Who Owns First Trust Small Cap Growth AlphaDEX Fund (FYC)?Hedge Fund & Institutional Holders

$94.92-0.56 (-0.59%)Financial ServicesNASDAQ

Institutional Holders

50

as of Q4 2025

Total Institutional Value

$2.2773601130002803e+207T

% of Float Held

—

QoQ Change in Holders

+14 / -1

Price History

$61.01$71.70$82.39$93.08$103.77Jul 24May 25Mar 26

FYC — Biggest New Institutional Buyers This Quarter

FundActionShares AddedValue Added
StoryOne LLCNew Position+0+$2.3B
ENVESTNET ASSET MANAGEMENT INCNew Position+159K+$15.0M
NEW WAVE WEALTH ADVISORS LLCNew Position+108K+$10.4M
Concurrent Investment Advisors, LLCNew Position+99K+$9.5M
Janney Montgomery Scott LLCNew Position+45K+$4.0M
Paller Financial Services IncNew Position+33K+$3.1M
COMMONWEALTH EQUITY SERVICES, LLCNew Position+39K+$3.0M
Cambridge Investment Research Advisors, Inc.Increased+35K+$2.7M
VISTA INVESTMENT PARTNERS II, LLCNew Position+26K+$2.5M
Pursuit Wealth Management LLCNew Position+24K+$2.3M
JONES FINANCIAL COMPANIES LLLPNew Position+30K+$2.0M
FOUNDERS FINANCIAL SECURITIES LLCNew Position+18K+$1.7M
MTM Investment Management, LLCNew Position+16K+$1.5M
Geneos Wealth Management Inc.New Position+14K+$1.4M
MONECO ADVISORS, LLCNew Position+14K+$1.3M

FYC — Institutions Reducing or Closing Positions

FundActionShares SoldValue Sold
FIRST TRUST ADVISORS LPDecreased-29K-$22.3B
IFP Advisors, IncDecreased-553-$8.1B
Kingsview Wealth Management, LLCDecreased-27K-$6.5B
Redhawk Wealth Advisors, Inc.Decreased-15K-$5.8B
Equitable Holdings, Inc.Decreased-3K-$5.4B
Integrated Wealth Concepts LLCDecreased-5-$4.3B
JANE STREET GROUP, LLCDecreased-12K-$4.3B
US BANCORP \DE\Decreased-7K-$2.5B
STIFEL FINANCIAL CORPDecreased-82-$1.9B
SUSQUEHANNA INTERNATIONAL GROUP, LLPClosed Position-20K-$1.8B
Certified Advisory CorpDecreased-279-$1.8B
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CODecreased-15K-$1.8B
Kestra Advisory Services, LLCDecreased-149-$1.6B
Prospera Financial Services IncDecreased-874-$525.6M
OneDigital Investment Advisors LLCDecreased-834-$386.3M

Top Institutional Holders(Q4 2025)

