K2 PRINCIPAL FUND, L.P. Q2 2018 Filing
Filed August 13, 2018
Portfolio Value
$1.3T
Holdings
280
Report Date
Q2 2018
Filing Type
13F-HR
All Holdings (280 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | NXPINXP SEMICONDUCTORS N V | 555,000 | $60.6B | 4.69% | Put |
| 2 | TLTISHARES TR | 440,000 | $53.6B | 4.14% | Put |
| 3 | TRVCCITIGROUP INC | 690,000 | $46.2B | 3.57% | Call |
| 4 | SMHVANECK VECTORS ETF TR | 423,700 | $43.5B | 3.36% | Put |
| 5 | XLKSELECT SECTOR SPDR TR | 490,000 | $34.0B | 2.63% | Put |
| 6 | —MYLAN N V | 680,000 | $24.6B | 1.90% | Put |
| 7 | LPXLOUISIANA PAC CORP | 873,900 | $23.8B | 1.84% | Put |
| 8 | AABAUSDALTABA INC | 315,273 | $23.1B | 1.79% | |
| 9 | GOOGLALPHABET INC | 20,071 | $22.7B | 1.75% | Put |
| 10 | BABAALIBABA GROUP HLDG LTD | 114,000 | $21.1B | 1.64% | Put |
| 11 | —PURE ACQUISITION CORP | 2,011,846 | $20.6B | 1.60% | |
| 12 | —ETF MANAGERS TR | 648,300 | $19.1B | 1.47% | Put |
| 13 | —ROCKWELL COLLINS INC | 135,953 | $18.3B | 1.42% | |
| 14 | SPYSPDR S&P 500 ETF TR | 65,000 | $17.6B | 1.36% | Put |
| 15 | DWDMORGAN STANLEY | 371,343 | $17.6B | 1.36% | Call |
| 16 | —AETNA INC NEW | 93,549 | $17.2B | 1.33% | |
| 17 | —ATHENAHEALTH INC | 105,900 | $16.9B | 1.30% | Put |
| 18 | —FAR PT ACQUISITION CORP | 1,575,414 | $16.1B | 1.24% | |
| 19 | —LEGACY ACQUISITION CORP | 1,522,320 | $15.3B | 1.18% | |
| 20 | —CYPRESS SEMICONDUCTOR CORP | 950,000 | $14.8B | 1.14% | Put |
| 21 | GOOGALPHABET INC | 12,683 | $14.2B | 1.09% | |
| 22 | —EASTERLY ACQUISITION CORP | 1,315,316 | $13.5B | 1.05% | |
| 23 | BACBANK AMER CORP | 450,000 | $12.7B | 0.98% | Call |
| 24 | —ZILLOW GROUP INC | 10,000 | $12.6B | 0.98% | |
| 25 | —GGP INC | 605,256 | $12.4B | 0.96% | Put |
| 26 | —AEROJET ROCKETDYNE HLDGS INC | 9,500 | $12.3B | 0.95% | |
| 27 | DELLDELL TECHNOLOGIES INC | 135,000 | $11.4B | 0.88% | |
| 28 | FOXATWENTY FIRST CENTY FOX INC | 222,907 | $11.0B | 0.85% | |
| 29 | QCOMQUALCOMM INC | 195,000 | $10.9B | 0.85% | Call |
| 30 | MERCMERCER INTL INC | 595,000 | $10.4B | 0.81% | |
| 31 | —EXPRESS SCRIPTS HLDG CO | 130,813 | $10.1B | 0.78% | Put |
| 32 | CASYCASEYS GEN STORES INC | 87,800 | $9.2B | 0.71% | Put |
| 33 | —TWELVE SEAS INVESTMENT COMPA | 900,000 | $9.1B | 0.70% | |
| 34 | —ANDEAVOR | 68,703 | $9.0B | 0.70% | |
| 35 | —HAYMAKER ACQUISITION CORP | 875,164 | $8.8B | 0.68% | |
| 36 | —OSPREY ENERGY ACQUISITION CO | 871,568 | $8.8B | 0.68% | |
| 37 | —VANTAGE ENERGY ACQUISITION | 885,755 | $8.7B | 0.68% | |
| 38 | —ILG INC | 262,017 | $8.7B | 0.67% | |
| 39 | AMATAPPLIED MATLS INC | 185,000 | $8.5B | 0.66% | Put |
| 40 | XRXCHFXEROX CORP | 353,050 | $8.5B | 0.66% | Call |
| 41 | —SILICON LABORATORIES INC | 7,000 | $8.4B | 0.65% | |
| 42 | WTTRSELECT ENERGY SVCS INC | 570,220 | $8.3B | 0.64% | |
| 43 | —DYCOM INDS INC | 7,130 | $8.3B | 0.64% | |
| 44 | VMWEURVMWARE INC | 55,000 | $8.1B | 0.63% | Call |
| 45 | —DFB HEALTHCARE ACQUISTION CO | 764,253 | $7.7B | 0.60% | |
| 46 | —HENNESSY CAP ACQUSTON CORP I | 747,600 | $7.6B | 0.59% | |
| 47 | XLNXEURXILINX INC | 111,700 | $7.3B | 0.56% | |
| 48 | —THUNDER BRIDGE ACQUISITION L | 725,000 | $7.3B | 0.56% | |
| 49 | —ONE MADISON CORP | 679,421 | $6.9B | 0.53% | |
