D. E. Shaw & Co., Inc. Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$87.5B
Holdings
2,720
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (2,720 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | EMREMERSON ELEC CO | 8,195,164 | $625.0M | 0.71% | Put |
| 502 | OXSQOXFORD SQUARE CAP CORP | 114,566 | $624.0M | 0.71% | |
| 503 | CSXCSX CORP | 933,544 | $624.0M | 0.71% | Put |
| 504 | CMPRCIMPRESS PLC | 487,342 | $623.7M | 0.71% | Call |
| 505 | —SENIOR HSG PPTYS TR | 73,547 | $621.0M | 0.71% | |
| 506 | —ORBCOMM INC | 147,239 | $620.0M | 0.71% | |
| 507 | LADRLADDER CAP CORP | 34,381 | $620.0M | 0.71% | |
| 508 | CMGCHIPOTLE MEXICAN GRILL INC | 739,316 | $618.9M | 0.71% | Put |
| 509 | OASEUROASIS PETE INC NEW | 4,427,063 | $618.8M | 0.71% | |
| 510 | MATXMATSON INC | 15,130 | $617.0M | 0.71% | |
| 511 | XENEXENON PHARMACEUTICALS INC | 46,877 | $615.0M | 0.70% | |
| 512 | FETUSDFORUM ENERGY TECHNOLOGIES IN | 1,495,271 | $614.9M | 0.70% | |
| 513 | MBINMERCHANTS BANCORP IND | 31,147 | $614.0M | 0.70% | |
| 514 | VRTVEURVERITIV CORP | 31,237 | $614.0M | 0.70% | |
| 515 | BATRKUSDLIBERTY MEDIA CORP DELAWARE | 20,796 | $614.0M | 0.70% | |
| 516 | IOVAIOVANCE BIOTHERAPEUTICS INC | 22,189 | $614.0M | 0.70% | |
| 517 | KIDSORTHOPEDIATRICS CORP | 13,066 | $614.0M | 0.70% | |
| 518 | —CHINA BIOLOGIC PRODS HLDGS I | 51,785 | $610.4M | 0.70% | |
| 519 | —CUBIC CORP | 9,596 | $610.0M | 0.70% | |
| 520 | DYT1DYNEX CAP INC | 36,021 | $610.0M | 0.70% | |
| 521 | PEBOPEOPLES BANCORP INC | 17,574 | $609.0M | 0.70% | |
| 522 | GNRCGENERAC HLDGS INC | 44,215 | $608.8M | 0.70% | Put |
| 523 | IXORIX CORP | 29,009 | $606.8M | 0.69% | |
| 524 | NATNORDIC AMERICAN TANKERS LIMI | 1,246,440 | $606.5M | 0.69% | |
| 525 | FUODOLBY LABORATORIES INC | 39,362 | $606.1M | 0.69% | |
| 526 | HAYNUSDHAYNES INTERNATIONAL INC | 16,948 | $606.0M | 0.69% | |
| 527 | TMETENCENT MUSIC ENTMT GROUP | 171,343 | $604.4M | 0.69% | Call |
| 528 | —HIGHPOINT RES CORP | 357,154 | $604.0M | 0.69% | |
| 529 | TTEKTETRA TECH INC NEW | 41,495 | $602.0M | 0.69% | |
| 530 | CCSCENTURY CMNTYS INC | 21,938 | $600.0M | 0.69% | |
| 531 | SRCUSDSPIRIT RLTY CAP INC NEW | 12,176 | $599.0M | 0.68% | |
| 532 | ESTEEUREARTHSTONE ENERGY INC | 94,505 | $598.0M | 0.68% | |
| 533 | APPSDIGITAL TURBINE INC | 83,783 | $597.0M | 0.68% | |
| 534 | BRXBRIXMOR PPTY GROUP INC | 27,559 | $596.0M | 0.68% | |
| 535 | BRYBERRY PETE CORP | 63,229 | $596.0M | 0.68% | |
| 536 | AKXANSYS INC | 15,700 | $595.4M | 0.68% | Put |
| 537 | —ROCKWELL MED INC | 243,857 | $595.0M | 0.68% | |
| 538 | WPRTWESTPORT FUEL SYSTEMS INC | 250,782 | $594.0M | 0.68% | |
| 539 | CNNECANNAE HLDGS INC | 456,300 | $592.4M | 0.68% | |
| 540 | DCHAMERICAN AXLE & MFG HLDGS IN | 893,850 | $592.0M | 0.68% | Put |
| 541 | NAVNAVISTAR INTL CORP NEW | 408,276 | $590.2M | 0.67% | Put |
| 542 | WTMWHITE MTNS INS GROUP LTD | 528 | $589.0M | 0.67% | |
| 543 | AXSAXIS CAPITAL HOLDINGS LTD | 63,106 | $588.2M | 0.67% | |
| 544 | WSFSWSFS FINL CORP | 13,355 | $587.0M | 0.67% | |
| 545 | —COLUMBIA PPTY TR INC | 28,081 | $587.0M | 0.67% | |
| 546 | AWNADVANCE AUTO PARTS INC | 353,853 | $585.1M | 0.67% | Call |
| 547 | NHTCNATURAL HEALTH TRENDS CORP | 108,662 | $584.0M | 0.67% | |
| 548 | BMY-RBRISTOL MYERS SQUIBB CO | 3,134,888 | $582.9M | 0.67% | Put |
