K2 PRINCIPAL FUND, L.P. Q3 2019 Filing

Filed November 15, 2019

Portfolio Value

$924.6B

Holdings

278

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (278 positions)

#StockSharesValue% PortfolioType
1
AMZNAMAZON COM INC
19,115$33.2B3.59%Call
2
SOCIAL CAP HEDOSOPHIA HLDGS
2,001,437$21.4B2.32%
3
FNVFRANCO NEVADA CORP
187,000$17.0B1.84%Call
4
FINISAR CORP
16,065$16.0B1.73%
5
VVISA INC
92,675$15.9B1.72%Call
6
SMHVANECK VECTORS ETF TR
115,000$13.7B1.48%Put
7
AMDADVANCED MICRO DEVICES INC
445,000$12.9B1.40%Put
8
NDQINVESCO QQQ TR
65,000$12.3B1.33%Put
9
XLNXEURXILINX INC
125,000$12.0B1.30%Call
10
MOSAIC ACQUISITION CORP
1,086,104$11.2B1.21%
11
TPG PACE HLDGS CORP
1,075,267$11.1B1.20%
12
GANNETT CO INC
10,000$10.8B1.17%
13
TXNTEXAS INSTRS INC
80,000$10.3B1.12%Put
14
GOOGLALPHABET INC
8,348$10.2B1.10%
15
COLONY STARWOOD HOMES
7,500$10.0B1.08%
16
AEROJET ROCKETDYNE HLDGS INC
5,000$10.0B1.08%
17
PURE ACQUISITION CORP
928,790$10.0B1.08%
18
FAR PT ACQUISITION CORP
916,597$9.8B1.06%
19
CF FIN ACQUISITION CORP
895,233$9.5B1.03%
20
LEGACY ACQUISITION CORP
856,869$8.7B0.95%
21
HYGISHARES TR
100,000$8.7B0.94%Put
22
TUSCAN HOLDINGS CORP
799,777$8.6B0.92%
23
SPARTAN ENERGY ACQUISITON CO
808,900$8.4B0.91%
24
WCNWASTE CONNECTIONS INC
76,253$8.3B0.89%Put
25
BLACKBERRY LTD
8,160$8.2B0.88%
26
FINTECH ACQUISITION CORP III
750,000$8.0B0.87%
27
QCOMQUALCOMM INC
105,000$8.0B0.87%
28
PFPTPROOFPOINT INC
62,000$8.0B0.87%Call
29
CYPRESS SEMICONDUCTOR CORP
4,490$7.8B0.85%
30
ALDER BIOPHARMACEUTICALS INC
7,000$7.7B0.84%
31
IGVISHARES TR
34,500$7.3B0.79%Put
32
INSURANCE ACQUISITION CORP
700,000$7.3B0.79%
33
DFB HEALTHCARE ACQUISTION CO
711,953$7.2B0.78%
34
PVHPVH CORP
76,000$6.7B0.73%Call
35
SILICON LABORATORIES INC
5,000$6.5B0.71%
36
GX ACQUISITION CORP
637,994$6.5B0.70%
37
MDBMONGODB INC
53,500$6.4B0.70%Call
38
OSBCADNORBORD INC
200,300$6.4B0.69%
39
GRAF INDL CORP
631,716$6.3B0.69%
40
COLLIER CREEK HOLDINGS
578,188$6.2B0.67%
41
NVDANVIDIA CORP
35,000$6.1B0.66%Put
42
WBC1EURWABCO HLDGS INC
45,386$6.1B0.66%
43
HAYMAKER ACQUISITION CORP II
575,000$5.9B0.64%
44
AVYA 2.25 06/15/23AVAYA HLDGS CORP
6,950$5.9B0.64%
45
WYWEYERHAEUSER CO
210,000$5.8B0.63%Call
46
MCDMCDONALDS CORP
27,055$5.8B0.63%Put
47
ADSWADVANCED DISP SVCS INC DEL
177,760$5.8B0.63%
48
PATTERN ENERGY GROUP INC
5,525$5.8B0.63%
