K2 PRINCIPAL FUND, L.P. Q3 2022 Filing
Filed November 14, 2022
Portfolio Value
$870.9B
Holdings
250
Report Date
Q3 2022
Filing Type
13F-HR
All Holdings (250 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR SP 500 ETF TR | 260,000 | $92.9B | 10.66% | Put |
| 2 | —CI FINL CORP | 4,605,810 | $49.7B | 5.71% | Call |
| 3 | TLTISHARES TR | 350,000 | $35.9B | 4.12% | Put |
| 4 | FCXFREEPORT-MCMORAN INC | 1,016,500 | $27.8B | 3.19% | Put |
| 5 | 07WAMR COOPER GROUP INC | 645,509 | $26.1B | 3.00% | Call |
| 6 | IEIISHARES TR | 225,000 | $25.7B | 2.95% | Put |
| 7 | LQDISHARES TR | 250,000 | $25.6B | 2.94% | Put |
| 8 | RIVNRIVIAN AUTOMOTIVE INC | 653,893 | $21.5B | 2.47% | Call |
| 9 | SJTSAN JUAN BASIN RTY TR | 1,880,916 | $17.7B | 2.03% | Put |
| 10 | DASHDOORDASH INC | 355,798 | $17.6B | 2.02% | Put |
| 11 | SPRYSILVERBACK THERAPEUTICS INC | 3,247,533 | $16.9B | 1.94% | |
| 12 | PMTPENNYMAC MTG INVT TR | 1,335,843 | $15.7B | 1.81% | |
| 13 | TWTR 0 03/15/26TWITTER INC | 16,000 | $14.7B | 1.69% | |
| 14 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 8,692 | $13.9B | 1.60% | |
| 15 | CLFCLEVELAND-CLIFFS INC NEW | 1,014,500 | $13.7B | 1.57% | Put |
| 16 | HTZWWHERTZ GLOBAL HLDGS INC | 1,488,111 | $13.2B | 1.52% | |
| 17 | NMRKNEWMARK GROUP INC | 1,630,260 | $13.1B | 1.51% | |
| 18 | USX1UNITED STATES STL CORP NEW | 682,500 | $12.4B | 1.42% | Put |
| 19 | IWMISHARES TR | 74,222 | $12.2B | 1.41% | Put |
| 20 | DBX 0 03/01/26DROPBOX INC | 13,859 | $12.2B | 1.40% | |
| 21 | COINCOINBASE GLOBAL INC | 181,145 | $11.7B | 1.34% | Call |
| 22 | SPLK 0.5 09/15/23SPLUNK INC | 12,057 | $11.5B | 1.32% | |
| 23 | FRPTFRESHPET INC | 223,900 | $11.2B | 1.29% | Put |
| 24 | —ZENDESK INC | 10,500 | $10.3B | 1.19% | |
| 25 | ABNBAIRBNB INC | 88,469 | $9.3B | 1.07% | Call |
| 26 | HYGISHARES TR | 125,000 | $8.9B | 1.02% | Put |
| 27 | AFRMAFFIRM HLDGS INC | 471,607 | $8.8B | 1.02% | Put |
| 28 | SMHVANECK ETF TRUST | 47,500 | $8.8B | 1.01% | Put |
| 29 | CVNACARVANA CO | 427,482 | $8.7B | 1.00% | Put |
| 30 | SRGSERITAGE GROWTH PPTYS | 934,600 | $8.4B | 0.97% | Call |
| 31 | MTARCELORMITTAL SA LUXEMBOURG | 415,000 | $8.3B | 0.95% | Put |
| 32 | —TWITTER INC | 7,800 | $8.0B | 0.91% | |
| 33 | ONEM 3 06/15/251LIFE HEALTHCARE INC | 8,150 | $7.9B | 0.91% | |
| 34 | SPOT 0 03/15/26SPOTIFY USA INC | 10,000 | $7.9B | 0.91% | |
| 35 | IAU*ISHARES GOLD TR | 250,000 | $7.9B | 0.91% | Call |
| 36 | SJR/BEURSHAW COMMUNICATIONS INC | 303,200 | $7.4B | 0.85% | |
| 37 | —WISDOMTREE INVTS INC | 7,250 | $7.4B | 0.84% | |
| 38 | WWAYFAIR INC | 220,209 | $7.2B | 0.82% | Call |
| 39 | PFSIPENNYMAC FINL SVCS INC NEW | 166,645 | $7.1B | 0.82% | |
| 40 | INN 1.5 02/15/26SUMMIT HOTEL PPTYS | 8,375 | $7.0B | 0.81% | |
| 41 | RNG 0 03/01/25RINGCENTRAL INC | 7,799 | $6.6B | 0.76% | |
| 42 | EWCISHARES INC | 200,000 | $6.2B | 0.71% | Put |
| 43 | PD 1.25 07/01/25PAGERDUTY INC | 6,000 | $5.7B | 0.66% | |
| 44 | AAALCOA CORP | 167,500 | $5.6B | 0.65% | Put |
| 45 | PEB 1.75 12/15/26PEBBLEBROOK HOTEL TR | 6,300 | $5.4B | 0.63% | |
| 46 | PTONPELOTON INTERACTIVE INC | 763,100 | $5.3B | 0.61% | Put |
| 47 | TRIP 0.25 04/01/26TRIPADVISOR INC | 6,500 | $5.3B | 0.61% | |
| 48 | WINGWINGSTOP INC | 40,000 | $5.0B | 0.58% | Put |
