D. E. Shaw & Co., Inc. Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$87.5B

Holdings

2,720

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (2,720 positions)

#StockSharesValue% PortfolioType
401
AWMSKYWORKS SOLUTIONS INC
107,147$726.2M0.83%Put
402
RSRELIANCE STEEL & ALUMINUM CO
140,184$725.1M0.83%Call
403
FTCHQFARFETCH LTD
70,000$725.0M0.83%Put
404
GHMGRAHAM CORP
32,976$722.0M0.83%
405
ZUOUSDZUORA INC
362,627$721.5M0.82%Call
406
FOSLFOSSIL GROUP INC
1,499,511$719.1M0.82%
407
PDEURPRECISION DRILLING CORP
515,015$718.0M0.82%
408
ADBEADOBE INC
2,175,223$717.4M0.82%Put
409
ADUNITED STATES CELLULAR CORP
19,709$714.0M0.82%
410
WYNEURWYNDHAM DESTINATIONS INC
124,184$713.7M0.82%Call
411
NFLXNETFLIX INC
2,204,121$713.2M0.82%Put
412
ACNACCENTURE PLC IRELAND
88,174$712.9M0.82%Put
413
HUMHUMANA INC
278,336$712.4M0.81%Put
414
DESPDESPEGAR COM CORP
374,142$711.3M0.81%
415
CITCINTAS CORP
39,762$710.0M0.81%Put
416
IIPRINNOVATIVE INDL PPTYS INC
41,819$709.5M0.81%Put
417
BKCCUSDBLACKROCK CAPITAL INVESTMENT
142,705$708.0M0.81%
418
MUMICRON TECHNOLOGY INC
13,155,889$707.5M0.81%Put
419
CMCM1EURCHEETAH MOBILE INC
659,776$705.7M0.81%
420
MTRXMATRIX SVC CO
95,228$705.5M0.81%
421
CNOBCONNECTONE BANCORP INC NEW
109,874$705.1M0.81%
422
NVSNNOVARTIS A G
87,365$704.6M0.81%Put
423
ADPAUTOMATIC DATA PROCESSING IN
1,934,107$704.4M0.81%Put
424
MFICAPOLLO INVT CORP
335,626$703.2M0.80%Put
425
CGBDTCG BDC INC
560,214$702.8M0.80%
426
LOMALOMA NEGRA CORP
89,747$702.0M0.80%
427
FGENEURFIBROGEN INC
16,355$701.0M0.80%
428
R6C2ROYAL DUTCH SHELL PLC
74,159$699.8M0.80%Put
429
WSMWILLIAMS SONOMA INC
530,756$699.3M0.80%Put
430
LKFNLAKELAND FINL CORP
14,283$699.0M0.80%
431
DPZDOMINOS PIZZA INC
79,050$698.5M0.80%Put
432
CRTOCRITEO S A
336,948$698.1M0.80%Put
433
MGMISTRAS GROUP INC
330,637$695.0M0.79%
434
WTWISDOMTREE INVTS INC
1,058,012$694.4M0.79%
435
SA2DSANDRIDGE ENERGY INC
637,633$694.0M0.79%
436
GWREGUIDEWIRE SOFTWARE INC
6,315$693.0M0.79%
437
EXTRACTION OIL AND GAS INC
326,840$693.0M0.79%
438
AOSLALPHA & OMEGA SEMICONDUCTOR
439,337$692.3M0.79%
439
CMRXEURCHIMERIX INC
912,927$692.2M0.79%
440
BVBRIGHTVIEW HLDGS INC
105,773$691.1M0.79%
441
TTMITTM TECHNOLOGIES
45,735$688.0M0.79%
442
LEVILEVI STRAUSS & CO NEW
35,623$687.0M0.79%
443
CISION LTD
68,811$686.0M0.78%
444
INSWINTERNATIONAL SEAWAYS INC
23,022$685.0M0.78%
445
ATATLANTIC PWR CORP
786,309$682.2M0.78%
446
VEDANTA LTD
78,879$681.0M0.78%
447
EGRXEAGLE PHARMACEUTICALS INC
71,392$680.6M0.78%
448
VSHVISHAY INTERTECHNOLOGY INC
180,300$680.2M0.78%
