K2 PRINCIPAL FUND, L.P. Q3 2019 Filing

Filed November 15, 2019

Portfolio Value

$924.6M

Holdings

278

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (278 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	—SEACOR HOLDINGS INC	3,695	$3.6M	0.39%
102	KLACKLA CORPORATION	22,500	$3.6M	0.39%	Put
103	DISDISNEY WALT CO	26,848	$3.5M	0.38%
104	UFSDOMTAR CORP	96,600	$3.5M	0.37%	Put
105	AVAAVISTA CORP	71,307	$3.5M	0.37%
106	—CAESARS ENTMT CORP	2,000	$3.4M	0.37%
107	EBAEBAY INC	85,000	$3.3M	0.36%	Call
108	VALEVALE S A	280,000	$3.2M	0.35%	Put
109	—FORUM MERGER II CORP	299,600	$3.2M	0.35%
110	MXMAGNACHIP SEMICONDUCTOR CORP	315,471	$3.2M	0.35%	Call
111	—LEISURE ACQUISITION CORP	294,007	$3.1M	0.34%
112	—CARRIZO OIL & GAS INC	364,519	$3.1M	0.34%
113	LM05LIBERTY MEDIA CORP DELAWARE	78,139	$3.1M	0.33%
114	—EL PASO ELEC CO	45,199	$3.0M	0.33%
115	—NEW PROVIDENCE ACQUISITIN CO	300,000	$3.0M	0.33%
116	WPMWHEATON PRECIOUS METALS CORP	115,000	$3.0M	0.33%	Put
117	—MONOTYPE IMAGING HOLDINGS IN	150,079	$3.0M	0.32%
118	—VITAMIN SHOPPE INC	3,000	$3.0M	0.32%
119	—PURE ACQUISITION CORP	288,460	$3.0M	0.32%
120	—LF CAP ACQUISITION CORP	277,305	$2.9M	0.32%
121	—CHURCHILL CAP CORP II	269,200	$2.8M	0.31%
122	LGF/BEURLIONS GATE ENTMNT CORP	316,825	$2.8M	0.30%
123	LM03LIBERTY MEDIA CORP DELAWARE	65,400	$2.7M	0.29%
124	LBRDALIBERTY BROADBAND CORP	25,971	$2.7M	0.29%
125	—SENTINEL ENERGY SVCS INC	263,353	$2.7M	0.29%
126	—CONDOR HOSPITALITY TR INC	235,979	$2.6M	0.28%
127	LENLENNAR CORP	58,452	$2.6M	0.28%
128	PYPLPAYPAL HLDGS INC	25,000	$2.6M	0.28%
129	—BIG ROCK PARTNERS ACQUISI CO	240,000	$2.6M	0.28%
130	—GS ACQUISITION HLDGS CORP	248,036	$2.5M	0.27%
131	—MONOCLE ACQUISITION CORP	252,049	$2.5M	0.27%
132	—TIBERIUS ACQUISITION CORP	231,020	$2.5M	0.27%
133	—CORINDUS VASCULAR ROBOTICS I	571,763	$2.4M	0.26%
134	—OMNOVA SOLUTIONS INC	232,541	$2.3M	0.25%
135	—TWELVE SEAS INVESTMENT COMPA	227,465	$2.3M	0.25%
136	VLYVALLEY NATL BANCORP	213,200	$2.3M	0.25%
137	—FAR PT ACQUISITION CORP	225,369	$2.3M	0.25%
138	—DANAHER CORPORATION	2,000	$2.3M	0.25%
139	—8I ENTERPRISES ACQUISITIN CO	214,000	$2.3M	0.25%
140	—HEALTH SCIENCES ACQUSTN CORP	211,500	$2.3M	0.25%
141	USOUNITED STATES OIL FUND LP	200,000	$2.3M	0.25%	Call
142	PDCEUSDPDC ENERGY INC	79,804	$2.2M	0.24%
143	—REGALWOOD GLOBAL ENERGY LTD	207,742	$2.2M	0.24%
144	GDXVANECK VECTORS ETF TR	81,400	$2.2M	0.24%	Call
145	—GORES METROPOULOS INC	202,000	$2.1M	0.23%
146	—LONGEVITY ACQUISITION CORP	200,000	$2.1M	0.23%
147	SWCHFSIERRA WIRELESS INC	194,700	$2.1M	0.23%	Put
148	—GIGCAPITAL INC	199,195	$2.1M	0.22%
