K2 PRINCIPAL FUND, L.P. Q2 2018 Filing

Filed August 13, 2018

Portfolio Value

$1.3B

Holdings

280

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (280 positions)

#	Stock	Shares	Value	% Portfolio	Type
201	—FINANCIAL ENGINES INC	20,000	$898K	0.07%
202	BWEURBABCOCK & WILCOX ENTERPRIS I	373,856	$890K	0.07%
203	—ALTA MESA RES INC	127,235	$866K	0.07%
204	XOPUSDSPDR SERIES TRUST	20,000	$861K	0.07%	Put
205	GSTEURGASTAR EXPL INC NEW	1,529,952	$857K	0.07%
206	SENS1GBPSENSEONICS HLDGS INC	205,654	$845K	0.07%
207	TBCHTURTLE BEACH CORP	40,000	$813K	0.06%
208	—FINTECH ACQUISITION CORP II	500,000	$801K	0.06%
209	—KAYNE ANDERSON ACQUISITION	658,866	$791K	0.06%
210	—NEVSUN RES LTD	225,544	$782K	0.06%	Call
211	LBRDKLIBERTY BROADBAND CORP	9,900	$750K	0.06%
212	—ALLERGAN PLC	4,500	$750K	0.06%
213	IYTISHARES TR	4,000	$745K	0.06%
214	LBTYBLIBERTY GLOBAL PLC	25,055	$667K	0.05%
215	—FEDERAL STR ACQUISITION CORP	64,800	$633K	0.05%
216	ADBEADOBE SYS INC	2,500	$610K	0.05%
217	USOUNITED STATES OIL FUND LP	40,000	$602K	0.05%	Put
218	AKG1EURASANKO GOLD INC	549,860	$588K	0.05%	Call
219	LILALIBERTY LATIN AMERICA LTD	30,556	$584K	0.05%
220	WMTWALMART INC	6,700	$574K	0.04%
221	WFCWELLS FARGO CO NEW	10,000	$554K	0.04%
222	—PLATINUM EAGLE ACQUISITIN CO	52,546	$511K	0.04%
223	—MUDRICK CAP ACQUISITION CORP	52,293	$504K	0.04%
224	—TPG PACE HLDGS CORP	300,000	$495K	0.04%
225	—MATLIN & PARTNERS ACQUISITIO	699,439	$475K	0.04%
226	—COTIVITI HLDGS INC	10,500	$463K	0.04%
227	PAASPAN AMERICAN SILVER CORP	25,000	$448K	0.03%	Put
228	QSRRESTAURANT BRANDS INTL INC	7,400	$446K	0.03%
229	—SOCIAL CAP HEDOSOPHIA HLDGS	246,099	$443K	0.03%
230	SBUXSTARBUCKS CORP	9,000	$440K	0.03%
231	LENLENNAR CORP	8,277	$435K	0.03%
232	—PLATINUM EAGLE ACQUISITIN CO	307,900	$431K	0.03%
233	—PENSARE ACQUISITION CORP	671,900	$430K	0.03%
234	—AVISTA HEALTHCARE PUB ACQ CO	896,960	$417K	0.03%
235	CENTACENTRAL GARDEN & PET CO	10,200	$413K	0.03%
236	—AKORN INC	24,600	$408K	0.03%	Call
237	—OSPREY ENERGY ACQUISITION CO	253,098	$405K	0.03%
238	—GORES HLDGS II INC	251,166	$402K	0.03%
239	—ATLANTIC ACQUISITION CORP	36,685	$369K	0.03%
240	—I AM CAP ACQUISITION CO	31,389	$339K	0.03%
241	—LANDCADIA HLDGS INC	407,349	$326K	0.03%
242	—GORDON POINTE ACQUISITION CO	32,746	$318K	0.02%
243	—HOSTESS BRANDS INC	180,000	$306K	0.02%
244	VIABVIACOM INC NEW	10,000	$302K	0.02%
245	—GIGCAPITAL INC	27,236	$268K	0.02%
246	—FGL HLDGS	210,500	$253K	0.02%
247	—DFB HEALTHCARE ACQUISTION CO	25,000	$241K	0.02%
248	—ALTA MESA RES INC	157,166	$220K	0.02%
249	—FEDERAL STR ACQUISITION CORP	182,400	$219K	0.02%
250	—CONSTELLATION ALPHA CAP CORP	608,100	$219K	0.02%
251	—SIMPLY GOOD FOODS CO	50,000	$208K	0.02%
252	MRVLMARVELL TECHNOLOGY GROUP LTD	9,633	$207K	0.02%
253	KGCKINROSS GOLD CORP	50,000	$188K	0.01%	Call
254	—NEXEO SOLUTIONS INC	297,917	$170K	0.01%
255	—MTECH ACQUISITION CORP	247,989	$161K	0.01%
256	—GTY TECHNOLOGY HOLDINGS INC	125,753	$157K	0.01%
257	I9DNARBUTUS BIOPHARMA CORP	20,591	$150K	0.01%
258	—SABAN CAP ACQUISITION CORP	125,000	$150K	0.01%
259	—BIG ROCK PARTNERS ACQUISI CO	301,397	$136K	0.01%
260	—HAYMAKER ACQUISITION CORP	151,100	$131K	0.01%
261	BTOB2GOLD CORP	50,403	$130K	0.01%
262	—TRINITY MERGER CORP	299,400	$120K	0.01%
263	—TIBERIUS ACQUISITION CORP	200,000	$112K	0.01%
264	—OPES ACQUISITION CORP	331,100	$109K	0.01%
265	—CM SEVEN STAR ACQUISITION CO	249,300	$98K	0.01%
266	—DRAPER OAKWOOD TECHNOLOGY	162,100	$96K	0.01%
267	—ESTRE AMBIENTAL INC	209,855	$89K	0.01%
268	—CM SEVEN STAR ACQUISITION CO	268,354	$86K	0.01%
269	—GIGCAPITAL INC	159,200	$72K	0.01%
270	—KBL MERGER CORP IV	227,414	$66K	0.01%
271	—BIG ROCK PARTNERS ACQUISI CO	101,200	$35K	0.00%
272	HLHECLA MNG CO	10,000	$35K	0.00%	Call
273	—LEISURE ACQUISITION CORP	40,400	$28K	0.00%
274	—JENSYN ACQUISITION CORP	209,455	$27K	0.00%
275	—BLACK RIDGE ACQUISITION CORP	75,900	$23K	0.00%
276	—LEGACY ACQUISITION CORP	50,000	$22K	0.00%
277	—PENSARE ACQUISITION CORP	41,026	$20K	0.00%
278	—KBL MERGER CORP IV	59,540	$20K	0.00%
279	—UNION ACQUISITION CORP	50,000	$18K	0.00%
280	—BARINGTON HILCO ACQUISITION	28,670	$5K	0.00%

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