449
G4RABANCO DE CHILE
32,389$680.0M0.78%
450
AMANTERO MIDSTREAM CORP
89,600$680.0M0.78%Put
451
GNC HLDGS INC
250,841$678.0M0.78%
452
SPRINT CORPORATION
130,100$678.0M0.78%Call
453
ALXALEXANDERS INC
2,051$678.0M0.78%
454
NUENUCOR CORP
173,351$676.1M0.77%Put
455
LXRXLEXICON PHARMACEUTICALS INC
162,971$676.0M0.77%
456
ELMEWASHINGTON REAL ESTATE INVT
23,115$674.0M0.77%
457
GENMARK DIAGNOSTICS INC
637,159$673.4M0.77%
458
MIGAMICROSTRATEGY INC
75,711$673.1M0.77%
459
THCTENET HEALTHCARE CORP
124,067$672.1M0.77%Call
460
CALITHERA BIOSCIENCES INC
117,541$671.0M0.77%
461
OXQ1ADVANCED EMISSIONS SOLUTS IN
63,823$670.0M0.77%
462
TSLATESLA INC
1,599,882$669.3M0.77%Call
463
HTLFEURHEARTLAND FINL USA INC
13,308$662.0M0.76%
464
FIRSTCASH INC
114,232$661.6M0.76%
465
EDUNEW ORIENTAL ED & TECH GRP I
20,436$660.8M0.76%Put
466
FGL HLDGS
61,843$659.0M0.75%
467
BACBANK AMER CORP
18,669,185$657.5M0.75%Put
468
CHANNELADVISOR CORP
646,465$655.2M0.75%
469
HBNCHORIZON BANCORP INC
34,476$655.0M0.75%
470
GGALGRUPO FINANCIERO GALICIA S A
377,941$654.5M0.75%Put
471
GENNORTONLIFELOCK INC
5,648,718$653.6M0.75%Put
472
OSG1EUROVERSEAS SHIPHOLDING GROUP I
1,187,608$653.1M0.75%
473
TPHTRI POINTE GROUP INC
752,849$652.1M0.75%
474
HSKAEURHESKA CORP
6,788$652.0M0.75%
475
POLARITYTE INC
250,934$652.0M0.75%
476
SWKSTANLEY BLACK & DECKER INC
96,690$651.4M0.74%Put
477
VRSNVERISIGN INC
3,377,433$650.8M0.74%
478
ACBAURORA CANNABIS INC
302,700$650.0M0.74%
479
CAMTCAMTEK LTD
59,659$646.0M0.74%
480
LORAL SPACE & COMMUNICATNS I
20,000$646.0M0.74%Call
481
QA4AGENTHERM INC
14,542$646.0M0.74%
482
VPGVISHAY PRECISION GROUP INC
95,159$645.6M0.74%
483
NEUNEWMARKET CORP
11,315$644.9M0.74%Call
484
OPITQOFFICE PPTYS INCOME TR
20,000$643.0M0.74%Call
485
ELVTUSDELEVATE CREDIT INC
144,531$643.0M0.74%
486
BCOVUSDBRIGHTCOVE INC
375,980$641.6M0.73%
487
PDLIEURPDL BIOPHARMA INC
1,633,651$639.7M0.73%
488
TCRTZIOPHARM ONCOLOGY INC
135,318$639.0M0.73%
489
GLOBGLOBANT S A
20,485$637.5M0.73%Call
490
COPCONOCOPHILLIPS
9,769,080$635.3M0.73%Put
491
AU3EURANGLOGOLD ASHANTI LTD
349,710$635.2M0.73%Put
492
SPARK ENERGY INC
190,344$635.1M0.73%
493
WBSWEBSTER FINL CORP CONN
134,195$634.5M0.73%
494
VRSUSDVERSO CORP
35,096$633.0M0.72%
495
SPBSPECTRUM BRANDS HLDGS INC NE
37,342$631.8M0.72%Put
496
ATRIUSDATRION CORP
840$631.0M0.72%
497
UEURBAN EDGE PPTYS
89,802$627.1M0.72%
498
VVISA INC
3,328,844$625.5M0.72%Call
499
PXLWEURPIXELWORKS INC
159,426$625.0M0.71%
500
TRECORA RES
87,400$625.0M0.71%
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