149	ZBRAZEBRA TECHNOLOGIES CORP	10,000	$2.1M	0.22%
150	—BIG ROCK PARTNERS ACQUISI CO	193,091	$2.0M	0.22%
151	—PURE ACQUISITION CORP	1,934,096	$2.0M	0.22%	Call
152	—AVEDRO INC	86,133	$2.0M	0.21%
153	—MEDIDATA SOLUTIONS INC	20,927	$1.9M	0.21%
154	—CARBONITE INC	2,000	$1.9M	0.20%
155	DDOGDATADOG INC	55,000	$1.9M	0.20%
156	—ALBERTON ACQUISITION CORP	171,520	$1.8M	0.20%
157	—HENNESSY CAP ACQUSTION CORP	169,156	$1.8M	0.19%
158	—TUSCAN HOLDINGS CORP	182,130	$1.8M	0.19%
159	STCSTEWART INFORMATION SVCS COR	46,001	$1.8M	0.19%	Call
160	YTRAYATRA ONLINE INC	426,785	$1.8M	0.19%
161	—ORISUN ACQUISITION CORP	175,000	$1.8M	0.19%
162	—CAMBREX CORP	29,300	$1.7M	0.19%
163	MXIMMAXIM INTEGRATED PRODS INC	30,000	$1.7M	0.19%
164	—POINTER TELOCATION LTD	113,403	$1.7M	0.18%
165	—BUNGE LIMITED	30,000	$1.7M	0.18%
166	—MUDRICK CAP ACQUISITION CORP	166,594	$1.7M	0.18%
167	—MAM SOFTWARE GROUP INC	139,400	$1.7M	0.18%
168	—NEW FRONTIER CORP	150,000	$1.6M	0.17%
169	VIABVIACOM INC NEW	65,000	$1.6M	0.17%
170	CMCDN IMPERIAL BK COMM TORONTO	13,900	$1.5M	0.16%
171	—NRC GROUP HLDGS CORP	119,791	$1.5M	0.16%
172	—BLUEGREEN VACATIONS CORP	156,468	$1.5M	0.16%
173	—CHASERG TECHNLGY ACQUISITN C	144,400	$1.4M	0.16%
174	FOXAFOX CORP	44,579	$1.4M	0.15%
175	—WPX ENERGY INC	132,305	$1.4M	0.15%
176	NWSANEWS CORP NEW	100,020	$1.4M	0.15%
177	—NRC GROUP HLDGS CORP	570,000	$1.3M	0.15%	Call
178	—GS ACQUISITION HLDGS CORP	125,000	$1.3M	0.14%
179	—MONOCLE ACQUISITION CORP	125,500	$1.3M	0.14%
180	CZREURCAESARS ENTMT CORP	109,200	$1.3M	0.14%	Call
181	PBPROSPERITY BANCSHARES INC	17,169	$1.2M	0.13%
182	RIORIO TINTO PLC	22,500	$1.2M	0.13%	Put
183	—NAVIGANT CONSULTING INC	41,657	$1.2M	0.13%
184	WMWASTE MGMT INC DEL	10,000	$1.1M	0.12%	Put
185	AYXEURALTERYX INC	10,500	$1.1M	0.12%	Call
186	—LEISURE ACQUISITION CORP	110,000	$1.1M	0.12%
187	—NEW MEDIA INVT GROUP INC	126,800	$1.1M	0.12%	Put
188	LTRPAUSDLIBERTY TRIPADVISOR HLDGS IN	116,159	$1.1M	0.12%
189	—ALITHYA GROUP INC	347,477	$1.0M	0.11%
190	—HEALTH SCIENCES ACQUSTN CORP	102,926	$1.0M	0.11%
191	—FINTECH ACQUISITION CORP III	100,000	$1.0M	0.11%
192	GOGOGOGO INC	165,000	$995K	0.11%	Put
193	—DIAMONDPEAK HLDGS COR	99,999	$982K	0.11%
194	—ALDER BIOPHARMACEUTICALS INC	51,400	$969K	0.10%	Put
195	—TWELVE SEAS INVESTMENT COMPA	88,800	$963K	0.10%
196	AVYAUSDAVAYA HLDGS CORP	92,100	$942K	0.10%	Put
197	TGBTASEKO MINES LTD	1,894,206	$926K	0.10%
198	—NEPTUNE WELLNESS SOLUTIONS I	250,000	$890K	0.10%	Put
199	BENFRANKLIN RES INC	30,307	$875K	0.09%
200	—CRESCENT ACQUISITION CORP	84,500	$859K	0.09%

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