#FundSharesValue% of PortfolioType
1StoryOne LLC0$2.3B1.38%Share
2LPL Financial LLC1,183,630$113.0M0.03%Share
3MORGAN STANLEY293,136$28.0M0.00%Share
4RAYMOND JAMES FINANCIAL INC264,284$25.0M0.01%Share
5WELLS FARGO & COMPANY/MN263,837$25.0M0.00%Share
6Cetera Investment Advisers255,008$24.0M0.03%Share
7FIRST TRUST ADVISORS LP216,354$20.0M0.01%Share
8RAYMOND JAMES FINANCIAL INC174,601$16.0M0.00%Share
9ROYAL BANK OF CANADA163,819$15.0M0.00%Share
10ENVESTNET ASSET MANAGEMENT INC159,095$15.0M0.00%Share
11ECLECTIC ASSOCIATES INC /ADV153,918$14.8M2.31%Share
12Richmond Investment Services, LLC143,085$13.8M2.38%Share
13BANK OF AMERICA CORP /DE/143,988$13.0M0.00%Share
14NEW WAVE WEALTH ADVISORS LLC108,354$10.4M3.81%Share
15Concurrent Investment Advisors, LLC99,281$9.5M0.11%Share
16WELLS FARGO & COMPANY/MN99,835$9.0M0.00%Share
17UBS Group AG84,256$8.1M0.00%Share
18IFP Advisors, Inc88,816$8.0M0.18%Share
19OSAIC HOLDINGS, INC.90,876$8.0M0.01%Share
20Bedel Financial Consulting, Inc.74,442$7.2M0.77%Share
21Cambridge Investment Research Advisors, Inc.81,843$7.0M0.02%Share
22PNC FINANCIAL SERVICES GROUP, INC.76,159$7.0M0.00%Share
23MML INVESTORS SERVICES, LLC66,703$6.0M0.01%Share
24Equitable Holdings, Inc.55,876$5.0M0.03%Share
25BANK OF AMERICA CORP /DE/57,526$5.0M0.00%Share
26Redhawk Wealth Advisors, Inc.48,569$4.7M0.52%Share
27Janney Montgomery Scott LLC45,037$4.0M0.01%Share
28Integrated Wealth Concepts LLC47,736$4.0M0.05%Share
29Kingsview Wealth Management, LLC44,510$4.0M0.06%Share
30Paller Financial Services Inc32,563$3.1M2.51%Share
31COMMONWEALTH EQUITY SERVICES, LLC38,973$3.0M0.00%Share
32JANE STREET GROUP, LLC35,146$3.0M0.00%Share
33VISTA INVESTMENT PARTNERS II, LLC25,961$2.5M1.07%Share
34Pursuit Wealth Management LLC24,013$2.3M1.98%Share
35HFG Advisors, Inc.22,831$2.2M1.59%Share
36HARBOUR INVESTMENTS, INC.20,988$2.0M0.04%Share
37JONES FINANCIAL COMPANIES LLLP29,523$2.0M0.00%Share
38Private Advisor Group, LLC25,923$2.0M0.01%Share
39US BANCORP \DE\20,321$2.0M0.00%Share
40Certified Advisory Corp19,194$1.8M0.17%Share
41FOUNDERS FINANCIAL SECURITIES LLC17,560$1.7M0.10%Share
42Empirical Asset Management, LLC16,635$1.6M0.45%Share
43MTM Investment Management, LLC15,753$1.5M0.48%Share
44Geneos Wealth Management Inc.14,495$1.4M0.03%Share
45MONECO ADVISORS, LLC13,703$1.3M0.10%Share
46TRUIST FINANCIAL CORP13,614$1.3M0.00%Share
47Quantum Portfolio Management LLC13,289$1.3M0.56%Share
48MONEYWISE, INC.12,738$1.2M0.51%Share
49Warner Group LLC11,706$1.1M0.69%Share
50Proactive Wealth Strategies LLC10,905$1.0M0.42%Share

FYC Institutional Ownership History

QuarterHoldersTotal ValueChange
Q4 2025137$2.8B+69
Q3 202568$345.3B-25
Q2 202593$255.6B-13
Q1 2025106$274.2B+16
Q4 202490$16.3T+30
Q3 202460$121.0T+2
Q2 202458$108.5T+7
Q1 202451$93.1T—

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As of Q4 2025, 50 institutional investors hold FYC (First Trust Small Cap Growth AlphaDEX Fund). The largest holder is StoryOne LLC with $2.3B in shares. This quarter, 14 institutions opened new positions and 1 closed their positions.

Frequently Asked Questions

How many hedge funds own FYC?

As of Q4 2025, 50 institutional investors report holding FYC (First Trust Small Cap Growth AlphaDEX Fund) in their 13F filings.

Who is the largest institutional holder of FYC?

The largest institutional holder of FYC is StoryOne LLC with $2.3B in shares.

Is institutional ownership of FYC increasing or decreasing?

This quarter, 14 institutions opened new positions in FYC and 1 closed their positions.