Caption Management, LLC Q4 2023 Filing
Filed February 14, 2024
Portfolio Value
$7.4B
Holdings
770
Report Date
Q4 2023
Filing Type
13F-HR
All Holdings (770 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 701 | GNWGENWORTH FINL INC | 28,351 | $188.0M | 2.53% | Call |
| 702 | COTYCOTY INC | 15,000 | $186.0M | 2.51% | |
| 703 | GSKGSK PLC | 5,000 | $185.0M | 2.49% | Call |
| 704 | CHPTCHARGEPOINT HOLDINGS INC | 78,800 | $184.0M | 2.48% | Call |
| 705 | DHRB & G FOODS INC NEW | 17,100 | $179.0M | 2.41% | Put |
| 706 | IMMPIMMUTEP LTD | 73,292 | $175.0M | 2.36% | |
| 707 | WRAPWRAP TECHNOLOGIES INC | 55,500 | $172.0M | 2.32% | Call |
| 708 | AXSAXIS CAP HLDGS LTD | 3,000 | $166.0M | 2.24% | |
| 709 | EOLSEVOLUS INC | 15,700 | $164.0M | 2.21% | Put |
| 710 | SMRNUSCALE PWR CORP | 49,600 | $163.0M | 2.20% | Call |
| 711 | GISGENERAL MLS INC | 2,500 | $162.0M | 2.18% | |
| 712 | DRSLEONARDO DRS INC | 7,862 | $157.0M | 2.12% | |
| 713 | UTIUNIVERSAL TECHNICAL INST INC | 12,500 | $156.0M | 2.10% | Call |
| 714 | AUANGLOGOLD ASHANTI PLC | 8,400 | $156.0M | 2.10% | |
| 715 | UTZUTZ BRANDS INC | 8,742 | $141.0M | 1.90% | |
| 716 | EVGOEVGO INC | 36,700 | $130.0M | 1.75% | Put |
| 717 | CIMCHIMERA INVT CORP | 24,004 | $119.0M | 1.60% | |
| 718 | APYXAPYX MEDICAL CORPORATION | 45,231 | $118.0M | 1.59% | Call |
| 719 | KOPNKOPIN CORP | 57,427 | $116.0M | 1.56% | |
| 720 | UNITUNITI GROUP INC | 20,000 | $115.0M | 1.55% | Put |
| 721 | DC8ADURECT CORP | 195,600 | $114.0M | 1.54% | Put |
| 722 | AEVAAEVA TECHNOLOGIES INC | 150,000 | $113.0M | 1.52% | Call |
| 723 | FGENEURFIBROGEN INC | 126,200 | $111.0M | 1.50% | |
| 724 | MGNIMAGNITE INC | 11,648 | $108.0M | 1.46% | |
| 725 | NNDMNANO DIMENSION LTD | 45,000 | $108.0M | 1.46% | Call |
| 726 | XERSXERIS BIOPHARMA HOLDINGS INC | 44,400 | $104.0M | 1.40% | Call |
| 727 | AZNASTRAZENECA PLC | 1,500 | $101.0M | 1.36% | |
| 728 | NEXNTREMOR INTL LTD | 19,940 | $100.0M | 1.35% | |
| 729 | ABEVAMBEV SA | 34,684 | $97.0M | 1.31% | |
| 730 | RENTRENT THE RUNWAY INC | 183,000 | $96.0M | 1.29% | Call |
| 731 | CLVTCLARIVATE PLC | 9,700 | $89.0M | 1.20% | |
| 732 | DMLDENISON MINES CORP | 50,000 | $88.0M | 1.19% | Call |
| 733 | ZETAZETA GLOBAL HOLDINGS CORP | 10,000 | $88.0M | 1.19% | |
| 734 | PLNTPLANET FITNESS INC | 1,200 | $87.0M | 1.17% | |
| 735 | TLVGRUPO TELEVISA S A B | 26,100 | $87.0M | 1.17% | |
| 736 | HIMXHIMAX TECHNOLOGIES INC | 14,122 | $85.0M | 1.15% | |
| 737 | —LUMINAR TECHNOLOGIES INC | 25,000 | $84.0M | 1.13% | Put |
| 738 | SPBSPECTRUM BRANDS HLDGS INC NE | 1,000 | $79.0M | 1.06% | |
| 739 | 75ZSOHO HOUSE & CO INC | 11,120 | $79.0M | 1.06% | |
| 740 | MITKMITEK SYS INC | 5,199 | $67.0M | 0.90% | |
| 741 | ATOSEURATOSSA THERAPEUTICS INC | 75,000 | $66.0M | 0.89% | Call |
| 742 | CUECUE BIOPHARMA INC | 24,700 | $64.0M | 0.86% | Call |
| 743 | GOEVQCANOO INC | 250,000 | $64.0M | 0.86% | Call |
| 744 | ALLKGUSDALLAKOS INC | 22,600 | $61.0M | 0.82% | Put |
| 745 | RADEURRITE AID CORP | 250,000 | $54.0M | 0.73% | Put |
| 746 | NVSTENVISTA HOLDINGS CORPORATION | 2,000 | $48.0M | 0.65% | |
| 747 | MVISMICROVISION INC DEL | 17,500 | $46.0M | 0.62% | Put |
| 748 | CTSHCOGNIZANT TECHNOLOGY SOLUTIO | 600 | $45.0M | 0.61% | |
| 749 | WENWENDYS CO | 2,201 | $42.0M | 0.57% | |
| 750 | BLNKBLINK CHARGING CO | 11,500 | $38.0M | 0.51% | |
| 751 | NBISYANDEX N V | 1,888 | $35.0M | 0.47% | |
| 752 | PMVPPMV PHARMACEUTICALS INC | 11,221 | $34.0M | 0.46% | |
| 753 | —PROCAPS GROUP SA | 242,319 | $31.0M | 0.42% | |
| 754 | TXTTEXTRON INC | 350 | $28.0M | 0.38% | |
| 755 | AUTLAUTOLUS THERAPEUTICS PLC | 3,759 | $24.0M | 0.32% | |
| 756 | GNSSGENASYS INC | 9,425 | $19.0M | 0.26% | |
| 757 | TDAYGANNETT CO INC | 7,761 | $17.0M | 0.23% | |
| 758 | LQDALIQUIDIA CORPORATION | 1,200 | $14.0M | 0.19% | |
| 759 | GDEVGDEV INC | 170,635 | $10.0M | 0.13% | |
| 760 | —ADTHEORENT HOLDING COMPANY | 133,416 | $6.0M | 0.08% | |
| 761 | MBIMBIA INC | 800 | $4.0M | 0.05% | Call |
| 762 | —MONEYLION INC | 15,476 | $1.0M | 0.01% | |
| 763 | ACRSACLARIS THERAPEUTICS INC | 400 | $0 | 0.00% | Put |
| 764 | MCOMWMICROMOBILITY.COM INC | 250,000 | $0 | 0.00% | |
| 765 | VALVALARIS LTD | 66 | $0 | 0.00% | |
| 766 | BURUWNUBURU INC | 197,049 | $0 | 0.00% | |
| 767 | CMCSACOMCAST CORP NEW | 15 | $0 | 0.00% | |
| 768 | LOCLWLOCAL BOUNTI CORP | 62,144 | $0 | 0.00% | |
| 769 | AEHRAEHR TEST SYS | 23 | $0 | 0.00% | |
| 770 | SHPSQSHAPEWAYS HOLDINGS INC | 283,253 | $0 | 0.00% |
PreviousPage 8 of 8