Gladstone Institutional Advisory LLC Q4 2018 Filing

Filed February 13, 2019

Portfolio Value

$171.7B

Holdings

168

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (168 positions)

#	Stock	Shares	Value	% Portfolio
1	IVVISHARES TR	38,519	$9.7B	5.64%
2	FTSMFIRST TR EXCHANGE TRADED FD	140,353	$8.4B	4.89%
3	VTIVANGUARD INDEX FDS	58,663	$7.5B	4.36%
4	VUGVANGUARD INDEX FDS	55,568	$7.5B	4.35%
5	FCVTFIRST TR EXCHANGE TRADED FD	254,125	$7.0B	4.07%
6	FTAFIRST TR LRG CP VL ALPHADEX	120,846	$5.6B	3.25%
7	FMHIFIRST TR EXCH TRADED FD III	111,187	$5.6B	3.24%
8	USMVISHARES TR	95,535	$5.0B	2.92%
9	MTUMISHARES TR	48,854	$4.9B	2.85%
10	SPYSPDR S&P 500 ETF TR	14,067	$3.5B	2.05%
11	UCONFIRST TR EXCHNG TRADED FD VI	129,826	$3.2B	1.88%
12	FTSLFIRST TR EXCHANGE TRADED FD	70,934	$3.2B	1.88%
13	VOOVANGUARD INDEX FDS	13,673	$3.1B	1.83%
14	FNYFIRST TR EXCNGE TRD ALPHADEX	81,431	$2.9B	1.72%
15	FVCFIRST TR EXCHANGE TRADED FD	102,677	$2.4B	1.40%
16	AMZNAMAZON COM INC	1,477	$2.2B	1.29%
17	AAPLAPPLE INC	14,033	$2.2B	1.29%
18	GSLCGOLDMAN SACHS ETF TR	42,750	$2.1B	1.25%
19	ILMNILLUMINA INC	6,869	$2.1B	1.20%
20	QTECFIRST TR NASDAQ100 TECH INDE	30,182	$2.1B	1.20%
21	IVEISHARES TR	17,727	$1.8B	1.04%
22	PRFINVESCO EXCHANGE TRADED FD T	17,537	$1.8B	1.04%
23	VOTVANGUARD INDEX FDS	13,806	$1.7B	0.96%
24	FDRRFIDELITY	54,219	$1.6B	0.91%
25	FLTRVANECK VECTORS ETF TR	61,853	$1.5B	0.89%
26	HEFAISHARES TR	56,499	$1.5B	0.85%
27	NDQINVESCO QQQ TR	8,811	$1.4B	0.79%
28	BSVVANGUARD BD INDEX FD INC	16,693	$1.3B	0.76%
29	FEXFIRST TR LRGE CP CORE ALPHA	25,017	$1.3B	0.76%
30	AGGISHARES TR	12,132	$1.3B	0.75%
31	IJHISHARES TR	7,731	$1.3B	0.75%
32	FTCFIRST TR LRG CP GRWTH ALPHAD	21,730	$1.2B	0.73%
33	VEAVANGUARD TAX MANAGED INTL FD	32,822	$1.2B	0.71%
34	XBISPDR SERIES TRUST	16,970	$1.2B	0.71%
35	IJRISHARES TR	16,300	$1.1B	0.66%
36	VGITVANGUARD SCOTTSDALE FDS	17,197	$1.1B	0.64%
37	IXUSISHARES TR	20,497	$1.1B	0.63%
38	FADFIRST TR MULTI CAP GR ALPHAD	16,959	$1.0B	0.61%
39	VBVANGUARD INDEX FDS	7,362	$972.0M	0.57%
40	XTISHARES TR	28,732	$956.0M	0.56%
41	—OPPENHEIMER ETF TR	27,736	$929.0M	0.54%
42	RODMLATTICE STRATEGIES TR	35,944	$927.0M	0.54%
43	VHTVANGUARD WORLD FDS	5,697	$915.0M	0.53%
44	FAIFIRST TR EXCHANGE TRADED FD	35,787	$904.0M	0.53%
45	XMLVINVESCO EXCHNG TRADED FD TR	20,242	$899.0M	0.52%
46	ILCGISHARES TR	5,416	$859.0M	0.50%
47	BNDVANGUARD BD INDEX FD INC	10,218	$809.0M	0.47%
48	REGLPROSHARES TR	15,454	$799.0M	0.47%
