K2 PRINCIPAL FUND, L.P. Q2 2018 Filing

Filed August 13, 2018

Portfolio Value

$1.3T

Holdings

280

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (280 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	PVG1EURPRETIUM RES INC	476,500	$3.5B	0.27%	Put
102	ABJAABB LTD	160,000	$3.5B	0.27%
103	JPMJPMORGAN CHASE & CO	32,500	$3.4B	0.26%
104	SYKSTRYKER CORP	20,000	$3.4B	0.26%	Call
105	—MODERN MEDIA ACQUISITION	332,415	$3.3B	0.26%
106	—AVISTA HEALTHCARE PUB ACQ CO	319,821	$3.2B	0.25%
107	BAKBRASKEM S A	122,700	$3.2B	0.25%	Call
108	LM05LIBERTY MEDIA CORP DELAWARE	90,000	$3.2B	0.25%
109	—HIGHPOINT RES CORP	520,000	$3.2B	0.24%
110	—MITEL NETWORKS CORP	287,223	$3.2B	0.24%
111	—AV HOMES INC	145,799	$3.1B	0.24%
112	BGCPEURBGC PARTNERS INC	268,067	$3.0B	0.23%
113	EEMISHARES TR	70,000	$3.0B	0.23%	Put
114	—SPARTON CORP	159,132	$3.0B	0.23%
115	—NEW FRONTIER CORP	300,000	$3.0B	0.23%
116	BRK/BBERKSHIRE HATHAWAY INC DEL	16,118	$3.0B	0.23%
117	—BLACKBERRY LTD	2,500	$3.0B	0.23%
118	—SENTINEL ENERGY SVCS INC	295,770	$3.0B	0.23%
119	—OCLARO INC	329,300	$2.9B	0.23%	Put
120	—LEISURE ACQUISITION CORP	294,007	$2.9B	0.23%
121	DOVDOVER CORP	40,000	$2.9B	0.23%	Call
122	DAYCERIDIAN HCM HLDG INC	87,559	$2.9B	0.22%
123	—LANDCADIA HLDGS INC	282,467	$2.9B	0.22%
124	—CAPITOL INVT CORP IV	276,000	$2.8B	0.22%
125	—XL GROUP LTD	50,761	$2.8B	0.22%
126	—DRAPER OAKWOOD TECHNOLOGY	283,093	$2.8B	0.22%
127	—PINNACLE FOODS INC DEL	42,098	$2.7B	0.21%
128	TKRTIMKEN CO	62,100	$2.7B	0.21%
129	—SCHULMAN A INC	60,000	$2.7B	0.21%
130	—BIG ROCK PARTNERS ACQUISI CO	250,000	$2.6B	0.20%
131	—MB FINANCIAL INC NEW	55,408	$2.6B	0.20%
132	PZZAPAPA JOHNS INTL INC	50,000	$2.5B	0.20%	Call
133	—M I ACQUISITIONS INC	239,981	$2.5B	0.19%
134	AAPLAPPLE INC	13,500	$2.5B	0.19%
135	—KBL MERGER CORP IV	249,788	$2.5B	0.19%
136	WCNWASTE CONNECTIONS INC	32,306	$2.4B	0.19%
137	—HAYMAKER ACQUISITION CORP	250,000	$2.4B	0.19%
138	—MTECH ACQUISITION CORP	246,989	$2.4B	0.19%
139	ADSKAUTODESK INC	18,300	$2.4B	0.19%
140	—GS ACQUISITION HLDGS CORP	230,200	$2.4B	0.18%
141	—FEDERAL STR ACQUISITION CORP	231,485	$2.3B	0.18%
142	—FINTECH ACQUISITION CORP II	233,749	$2.3B	0.18%
143	—ROSEHILL RES INC	318,898	$2.3B	0.18%
144	TERTERADYNE INC	61,000	$2.3B	0.18%
145	—CAPELLA EDUCATION COMPANY	23,378	$2.3B	0.18%
146	—INFINITY PPTY & CAS CORP	16,170	$2.3B	0.18%
147	—RSP PERMIAN INC	51,673	$2.3B	0.18%
148	TRIPTRIPADVISOR INC	40,000	$2.2B	0.17%	Call
149	—U S G CORP	51,300	$2.2B	0.17%	Put