| 49 | —ACUITYADS HLDGS INC | 2,869,407 | $4.9B | 0.57% | |
| 50 | INSPINSPIRE MED SYS INC | 27,400 | $4.9B | 0.56% | Put |
| 51 | CFCF INDS HLDGS INC | 50,000 | $4.8B | 0.55% | Call |
| 52 | RCLROYAL CARIBBEAN GROUP | 120,000 | $4.5B | 0.52% | Put |
| 53 | MXMAGNACHIP SEMICONDUCTOR CORP | 441,948 | $4.5B | 0.52% | Call |
| 54 | TWOEURTWO HBRS INVT CORP | 1,354,409 | $4.5B | 0.52% | |
| 55 | MPCMARATHON PETE CORP | 45,000 | $4.5B | 0.51% | Call |
| 56 | W 1.125 11/01/24WAYFAIR INC | 5,000 | $4.2B | 0.49% | |
| 57 | NXTCNEXTCURE INC | 1,581,311 | $4.2B | 0.48% | |
| 58 | IIPRINNOVATIVE INDL PPTYS INC | 46,900 | $4.2B | 0.48% | Put |
| 59 | SWCHEURSWITCH INC | 122,753 | $4.1B | 0.47% | |
| 60 | IYRISHARES TR | 50,000 | $4.1B | 0.47% | Put |
| 61 | MNSTMONSTER BEVERAGE CORP NEW | 45,256 | $3.9B | 0.45% | |
| 62 | KODKODIAK SCIENCES INC | 468,275 | $3.6B | 0.42% | |
| 63 | MBUUMALIBU BOATS INC | 75,100 | $3.6B | 0.41% | Put |
| 64 | NVROEURNEVRO CORP | 75,300 | $3.5B | 0.40% | Put |
| 65 | AVIRATEA PHARMACEUTICALS INC | 605,419 | $3.4B | 0.40% | |
| 66 | —TCR2 THERAPEUTICS INC | 1,899,824 | $3.4B | 0.39% | |
| 67 | RVLVREVOLVE GROUP INC | 154,790 | $3.4B | 0.39% | Call |
| 68 | TTDTHE TRADE DESK INC | 56,012 | $3.3B | 0.38% | |
| 69 | UBER 0 12/15/25UBER TECHNOLOGIES INC | 4,000 | $3.3B | 0.38% | |
| 70 | DUOLDUOLINGO INC | 33,626 | $3.2B | 0.37% | |
| 71 | ATMPBARCLAYS BANK PLC | 150,000 | $3.2B | 0.37% | Call |
| 72 | DJTDIGITAL WORLD ACQUISITION CO | 188,600 | $3.2B | 0.36% | Put |
| 73 | GQ9SPDR GOLD TR | 20,000 | $3.1B | 0.36% | Put |
| 74 | IRBTQIROBOT CORP | 53,800 | $3.0B | 0.35% | |
| 75 | SLDBSOLID BIOSCIENCES INC | 5,561,236 | $2.5B | 0.28% | |
| 76 | DREUSDDUKE REALTY CORP | 51,139 | $2.5B | 0.28% | |
| 77 | —AURORA ACQUISITION CORP | 242,991 | $2.4B | 0.28% | |
| 78 | ARCH1USDARCH RESOURCES INC | 20,000 | $2.4B | 0.27% | Call |
| 79 | DKNGDRAFTKINGS INC NEW | 151,000 | $2.3B | 0.26% | Put |
| 80 | SIMOSILICON MOTION TECHNOLOGY CO | 34,150 | $2.2B | 0.26% | |
| 81 | SLVISHARES SILVER TR | 125,000 | $2.2B | 0.25% | Call |
| 82 | —TUSCAN HLDGS CORP II | 201,590 | $2.1B | 0.24% | |
| 83 | SWCHFSIERRA WIRELESS INC | 65,869 | $2.0B | 0.23% | |
| 84 | ABEVAMBEV SA | 675,036 | $1.9B | 0.22% | |
| 85 | SUSUNCOR ENERGY INC NEW | 66,211 | $1.9B | 0.21% | |
| 86 | VMWEURVMWARE INC | 17,348 | $1.8B | 0.21% | |
| 87 | SJIEURSOUTH JERSEY INDS INC | 53,176 | $1.8B | 0.20% | |
| 88 | —AVROBIO INC | 2,738,410 | $1.8B | 0.20% | |
| 89 | BDTXBLACK DIAMOND THERAPEUTICS I | 1,031,511 | $1.7B | 0.20% | |
| 90 | LYFTLYFT INC | 2,000 | $1.7B | 0.20% | |
| 91 | SAVESPIRIT AIRLS INC | 89,902 | $1.7B | 0.19% | |
| 92 | BAMBROOKFIELD ASSET MGMT INC | 41,200 | $1.7B | 0.19% | |
| 93 | EQNREQUINOR ASA | 50,000 | $1.7B | 0.19% | Call |
| 94 | PMCBPHARMACYTE BIOTECH INC | 611,163 | $1.5B | 0.17% | |
| 95 | TSEMTOWER SEMICONDUCTOR LTD | 29,682 | $1.3B | 0.15% | |
| 96 | OVEROVERSTOCK COM INC DEL | 52,000 | $1.3B | 0.15% | Put |
| 97 | FT2FIRST HORIZON CORPORATION | 54,349 | $1.2B | 0.14% | |
| 98 | CCLCARNIVAL CORP | 175,000 | $1.2B | 0.14% | Put |
| 99 | —EXTERRAN CORP | 273,102 | $1.1B | 0.13% | |
| 100 | LENLENNAR CORP | 15,100 | $1.1B | 0.13% | Put |
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