D.A. DAVIDSON & CO. Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$4.0B
Holdings
2,427
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,427 positions)
| Stock | Value |
|---|---|
—REDWOOD TRUST INC CONV NOTE | $140K |
—ZELTIQ AESTHETICS INC | $139K |
DHSWISDOMTREE EQUITY INCOME FUND ETF (DHS) | $139K |
TDYTELEDYNE TECHNOLOGIES INC | $138K |
PPLPEMBINA PIPELINE CORP | $138K |
—FRONTIER COMMUNICATIONS CORP | $138K |
—WEST CORP | $138K |
—SYNCHRONOSS TECHNOLOGIES INC | $138K |
OTTROTTER TAIL CORPORATION | $138K |
—AKORN INC | $137K |
PJ4APARK CITY GROUP INC NEW | $137K |
DRIDARDEN RESTAURANTS INC | $137K |
FLIRFLIR SYSTEMS INC | $136K |
MPWRMONOLITHIC POWER SYSTEMS INC | $136K |
NUVNUVEEN MUNI VALUE FUND INC (NUV) | $136K |
—ENVESTNET INC CONV NOTE | $135K |
—BLACKSTONE MTG TR INC SR NOTE CONV | $135K |
CYRXCRYOPORT INC PAR $0.001 | $134K |
7HPHP INC | $134K |
FDCFIRST DATA CORP NEW CL A | $134K |
ABEVAMBEV S A SPONS ADR | $134K |
POOLPOOL CORP | $134K |
PRIPRIMERICA INC | $134K |
—FIVE PRIME THERAPEUTICS INC | $133K |
—APOLLO COML REAL EST FIN INC SR NOTE CONV | $133K |
TYLTYLER TECHNOLOGIES INC | $133K |
WHRWHIRLPOOL CORP | $133K |
TUPTUPPERWARE CORPORATION | $132K |
PWIPOWER INTEGRATIONS INC | $132K |
HN9HANESBRANDS INC | $132K |
—PORTFOLIO RECOVERY ASSOC INC SR NOTE CONV | $132K |
—STERIS PLC USD | $131K |
—LIFELOCK | $131K |
TRITHOMSON CORP | $130K |
FPFFIRST TRUST INTER DURATION PFD & INC FUND | $130K |
WOOFOOT LOCKER INC | $130K |
—VOLT INFORMATION SCI INC | $130K |
IXP*ISHARES S&P GLOBAL TELECOMMUNICATIONS | $128K |
SUISUN COMMUNITIES INC REITS | $128K |
NNNNATIONAL RETAIL PROPERTIES INC | $128K |
IVOOVANGUARD S&P MID CAP 400 INDEX ETF(IVOO) | $128K |
BTOJOHN HANCOCK FINANCIAL OPPS FD (BTO) | $127K |
VTGNUSDVISTAGEN THERAPEUTICS INC NEW | $126K |
SPSBSPDR BARCLAYS CAP SH TERM CORP BD(SCPB) | $126K |
TRGPTARGA RES CORP | $125K |
AG8AGILENT TECHNOLOGIES | $125K |
LLOEWS CORP | $125K |
NAGECHROMADEX CORP NEW | $125K |
HQHTEKLA HEALTHCARE INV SBI(HQH) | $125K |
—MOBILEYE N V AMSTELVEEN | $124K |
ODFLOLD DOMINION FREIGHT LINES INC | $124K |
INGRINGREDION INC | $124K |
THWTEKLA WORLD HLTHCARE BEN INT SHS(THW) | $124K |
ALLEALLEGION PUBLIC LTD | $123K |
USNAUSANA HEALTH SCIENCES INC | $123K |
—NEW MOUNTAIN FIN CORP CONVERTIBLE BOND | $122K |
PROPROS HOLDINGS INC | $121K |
HELEHELEN OF TROY LTD | $121K |
WBC1EURWABCO HOLDINGS INC | $121K |
SUBISHARES S&P SHRT TERM NATL AMT FREE (SUB) | $121K |
NVGNUVEEN INSD DIV ADVANTAGE MUN FUND (NVG) | $121K |
TCBITEXAS CAPITAL BANCSHARES | $121K |
—INNERWORKINGS INC | $121K |
SIGISELECTIVE INSURANCE GROUP INC | $121K |
FLEXFLEXTRONICS INTERNATIONAL | $120K |
HASIHANNON ARMSTRONG SUSTAINABLE INFRA CAP | $119K |
VISVANGUARD INDUSTRIALS ETF (VIS) | $119K |
WNCWABASH NATIONAL CORP | $119K |
GLOBGLOBANT S A | $119K |
IFFINTERNATIONAL FLAVORS & FRAGRANCES INC | $118K |
—RITE AID | $117K |
—FINANCIAL ENGINES INC | $117K |
AIGAMERI INT'L GROUP WARRANTS EXPIRE 1/19/21 | $117K |
SEICSEI INVESTMENTS | $117K |
MSBMESABI TRUST | $116K |
CACCCREDIT ACCEPTANCE CORP | $115K |
—NUSTAR GP HOLDINGS LLC (NSH) | $115K |
WSMWILLIAMS SONOMA INC | $115K |
CMSCMS ENERGY CORP | $114K |
FW2NBANNER CORPORATION | $114K |
—NOVADAQ TECHNOLOGIES INC | $114K |
EMLPFIRST TRUST NORTH AMERICAN ENERGY INF | $114K |
ATHMAUTOHOME INC SPONS ADR REPSTG CL A | $114K |
CHWCALAMOS GLOBAL DYNAMIC INCOME (CHW) | $114K |
—REPLIGEN CORP SR NOTE CONV BOND | $113K |
PFPTPROOFPOINT INC | $113K |
—SCANA CORP | $112K |
—KATE SPADE & COMPANY | $112K |
WCCWESCO INTERNATIONAL INC | $112K |
CHEFCHEFS WAREHOUSE INC | $112K |
ACCUSDAMERICAN CAMPUS COMMUNITIES | $111K |
ATVIEURACTIVISION BLIZZARD INC | $111K |
FYCFIRST TRUST SMALL CAP GROWTH ETF(FYC) | $111K |
XFEBFIRST TR ENERGY INFRASTRUCTURE FD(FIF) | $110K |
CYBRCYBER ARK SOFTWARE LTD | $110K |
—SYNTEL INC | $110K |
—BROADSOFT INC SR NOTE CONV | $110K |
SIRIEURSIRIUS XM HLDGS INC | $110K |
ROPROPER INDUSTRIES INC | $110K |
—KNIGHT TRANSPORTATION INC | $110K |