 | $2K | 0.00% | |
| 69 | DMYYDMY SQUARED TECHNOLOGY GROUP | 260,156 | $2K | 0.00% | |
| 70 | SPLK 1.125 09/15/25SPLUNK INC | 1,900 | $2K | 0.00% | |
| 71 | MPCMARATHON PETE CORP | 17,800 | $2K | 0.00% | Call |
| 72 | BBUBROOKFIELD BUSINESS PARTNERS | 98,800 | $2K | 0.00% | |
| 73 | PXDEURPIONEER NAT RES CO | 13,323 | $2K | 0.00% | |
| 74 | BBBLACKBERRY LTD | 850,000 | $2K | 0.00% | Put |
| 75 | —RIGEL RESOURCE ACQ CORP | 189,426 | $2K | 0.00% | |
| 76 | RCLROYAL CARIBBEAN GROUP | 26,000 | $2K | 0.00% | Put |
| 77 | SPKLSPARK I ACQUISITION CORP | 117,860 | $1K | 0.00% | |
| 78 | GDXJVANECK ETF TRUST | 50,000 | $1K | 0.00% | Put |
| 79 | FVICHFFORTUNA SILVER MINES INC | 351,000 | $1K | 0.00% | Call |
| 80 | AGCN 0.375 01/15/27FIRST MAJESTIC SILVER CORP | 2,500 | $1K | 0.00% | |
| 81 | PLTRPALANTIR TECHNOLOGIES INC | 122,000 | $1K | 0.00% | Put |
| 82 | PFSIPENNYMAC FINL SVCS INC NEW | 19,480 | $1K | 0.00% | |
| 83 | —BLOCKCHAIN COINVSTRS ACQ CRP | 103,911 | $1K | 0.00% | |
| 84 | IRBTQIROBOT CORP | 30,000 | $1K | 0.00% | Put |
| 85 | —CONSTELLATION ACQUISITN CORP | 116,226 | $1K | 0.00% | |
| 86 | GLLIGLOBALINK INVT INC | 102,462 | $1K | 0.00% | |
| 87 | MSTR 0 02/15/27MICROSTRATEGY INC | 2,000 | $1K | 0.00% | |
| 88 | —ZALATORIS II ACQUISITION COR | 178,324 | $1K | 0.00% | |
| 89 | —PEARL HOLDINGS ACQUISITN COR | 100,000 | $1K | 0.00% | |
| 90 | INSPINSPIRE MED SYS INC | 6,200 | $1K | 0.00% | Put |
| 91 | LARCN 1.75 01/15/27LITHIUM AMERICAS ARGENTINA C | 2,500 | $1K | 0.00% | |
| 92 | —KERNEL GROUP HOLDINGS INC | 104,327 | $1K | 0.00% | |
| 93 | EVCOEVEREST CONSOLIDATOR ACQ COR | 118,991 | $1K | 0.00% | |
| 94 | CHECCHENGHE ACQUISITION I CO | 144,646 | $1K | 0.00% | |
| 95 | ISRLFISRAEL ACQUISITIONS CORP | 117,233 | $1K | 0.00% | |
| 96 | —EMBRACE CHANGE ACQUISITN COR | 135,000 | $1K | 0.00% | |
| 97 | CZRCAESARS ENTERTAINMENT INC NE | 45,000 | $1K | 0.00% | Call |
| 98 | —CATCHA INVESTMENT CORP | 99,363 | $1K | 0.00% | |
| 99 | —ALPHAVEST ACQUISITION CORP | 148,396 | $1K | 0.00% | |
| 100 | CNHICNH INDL N V | 114,141 | $1K | 0.00% |
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