D.A. DAVIDSON & CO. Q3 2019 Filing
Filed November 5, 2019
Portfolio Value
$5.6B
Holdings
1,002
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (1,002 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 901 | BMRNBIOMARIN PHARMACEUTICAL INC | 3,159 | $213.0M | 3.82% | |
| 902 | TEVATEVA PHARMACEUTICAL INDS LTD | 30,794 | $212.0M | 3.80% | |
| 903 | XBGYXBLACKROCK ENHANCED INTL DIV C | 39,120 | $212.0M | 3.80% | |
| 904 | AVAAVISTA CORP | 4,375 | $212.0M | 3.80% | |
| 905 | FASTFASTENAL CO | 6,408 | $209.0M | 3.74% | |
| 906 | HALHALLIBURTON CO | 11,097 | $209.0M | 3.74% | |
| 907 | FMFFIRST TR EXCHANGE TRADED FD | 4,700 | $209.0M | 3.74% | |
| 908 | PTCPTC INC | 3,043 | $207.0M | 3.71% | |
| 909 | IPKWINVESCO EXCHNG TRADED FD TR | 6,690 | $207.0M | 3.71% | |
| 910 | COTYCOTY INC | 19,667 | $207.0M | 3.71% | |
| 911 | HYDVANECK VECTORS ETF TR | 3,200 | $206.0M | 3.69% | |
| 912 | —CBL & ASSOC PPTYS INC | 158,694 | $205.0M | 3.67% | |
| 913 | DTEDTE ENERGY CO | 1,544 | $205.0M | 3.67% | |
| 914 | DINTDAVIS FUNDAMENTAL ETF TR | 11,800 | $205.0M | 3.67% | |
| 915 | VISVANGUARD WORLD FDS | 1,402 | $205.0M | 3.67% | |
| 916 | HFWAHERITAGE FINL CORP WASH | 7,585 | $204.0M | 3.66% | |
| 917 | CR1USDCRANE CO | 2,529 | $204.0M | 3.66% | |
| 918 | SUISUN CMNTYS INC | 1,370 | $203.0M | 3.64% | |
| 919 | FDUSFIDUS INVT CORP | 13,700 | $203.0M | 3.64% | |
| 920 | EMQQEXCHANGE TRADED CONCEPTS TR E | 6,470 | $202.0M | 3.62% | |
| 921 | XCHYXCALAMOS CONV & HIGH INCOME F | 18,300 | $201.0M | 3.60% | |
| 922 | TLTISHARES TR | 1,400 | $200.0M | 3.58% | |
| 923 | DLTRDOLLAR TREE INC | 1,756 | $200.0M | 3.58% | |
| 924 | —SENIOR HSG PPTYS TR | 21,622 | $200.0M | 3.58% | |
| 925 | CEF/USPROTT PHYSICAL GOLD & SILVE | 13,808 | $196.0M | 3.51% | |
| 926 | —AMERICA FIRST MULTIFAMILY IN | 23,998 | $196.0M | 3.51% | |
| 927 | TECK/BTECK RESOURCES LTD | 11,761 | $191.0M | 3.42% | |
| 928 | SONOSONOS INC | 14,250 | $191.0M | 3.42% | |
| 929 | DSMBNY MELLON STRATEGIC MUN BD | 22,620 | $190.0M | 3.40% | |
| 930 | GGNGAMCO GLOBAL GOLD NAT RES & | 42,103 | $183.0M | 3.28% | |
| 931 | PDXPIMCO ENRGY TACTICAL CR OPP | 10,000 | $175.0M | 3.14% | |
| 932 | HPEHEWLETT PACKARD ENTERPRISE C | 11,443 | $174.0M | 3.12% | |
| 933 | RDHLGBPREDHILL BIOPHARMA LTD | 24,750 | $174.0M | 3.12% | |
| 934 | NUVNUVEEN MUN VALUE FD INC C | 16,147 | $170.0M | 3.05% | |
| 935 | —PROSPECT CAPITAL CORPORATION | 162,000 | $163.0M | 2.92% | |
| 936 | AMCRAMCOR PLC | 16,110 | $157.0M | 2.81% | |
| 937 | NADNUVEEN QUALITY MUNCP INCOME | 10,868 | $156.0M | 2.80% | |
| 938 | —ZAGG INC | 24,504 | $154.0M | 2.76% | |
| 939 | —FINISAR CORP | 140,000 | $140.0M | 2.51% | |
| 940 | NAGECHROMADEX CORP | 35,000 | $138.0M | 2.47% | |
| 941 | —FORTERRA INC | 19,000 | $137.0M | 2.45% | |
| 942 | VFFVILLAGE FARMS INTL INC | 14,850 | $134.0M | 2.40% | |
| 943 | —HANNON ARMSTRONG SUST INFR C | 120,000 | $134.0M | 2.40% | |
| 944 | NYCBEURNEW YORK CMNTY BANCORP INC | 10,644 | $134.0M | 2.40% | |
| 945 | VMOINVESCO MUN OPPORTUNITY TR | 10,629 | $133.0M | 2.38% | |
| 946 | —BANK COMM HLDGS | 12,196 | $133.0M | 2.38% | |
| 947 | SPROSPERO THERAPEUTICS INC | 12,000 | $127.0M | 2.28% | |
| 948 | TEITEMPLETON EMERG MKTS INCOME | 13,923 | $126.0M | 2.26% | |
| 949 | —II VI INC | 120,000 | $124.0M | 2.22% | |