49	IWDISHARES TR	7,138	$793.0M	0.46%
50	IWFISHARES TR	5,898	$772.0M	0.45%
51	VYMVANGUARD WHITEHALL FDS INC	9,838	$767.0M	0.45%
52	BACVERIZON COMMUNICATIONS INC	13,397	$753.0M	0.44%
53	FVDFIRST TR VALUE LINE DIVID IN	25,097	$730.0M	0.43%
54	VVISA INC	5,489	$724.0M	0.42%
55	METAFACEBOOK INC	5,499	$721.0M	0.42%
56	VOEVANGUARD INDEX FDS	7,482	$713.0M	0.42%
57	EMBISHARES TR	6,696	$696.0M	0.41%
58	BABAALIBABA GROUP HLDG LTD	5,068	$695.0M	0.40%
59	GOOGLALPHABET INC	650	$679.0M	0.40%
60	MAMASTERCARD INCORPORATED	3,554	$671.0M	0.39%
61	SH1USDPROSHARES TR	21,268	$666.0M	0.39%
62	MGKVANGUARD WORLD FD	6,221	$666.0M	0.39%
63	SKYYFIRST TR EXCHANGE TRADED FD	13,500	$654.0M	0.38%
64	FYXFIRST TR SML CP CORE ALPHA F	11,921	$646.0M	0.38%
65	XLISELECT SECTOR SPDR TR	10,001	$644.0M	0.38%
66	TAT&T INC	22,305	$637.0M	0.37%
67	IHIISHARES TR	3,185	$636.0M	0.37%
68	MSFTMICROSOFT CORP	6,245	$634.0M	0.37%
69	GQ9SPDR GOLD TRUST	5,116	$620.0M	0.36%
70	IGHGPROSHARES TR	8,657	$616.0M	0.36%
71	UPSUNITED PARCEL SERVICE INC	6,230	$608.0M	0.35%
72	SMBVANECK VECTORS ETF TR	34,958	$605.0M	0.35%
73	NVDANVIDIA CORP	4,451	$594.0M	0.35%
74	FYCFIRST TR EXCNGE TRD ALPHADEX	14,628	$587.0M	0.34%
75	VWOVANGUARD INTL EQUITY INDEX F	14,943	$569.0M	0.33%
76	VBRVANGUARD INDEX FDS	4,931	$562.0M	0.33%
77	BSJKINVESCO EXCH TRD SLF IDX FD	23,708	$555.0M	0.32%
78	VOOVVANGUARD ADMIRAL FDS INC	5,320	$519.0M	0.30%
79	JPMJPMORGAN CHASE & CO	5,072	$495.0M	0.29%
80	RWRSPDR SERIES TRUST	5,761	$495.0M	0.29%
81	FNXFIRST TR MID CAP CORE ALPHAD	8,461	$489.0M	0.28%
82	VXUSVANGUARD STAR FD	10,344	$488.0M	0.28%
83	VBKVANGUARD INDEX FDS	3,222	$485.0M	0.28%
84	JNJJOHNSON & JOHNSON	3,691	$476.0M	0.28%
85	XLVSELECT SECTOR SPDR TR	5,485	$474.0M	0.28%
86	MCDMCDONALDS CORP	2,617	$465.0M	0.27%
87	—NUVEEN HIGH INCOME NOVEMBER	52,163	$464.0M	0.27%
88	VGTVANGUARD WORLD FDS	2,767	$462.0M	0.27%
89	BACBANK AMER CORP	18,636	$459.0M	0.27%
90	ITOTISHARES TR	8,053	$457.0M	0.27%
91	FNKFIRST TR EXCNGE TRD ALPHADEX	14,662	$446.0M	0.26%
92	DISDISNEY WALT CO	3,956	$434.0M	0.25%
93	MGVVANGUARD WORLD FD	6,052	$433.0M	0.25%
94	VTVVANGUARD INDEX FDS	4,396	$431.0M	0.25%
95	VOVANGUARD INDEX FDS	3,107	$429.0M	0.25%
96	NOBLPROSHARES TR	6,855	$415.0M	0.24%
97	DONWISDOMTREE TR	13,030	$412.0M	0.24%
98	IWOISHARES TR	2,402	$403.0M	0.23%
99	VIGVANGUARD GROUP	4,094	$401.0M	0.23%
100	AQLTISHARES TR	15,714	$395.0M	0.23%

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