D.A. DAVIDSON & CO. Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$4.0B

Holdings

2,427

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (2,427 positions)

StockValue
GSMFERROGLOBE PLC
$172K
PAASPAN AMERICAN SILVER CORP
$171K
JECUSDJACOBS ENGINEERING GROUP INC (DEL)
$171K
TYGEURTORTOISE ENERGY INFRASTRUCTURE CORP (TYG)
$171K
ACTINIUM PHARMACEUTICALS INC
$171K
CALAMP CORP SR NOTE CONV
$171K
AMPHAMPHASTAR PHARMACEUTICALS INC DEL
$170K
CNCCENTENE CORP
$170K
ATLAS AIR WORLDWIDE INC SR NOTE CONV
$170K
NHI 3.25 04/01/21NATL HLTH INVS INC SR NOTE CONV
$170K
FSLRFIRST SOLAR INC
$170K
NUVEEN ENERGY MLP TOTAL RETURN FD(JMF)
$169K
SUPNSUPERNUS PHARMACEUTICALS INC
$169K
NYCBEURNEW YORK COMM BANCORP INC
$169K
GLPIGAMING & LEISURE PPTYS INC
$168K
VCRVANGUARD CONSUMER DISCRETIONARY (VCR)
$168K
AKAMAKAMAI TECHNOLOGIES
$167K
XPOXPO LOGISTICS INC
$166K
MTS SYSTEMS
$166K
FEZSPDR EURO STOXX 50 ETF(FEZ)
$165K
FDNFIRST TRUST DOW JONES INTERNET ETF (FDN)
$165K
ACHOWENS & MINOR INC HOLDING CO
$165K
FINISAR CORP SR NOTE CONV
$165K
KAYNE ANDERSON ENERGY DEVELOPMENT (KED)
$164K
MORNMORNINGSTAR INC
$164K
NVAXNOVAVAX INC
$164K
RYDEX S&P SMALLCAP 600 PURE GRWTH ETF(RZG)
$164K
PTBPOTBELLY CORP
$164K
NMLNEUBERGER BERMAN MLP INCOME FUND INC(NML)
$164K
XLUUTILITIES SECTOR SPDR FUND (XLU)
$163K
AWIARMSTRONG WORLD INDUSTRIES(AWI)
$162K
RBCRBC BEARING INC
$161K
CRICARTERS INC
$161K
UBS AG LONDON BRH CLLB EXCH SECS LKD GOOGLE INC
$161K
BMRCBANK OF MARIN BANCORP
$161K
FWONALIBERTY MEDIA CORP DEL SER C MEDIA GROUP
$161K
FLOFLOWERS FOODS INC
$161K
BBNBLACKROCK BUILD AMERICA BOND TRUST(BBN)
$161K
KSUEURKANSAS CITY SOUTHERN
$160K
IDAIDACORP INC
$160K
CAPELLA EDUCATION COMPANY
$159K
SYNCHRONOSS TECHS INC SR NOTE CONV
$158K
UFSDOMTAR CORP
$158K
AQLTISHARES IBONDS MARCH 2023 ETF(IBCE)
$158K
CLSCA INCORPORATED
$157K
GTYGETTY REALTY CORP
$157K
IYRISHARES DJ US REAL ESTATE (IYR)
$157K
MPLXMPLX LTD PRTNESHIP REPSTG LTD PARTNER INT
$157K
MKTXMARKETAXESS HOLDINGS INC
$156K
BLDTOPBUILD CORP
$156K
ILMNILLUMINA INC
$155K
COLONY FINL INC SR NOTE CONV
$155K
AMCAMC ENTERTAINMENT HLDGS INC CL A
$155K
NBISYANDEX N.V. (A)
$155K
SMART & FINAL STORES INC
$154K
RGAREINSURANCE GROUP OF AMERICA
$153K
BOKFBOK FINANCIAL CORP
$153K
CDWCDW CORP
$153K
UISUNISYS CORPORATION NEW
$153K
WHITEWAVE FOODS CO
$152K
ANI PHARMS INC SR NOTE
$152K
APDAIR PRODUCTS & CHEMICALS
$152K
ECHO GLOBAL LOGISTICS INC SR NOTE CONV
$152K
LECOLINCOLN ELECTRIC HOLDINGS INC
$151K
NSUSDNUSTAR ENERGY LP
$151K
ONEBEACON INSURANCE GROUP LTD
$151K
SH1USDPROSHARES SHORT S&P 500 NEW ETF(SH)
$150K
THRTHERMON GROUP HOLDINGS INC
$150K
VTYVERINT SYSTEMS INC
$150K
HMCHONDA MOTOR CO LTD
$150K
UAUNDER ARMOUR INC CL C
$149K
DNKNDUNKIN' BRANDS
$149K
PENN WEST PETEROLEUM LTD
$149K
NSZNETSCOUT SYSTEMS INC
$147K
COMMUNICATIONS SALES & LEASING INC
$147K
SILVER SPRING NTWKS INC
$147K
ENBRIDGE ENERGY MANAGEMENT LLC
$147K
VERINT SYS INC CONV SR NOTE
$147K
AXTAAXALTA COATING SYS SYSTEMS LTD
$147K
HAEHAEMONETICS CORP
$147K
BHCVALEANT PHARMACEUTICALS INTL NEW
$146K
IGRCBRE CLARION GBL REAL EST INC FUND( IGR)
$146K
NEOGNEOGEN CORP
$146K
RESOURCE CAP CORP SR NOTE CONV
$146K
BECNUSDBEACON ROOFING SUPPLY INC
$146K
BROCADE COMMNS SYS INC CONVERTIBLE BOND
$146K
HBC2HSBC HOLDINGS PLC SPONS ADR
$145K
KMTKENNAMETAL INC
$145K
LMEURLEGG MASON INC
$145K
NWLNEWELL RUBBERMAID INC
$145K
AGXARGAN INC
$144K
DIVERSIFIED REAL ASSET INCM FD
$144K
WELLS FARGO & CO OPT EXCH SECS CONV LKD INTL PAPER CO
$144K
PENNYMAC CORP SR NOTE CONV
$144K
CITCINTAS CORP
$143K
MKSIMKS INSTRUMENTS INC
$143K
MSIMOTOROLA SOLUTIONS INC
$141K
RGTROYCE GLOBAL VALUE TR INC
$141K
FORESTAR GRP INC SR NOTE CONV
$141K
UMH PROP INC CUMULATIVE REDEEM PFD SER A
$141K
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