| 50 | —SIGMA DESIGNS INC | 1,090,971 | $6.7B | 0.51% | |
| 51 | —LAYNE CHRISTENSEN CO | 5,000 | $6.4B | 0.50% | |
| 52 | —KAYNE ANDERSON ACQUISITION | 649,403 | $6.4B | 0.50% | |
| 53 | —CONSTELLATION ALPHA CAP CORP | 637,903 | $6.4B | 0.49% | |
| 54 | —TPG PACE HLDGS CORP | 619,000 | $6.1B | 0.48% | |
| 55 | —PURE ACQUISITION CORP | 626,199 | $6.0B | 0.47% | |
| 56 | LTRPAUSDLIBERTY TRIPADVISOR HLDGS IN | 373,445 | $6.0B | 0.47% | |
| 57 | —PLATINUM EAGLE ACQUISITIN CO | 587,306 | $6.0B | 0.46% | |
| 58 | —CM SEVEN STAR ACQUISITION CO | 578,700 | $6.0B | 0.46% | |
| 59 | VALEVALE S A | 456,200 | $5.8B | 0.45% | Put |
| 60 | —LASALLE HOTEL PPTYS | 163,322 | $5.6B | 0.43% | |
| 61 | —GORES HLDGS II INC | 548,000 | $5.6B | 0.43% | |
| 62 | CSCOCISCO SYS INC | 125,000 | $5.4B | 0.42% | Put |
| 63 | —ORBOTECH LTD | 85,000 | $5.3B | 0.41% | |
| 64 | MUMICRON TECHNOLOGY INC | 100,000 | $5.2B | 0.41% | Put |
| 65 | MXMAGNACHIP SEMICONDUCTOR CORP | 502,811 | $5.2B | 0.40% | |
| 66 | —PENSARE ACQUISITION CORP | 520,807 | $5.2B | 0.40% | |
| 67 | —DOWDUPONT INC | 77,673 | $5.1B | 0.40% | Call |
| 68 | —WILDHORSE RESOURCE DEV CORP | 200,000 | $5.1B | 0.39% | |
| 69 | —RTI INTL METALS INC | 5,000 | $5.0B | 0.39% | |
| 70 | CEF/USPROTT PHYSICAL GOLD & SILVE | 399,456 | $5.0B | 0.39% | |
| 71 | CWHCAMPING WORLD HLDGS INC | 200,000 | $5.0B | 0.39% | Call |
| 72 | EXREXTRA SPACE STORAGE INC | 50,000 | $5.0B | 0.39% | Call |
| 73 | —SOCIAL CAP HEDOSOPHIA HLDGS | 495,804 | $5.0B | 0.39% | |
| 74 | —BUNGE LIMITED | 70,086 | $4.9B | 0.38% | |
| 75 | ITA*ISHARES TR | 25,000 | $4.8B | 0.37% | Put |
| 76 | —UNION ACQUISITION CORP | 463,500 | $4.7B | 0.37% | |
| 77 | DISCKUSDDISCOVERY INC | 183,515 | $4.7B | 0.36% | |
| 78 | VYXNCR CORP NEW | 151,200 | $4.5B | 0.35% | Call |
| 79 | —TIBERIUS ACQUISITION CORP | 450,000 | $4.5B | 0.35% | |
| 80 | HTOSJW GROUP | 67,941 | $4.5B | 0.35% | |
| 81 | —CITRIX SYS INC | 3,000 | $4.4B | 0.34% | |
| 82 | LM03LIBERTY MEDIA CORP DELAWARE | 95,800 | $4.3B | 0.33% | |
| 83 | —SABAN CAP ACQUISITION CORP | 426,336 | $4.3B | 0.33% | |
| 84 | —HRG GROUP INC | 327,019 | $4.3B | 0.33% | |
| 85 | HEIHEICO CORP NEW | 69,525 | $4.2B | 0.33% | |
| 86 | DBDEURDIEBOLD NXDF INC | 350,000 | $4.2B | 0.32% | Call |
| 87 | —OPES ACQUISITION CORP | 418,700 | $4.1B | 0.31% | |
| 88 | —MATLIN & PARTNERS ACQUISITIO | 402,998 | $4.0B | 0.31% | |
| 89 | OLEDUNIVERSAL DISPLAY CORP | 45,000 | $3.9B | 0.30% | Put |
| 90 | —LF CAP ACQUISITION CORP | 378,900 | $3.8B | 0.30% | |
| 91 | —TRINITY MERGER CORP | 372,800 | $3.8B | 0.29% | |
| 92 | —GRAMERCY PPTY TR | 136,479 | $3.7B | 0.29% | |
| 93 | SPLKCHFSPLUNK INC | 37,500 | $3.7B | 0.29% | Call |
| 94 | —KAPSTONE PAPER & PACKAGING C | 107,633 | $3.7B | 0.29% | |
| 95 | —GTY TECHNOLOGY HOLDINGS INC | 368,239 | $3.7B | 0.29% | |
| 96 | LVLNSPDR SERIES TRUST | 60,000 | $3.7B | 0.28% | |
| 97 | PXGBXPRAXAIR INC | 23,100 | $3.7B | 0.28% | |
| 98 | —ENVISION HEALTHCARE CORP | 82,930 | $3.6B | 0.28% | |
| 99 | SENS 5.25 02/01/23SENSEONICS HLDGS INC | 2,500 | $3.6B | 0.28% | |
| 100 | —LEO HOLDINGS CORP | 348,704 | $3.5B | 0.27% |
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