150	CECOCECO ENVIRONMENTAL CORP	358,074	$2.2B	0.17%
151	—MOSAIC ACQUISITION CORP	217,300	$2.2B	0.17%
152	BF/ABROWN FORMAN CORP	44,400	$2.2B	0.17%
153	—SHIRE PLC	12,826	$2.2B	0.17%
154	—TPG PACE ENERGY HLDGS CORP	783,333	$2.2B	0.17%
155	—REGALWOOD GLOBAL ENERGY LTD	208,442	$2.1B	0.16%
156	CARSCARS COM INC	73,000	$2.1B	0.16%
157	—LEISURE ACQUISITION CORP	210,000	$2.0B	0.16%
158	—HL ACQUISITIONS CORP	200,000	$2.0B	0.16%
159	MSFTMICROSOFT CORP	20,000	$2.0B	0.15%
160	—GIGCAPITAL INC	181,539	$1.9B	0.15%
161	—EDGEWATER TECHNOLOGY INC	348,345	$1.9B	0.15%
162	AMZNAMAZON COM INC	1,100	$1.9B	0.14%
163	BATRAUSDLIBERTY MEDIA CORP DELAWARE	68,873	$1.8B	0.14%
164	HYGISHARES TR	20,000	$1.7B	0.13%	Put
165	BLBDBLUE BIRD CORP	75,000	$1.7B	0.13%
166	AVAAVISTA CORP	31,800	$1.7B	0.13%
167	—STELLAR ACQUISITION III INC	161,230	$1.7B	0.13%
168	CPE3EURCALLON PETE CO DEL	150,000	$1.6B	0.12%
169	—AMTRUST FINL SVCS INC	108,004	$1.6B	0.12%
170	—RANDGOLD RES LTD	20,099	$1.5B	0.12%
171	PLDPROLOGIS INC	23,118	$1.5B	0.12%
172	DBXDROPBOX INC	45,000	$1.5B	0.11%	Call
173	—BIG ROCK PARTNERS ACQUISI CO	146,391	$1.5B	0.11%
174	—VERIFONE SYS INC	58,580	$1.3B	0.10%
175	—JENSYN ACQUISITION CORP	126,189	$1.3B	0.10%
176	—BISON CAP ACQUISITION CORP	131,426	$1.3B	0.10%
177	IBTXUSDINDEPENDENT BK GROUP INC	19,231	$1.3B	0.10%
178	DBDEUTSCHE BANK AG	120,000	$1.3B	0.10%	Call
179	—WILLSCOT CORP	559,523	$1.3B	0.10%
180	NWSNEWS CORP NEW	79,790	$1.3B	0.10%
181	—ROSEHILL RES INC	1,164,548	$1.3B	0.10%
182	—NXSTAGE MEDICAL INC	44,565	$1.2B	0.10%
183	—M I ACQUISITIONS INC	797,200	$1.2B	0.09%
184	PEBPEBBLEBROOK HOTEL TR	30,000	$1.2B	0.09%	Put
185	—MATLIN & PARTNERS ACQUISITIO	110,306	$1.2B	0.09%
186	CUKCARNIVAL PLC	20,000	$1.2B	0.09%
187	—PATTERN ENERGY GROUP INC	61,100	$1.1B	0.09%
188	ENPHENPHASE ENERGY INC	170,000	$1.1B	0.09%
189	PENNPENN NATL GAMING INC	32,583	$1.1B	0.08%
190	—HENNESSY CAP ACQUSTON CORP I	728,100	$1.0B	0.08%
191	NESRNATIONAL ENERGY SERVICES REU	872,651	$1.0B	0.08%
192	—NATIONSTAR MTG HLDGS INC	59,138	$1.0B	0.08%
193	—BARINGTON HILCO ACQUISITION	97,892	$1.0B	0.08%
194	—NEBULA ACQUISITION CORP	99,653	$1.0B	0.08%
195	—B2GOLD CORP	1,000	$997.0M	0.08%
196	CADEEURCADENCE BANCORPORATION	33,905	$979.0M	0.08%
197	LOWLOWES COS INC	10,024	$958.0M	0.07%
198	—LIBERTY EXPEDIA HOLDINGS	20,900	$918.0M	0.07%
199	—VANTAGE ENERGY ACQUISITION	833,333	$917.0M	0.07%
200	—EASTERLY ACQUISITION CORP	731,972	$915.0M	0.07%

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