| 549 | ANFABERCROMBIE & FITCH CO | 1,802,625 | $582.6M | 0.67% | Put |
| 550 | CABOCABLE ONE INC | 1,405 | $582.5M | 0.67% | |
| 551 | ICFIICF INTL INC | 6,326 | $580.0M | 0.66% | |
| 552 | —QAD INC | 11,379 | $580.0M | 0.66% | |
| 553 | APH1EURAPHRIA INC | 111,000 | $579.0M | 0.66% | |
| 554 | KWKENNEDY-WILSON HLDGS INC | 25,923 | $578.0M | 0.66% | |
| 555 | —SOUTHERN NATL BANCORP OF VA | 35,358 | $578.0M | 0.66% | |
| 556 | BBDBANCO BRADESCO S A | 64,151 | $574.0M | 0.66% | |
| 557 | LM05LIBERTY MEDIA CORP DELAWARE | 59,983 | $573.1M | 0.66% | |
| 558 | AMHAMERICAN HOMES 4 RENT | 21,878 | $573.0M | 0.66% | |
| 559 | METAFACEBOOK INC | 2,789,490 | $572.5M | 0.65% | Put |
| 560 | WPMWHEATON PRECIOUS METALS CORP | 99,157 | $572.4M | 0.65% | Put |
| 561 | MYRGMYR GROUP INC DEL | 17,545 | $572.0M | 0.65% | |
| 562 | INBKFIRST INTERNET BANCORP | 24,138 | $572.0M | 0.65% | |
| 563 | BUSDBARNES GROUP INC | 112,928 | $570.4M | 0.65% | |
| 564 | RBBNRIBBON COMMUNICATIONS INC | 1,239,041 | $570.3M | 0.65% | |
| 565 | SJMSMUCKER J M CO | 456,444 | $568.0M | 0.65% | Put |
| 566 | MNRUSDMONMOUTH REAL ESTATE INVT CO | 39,244 | $568.0M | 0.65% | |
| 567 | SPOKSPOK HLDGS INC | 46,351 | $567.0M | 0.65% | |
| 568 | VNDAVANDA PHARMACEUTICALS INC | 107,893 | $566.2M | 0.65% | |
| 569 | TOLTOLL BROTHERS INC | 14,314 | $566.0M | 0.65% | |
| 570 | GOOSCANADA GOOSE HOLDINGS INC | 15,627 | $566.0M | 0.65% | Put |
| 571 | FPHFIVE POINT HOLDINGS LLC | 81,340 | $565.0M | 0.65% | |
| 572 | ZMZOOM VIDEO COMMUNICATIONS IN | 8,300 | $565.0M | 0.65% | Put |
| 573 | MLIMUELLER INDS INC | 17,783 | $565.0M | 0.65% | |
| 574 | EXPDEXPEDITORS INTL WASH INC | 366,700 | $564.1M | 0.65% | |
| 575 | WSOWATSCO INC | 3,131 | $564.0M | 0.64% | |
| 576 | ASXASE TECHNOLOGY HOLDING CO LT | 101,324 | $563.0M | 0.64% | |
| 577 | CHECHEMED CORP NEW | 32,653 | $562.8M | 0.64% | Put |
| 578 | GDDYGODADDY INC | 3,277,834 | $562.3M | 0.64% | Put |
| 579 | CRMTAMERICAS CAR MART INC | 5,131 | $562.0M | 0.64% | |
| 580 | ASCARDMORE SHIPPING CORP | 61,933 | $561.0M | 0.64% | |
| 581 | CTRECARETRUST REIT INC | 109,662 | $560.7M | 0.64% | |
| 582 | OUTOUTFRONT MEDIA INC | 20,889 | $560.0M | 0.64% | |
| 583 | SNDXSYNDAX PHARMACEUTICALS INC | 63,733 | $559.0M | 0.64% | |
| 584 | REXRREXFORD INDL RLTY INC | 12,242 | $559.0M | 0.64% | |
| 585 | WW6WW INTL INC | 1,307,473 | $557.5M | 0.64% | Put |
| 586 | —BAUDAX BIO INC | 80,312 | $556.0M | 0.64% | |
| 587 | DSXDIANA SHIPPING INC | 178,501 | $555.0M | 0.63% | |
| 588 | ALTREURALTAIR ENGR INC | 15,423 | $554.0M | 0.63% | |
| 589 | CLXCLOROX CO DEL | 65,288 | $548.5M | 0.63% | Call |
| 590 | PKEPARK AEROSPACE CORP | 33,522 | $546.0M | 0.62% | |
| 591 | —TRUSTCO BK CORP N Y | 62,902 | $545.0M | 0.62% | |
| 592 | HBMHUDBAY MINERALS INC | 131,100 | $543.0M | 0.62% | |
| 593 | MCRIMONARCH CASINO & RESORT INC | 11,193 | $543.0M | 0.62% | |
| 594 | CLDRCLOUDERA INC | 1,155,500 | $541.9M | 0.62% | Put |
| 595 | COSTCOSTCO WHSL CORP NEW | 1,842,077 | $541.4M | 0.62% | Put |
| 596 | JBSSSANFILIPPO JOHN B & SON INC | 5,926 | $541.0M | 0.62% | |
| 597 | ELFE L F BEAUTY INC | 1,071,174 | $540.8M | 0.62% | |
| 598 | MRKMERCK & CO INC | 2,840,602 | $540.1M | 0.62% | Put |
| 599 | IPGPIPG PHOTONICS CORP | 23,200 | $538.8M | 0.62% | Put |
| 600 | ANETEURARISTA NETWORKS INC | 231,517 | $538.6M | 0.62% | Put |