| 950 | —BARCLAYS BK PLC | 110,000 | $122.0M | 2.19% | |
| 951 | —APOLLO COML REAL EST FIN INC | 120,000 | $122.0M | 2.19% | |
| 952 | KYNKAYNE ANDERSON MDSTM ENERGY | 11,113 | $120.0M | 2.15% | |
| 953 | RWT 4.75 08/15/23REDWOOD TR INC | 120,000 | $119.0M | 2.13% | |
| 954 | —TUTOR PERINI CORP | 125,000 | $119.0M | 2.13% | |
| 955 | —HCI GROUP INC | 120,000 | $119.0M | 2.13% | |
| 956 | —BARCLAYS BANK PLC | 110,000 | $116.0M | 2.08% | |
| 957 | LITE 0.25 03/15/24LUMENTUM HLDGS INC | 100,000 | $116.0M | 2.08% | |
| 958 | —DYCOM INDS INC | 120,000 | $115.0M | 2.06% | |
| 959 | VTGNUSDVISTAGEN THERAPEUTICS INC | 105,000 | $112.0M | 2.01% | |
| 960 | —PDC ENERGY INC | 120,000 | $111.0M | 1.99% | |
| 961 | VKTXVIKING THERAPEUTICS INC | 16,150 | $111.0M | 1.99% | |
| 962 | NEANUVEEN FLTNG RTE INCM OPP FD | 11,300 | $108.0M | 1.94% | |
| 963 | —BLACKSTONE MTG TR INC | 100,000 | $104.0M | 1.86% | |
| 964 | —ACELRX PHARMACEUTICALS INC | 47,000 | $103.0M | 1.85% | |
| 965 | —GRANITE PT MTG TR INC | 100,000 | $103.0M | 1.85% | |
| 966 | —HERCULES CAPITAL INC | 100,000 | $102.0M | 1.83% | |
| 967 | APPSDIGITAL TURBINE INC | 15,205 | $98.0M | 1.76% | |
| 968 | ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GRP I | 100,000 | $93.0M | 1.67% | |
| 969 | SPWHSPORTSMANS WHSE HLDGS INC | 17,700 | $92.0M | 1.65% | |
| 970 | —SUPERNUS PHARMACEUTICALS INC | 95,000 | $88.0M | 1.58% | |
| 971 | —ABERDEEN ASIA PACIFIC INCOM C | 20,408 | $86.0M | 1.54% | |
| 972 | —GREENBRIER COS INC | 90,000 | $85.0M | 1.52% | |
| 973 | IGRCBRE CLARION GLOBAL REAL EST | 10,573 | $84.0M | 1.51% | |
| 974 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 100,000 | $83.0M | 1.49% | |
| 975 | XAODXABERDEEN TOTAL DYNAMIC DIVD | 10,000 | $83.0M | 1.49% | |
| 976 | —PACIRA BIOSCIENCES | 80,000 | $79.0M | 1.42% | |
| 977 | —KNOWLES CORP | 60,000 | $77.0M | 1.38% | |
| 978 | RJAUSDSWEDISH EXPT CR CORP | 14,247 | $75.0M | 1.34% | |
| 979 | —SRC ENERGY INC | 16,000 | $75.0M | 1.34% | |
| 980 | —DUFF & PHELPS SLT ENGY AND M | 16,000 | $72.0M | 1.29% | |
| 981 | —RESOURCE CAP CORP | 60,000 | $62.0M | 1.11% | |
| 982 | LXRXLEXICON PHARMACEUTICALS INC | 20,760 | $62.0M | 1.11% | |
| 983 | —VALARIS PLC | 12,875 | $62.0M | 1.11% | |
| 984 | —KAMAN CORP | 50,000 | $57.0M | 1.02% | |
| 985 | SA2DSANDRIDGE ENERGY INC | 12,000 | $56.0M | 1.00% | |
| 986 | —COWEN INC | 50,000 | $55.0M | 0.99% | |
| 987 | —TPG SPECIALTY LENDING INC | 50,000 | $52.0M | 0.93% | |
| 988 | —GOLDMAN SACHS BDC INC | 50,000 | $51.0M | 0.91% | |
| 989 | —ONCOSEC MED INC | 24,000 | $47.0M | 0.84% | |
| 990 | VVRINVESCO SR INCOME TR | 10,000 | $42.0M | 0.75% | |
| 991 | —ASHFORD HOSPITALITY TR INC | 12,500 | $41.0M | 0.73% | |
| 992 | NBRNABORS INDUSTRIES LTD | 20,452 | $38.0M | 0.68% | |
| 993 | GRPNCHFGROUPON INC | 13,500 | $36.0M | 0.65% | |
| 994 | DNREURDENBURY RES INC | 30,000 | $36.0M | 0.65% | |
| 995 | —PROSPECT CAPITAL CORPORATION | 30,000 | $31.0M | 0.56% | |
| 996 | SWN1EURSOUTHWESTERN ENERGY CO | 15,647 | $30.0M | 0.54% | |
| 997 | —MCDERMOTT INTL INC | 10,074 | $20.0M | 0.36% | |
| 998 | —GENIUS BRANDS INTL INC | 26,398 | $17.0M | 0.30% | |
| 999 | —SPIRIT RLTY CAP INC NEW | 15,000 | $15.0M | 0.27% | |
| 1000 | —ACTINIUM PHARMACEUTICALS INC | 40,500 | $9.0M | 0.16% |