49
SKYYFIRST TR EXCHANGE TRADED FD
102,500$5.8B0.63%Put
50
BF/ABROWN FORMAN CORP
95,009$5.7B0.61%
51
AGGISHARES TR
50,000$5.7B0.61%Put
52
GREENLAND ACQUISITIN CORPORA
524,164$5.4B0.59%
53
PIVOTAL SOFTWARE INC
358,125$5.3B0.58%Put
54
TWITTER INC
5,000$5.3B0.57%
55
NEW FRONTIER CORP
515,934$5.2B0.57%
56
WORKDAY INC
4,000$5.2B0.57%
57
AMCI ACQUISITION CORP
500,000$5.2B0.56%
58
SC HEALTH CORP
500,000$5.2B0.56%
59
MSFTMICROSOFT CORP
35,800$5.0B0.54%Call
60
CELGCELGENE CORP
50,000$5.0B0.54%
61
HEIHEICO CORP NEW
50,525$4.9B0.53%
62
VSMEURVERSUM MATLS INC
92,393$4.9B0.53%
63
GORES HOLDINGS III INC
455,046$4.8B0.52%
64
TUSCAN HLDGS CORP II
475,000$4.8B0.52%
65
DEXCOM INC
3,000$4.8B0.52%
66
FIRST MAJESTIC SILVER CORP
4,000$4.7B0.51%
67
WRIGHT MED GROUP N V
4,000$4.7B0.51%
68
NUVASIVE INC
3,939$4.6B0.50%
69
CUKCARNIVAL PLC
110,000$4.6B0.50%
70
MEGALITH FINL ACQUISITION CO
441,992$4.6B0.50%
71
BPYPNBROOKFIELD PROPERTY REIT INC
223,980$4.6B0.49%
72
TRINE ACQUISITION CORP
439,400$4.5B0.49%
73
DD3 ACQUISITION CORP
442,668$4.5B0.49%
74
WYNNWYNN RESORTS LTD
40,000$4.3B0.47%Call
75
ZAYOEURZAYO GROUP HLDGS INC
128,179$4.3B0.47%
76
GWRUSDGENESEE & WYO INC
39,173$4.3B0.47%
77
ARYA SCIENCES ACQUISITION CO
391,875$4.3B0.46%
78
SPLKCHFSPLUNK INC
35,900$4.2B0.46%Call
79
ALLERGAN PLC
25,000$4.2B0.46%
80
IIPRINNOVATIVE INDL PPTYS INC
45,300$4.2B0.45%Put
81
IPINTL PAPER CO
100,000$4.2B0.45%Put
82
GIGCAPITAL2 INC
400,000$4.1B0.45%
83
LANDCADIA HLDGS II INC
405,046$4.1B0.44%
84
TJXTJX COS INC NEW
73,268$4.1B0.44%Call
85
PIVOTAL INVT CORP II
400,000$4.1B0.44%
86
REPLAY ACQUISITION CORP
398,605$4.1B0.44%
87
OAKTREE ACQUISITION CORP
400,106$4.1B0.44%
88
NETFIN ACQUISITION CORP
400,000$4.0B0.44%
89
CHASERG TECHNLGY ACQUISITN C
375,000$4.0B0.43%
90
SUNTRUST BKS INC
57,838$4.0B0.43%
91
ZILLOW GROUP INC
4,000$4.0B0.43%
92
MPVDMOUNTAIN PROV DIAMONDS INC
3,164,310$3.9B0.42%
93
G2CEVERI HLDGS INC
462,975$3.9B0.42%Call
94
CHARDAN HEALTHCARE ACQUISITI
385,446$3.9B0.42%
95
B RILEY PRINCIPAL MERGER COR
382,222$3.9B0.42%
96
APEX TECHNOLOGY ACQUISITN CO
371,405$3.8B0.41%
97
ZNGAEURZYNGA INC
643,800$3.7B0.41%Call
98
CRMSALESFORCE COM INC
25,000$3.7B0.40%Put
99
DISCKUSDDISCOVERY INC
148,903$3.7B0.40%
100
CYPRESS SEMICONDUCTOR CORP
3,000$3.6B0.39%
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