Caption Management, LLC Q4 2023 Filing
Filed February 14, 2024
Portfolio Value
$7.4B
Holdings
770
Report Date
Q4 2023
Filing Type
13F-HR
All Holdings (770 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | OKURRENEO PHARMACEUTICALS INC | 410,100 | $656.0M | 8.84% | Call |
| 602 | AKROAKERO THERAPEUTICS INC | 27,931 | $651.0M | 8.77% | Call |
| 603 | CAVACAVA GROUP INC | 15,000 | $644.0M | 8.68% | Call |
| 604 | NOVAQSUNNOVA ENERGY INTL INC. | 42,009 | $639.0M | 8.61% | Put |
| 605 | ARANTERO RESOURCES CORP | 27,500 | $623.0M | 8.40% | Call |
| 606 | FROFRONTLINE PLC | 31,000 | $621.0M | 8.37% | Call |
| 607 | EHTHEHEALTH INC | 71,317 | $621.0M | 8.37% | |
| 608 | AGFIRST MAJESTIC SILVER CORP | 100,000 | $615.0M | 8.29% | Call |
| 609 | ZLABZAI LAB LTD | 22,400 | $612.0M | 8.25% | Put |
| 610 | BCRXBIOCRYST PHARMACEUTICALS INC | 100,000 | $598.0M | 8.06% | Put |
| 611 | NWLNEWELL BRANDS INC | 68,826 | $596.0M | 8.03% | Call |
| 612 | —REVIVA PHARMACEUTCLS HLDGS I | 115,600 | $595.0M | 8.02% | Call |
| 613 | CLNECLEAN ENERGY FUELS CORP | 153,900 | $589.0M | 7.94% | Call |
| 614 | W3UWESTERN UN CO | 49,300 | $587.0M | 7.91% | |
| 615 | NFLXNETFLIX INC | 1,200 | $584.0M | 7.87% | Call |
| 616 | BIGGQBIG LOTS INC | 75,000 | $584.0M | 7.87% | Put |
| 617 | GSATUSDGLOBALSTAR INC | 300,000 | $582.0M | 7.84% | Call |
| 618 | XLCSELECT SECTOR SPDR TR | 8,000 | $581.0M | 7.83% | |
| 619 | ARDXARDELYX INC | 92,100 | $570.0M | 7.68% | Put |
| 620 | GILGILDAN ACTIVEWEAR INC | 17,000 | $562.0M | 7.57% | Call |
| 621 | VVVVALVOLINE INC | 14,400 | $541.0M | 7.29% | Call |
| 622 | GJBSTEELCASE INC | 40,000 | $540.0M | 7.28% | Call |
| 623 | EBIXEUREBIX INC | 517,300 | $537.0M | 7.24% | Call |
| 624 | GLDDGREAT LAKES DREDGE & DOCK CO | 70,000 | $537.0M | 7.24% | Call |
| 625 | CRNTCERAGON NETWORKS LTD | 247,638 | $534.0M | 7.20% | Put |
| 626 | NVCRNOVOCURE LTD | 35,000 | $522.0M | 7.03% | Call |
| 627 | EDITEDITAS MEDICINE INC | 50,800 | $514.0M | 6.93% | Call |
| 628 | LACLITHIUM AMERICAS ARGENTINA C | 80,266 | $507.0M | 6.83% | |
| 629 | FWONALIBERTY MEDIA CORP DEL | 13,662 | $498.0M | 6.71% | Put |
| 630 | RXRXRECURSION PHARMACEUTICALS IN | 50,000 | $492.0M | 6.63% | Put |
| 631 | WULFTERAWULF INC | 204,400 | $490.0M | 6.60% | Call |
| 632 | PGTIUSDPGT INNOVATIONS INC | 12,000 | $488.0M | 6.58% | |
| 633 | YUMCYUM CHINA HLDGS INC | 11,500 | $487.0M | 6.56% | |
| 634 | CRDOCREDO TECHNOLOGY GROUP HOLDI | 25,000 | $486.0M | 6.55% | |
| 635 | TSPHTUSIMPLE HLDGS INC | 545,413 | $478.0M | 6.44% | Call |
| 636 | ARLPALLIANCE RESOURCE PARTNERS L | 22,044 | $466.0M | 6.28% | Put |
| 637 | APLDAPPLIED DIGITAL CORP | 68,600 | $462.0M | 6.23% | Put |
| 638 | ABOSACUMEN PHARMACEUTICALS INC | 120,000 | $459.0M | 6.19% | Put |
| 639 | PLUNPLUG POWER INC | 98,700 | $444.0M | 5.98% | Call |
| 640 | IVRINVESCO MORTGAGE CAPITAL INC | 50,000 | $443.0M | 5.97% | Call |
| 641 | IM8NINSMED INC | 14,100 | $436.0M | 5.88% | Put |
| 642 | FWONALIBERTY MEDIA CORP DEL | 11,531 | $431.0M | 5.81% | |
| 643 | PCRXPACIRA BIOSCIENCES INC | 12,698 | $428.0M | 5.77% | |
| 644 | CNHICNH INDL N V | 35,000 | $426.0M | 5.74% | Call |
| 645 | FT2FIRST HORIZON CORPORATION | 30,000 | $424.0M | 5.71% | |
| 646 | IPGINTERPUBLIC GROUP COS INC | 13,000 | $424.0M | 5.71% | |
| 647 | IBBISHARES TR | 3,100 | $421.0M | 5.67% | |
| 648 | DGXQUEST DIAGNOSTICS INC | 3,000 | $413.0M | 5.57% | |
| 649 | EVHEVOLENT HEALTH INC | 12,500 | $412.0M | 5.55% | Put |
| 650 | DAYCERIDIAN HCM HLDG INC | 6,148 | $412.0M | 5.55% | |
| 651 | RNGRINGCENTRAL INC | 12,000 | $407.0M | 5.48% | |
| 652 | FTNTFORTINET INC | 6,900 | $403.0M | 5.43% | |
| 653 | DALDELTA AIR LINES INC DEL | 10,000 | $402.0M | 5.42% | Call |
| 654 | INVZINNOVIZ TECHNOLOGIES LTD | 152,216 | $385.0M | 5.19% | |
| 655 | AMPSUSDALTUS POWER INC | 55,900 | $381.0M | 5.13% | |
| 656 | TTITETRA TECHNOLOGIES INC DEL | 84,300 | $380.0M | 5.12% | Call |
| 657 | OLMAOLEMA PHARMACEUTICALS INC | 27,000 | $378.0M | 5.09% | Call |
| 658 | ONEWONEWATER MARINE INC | 11,200 | $378.0M | 5.09% | Put |
| 659 | SONYSONY GROUP CORP | 4,000 | $378.0M | 5.09% | |
| 660 | MAXNMAXEON SOLAR TECHNOLOGIES LT | 52,500 | $376.0M | 5.07% | Call |
| 661 | VTNRUSDVERTEX ENERGY INC | 110,276 | $372.0M | 5.01% | Call |
| 662 | ASRTASSERTIO HOLDINGS INC | 345,400 | $369.0M | 4.97% | Call |
| 663 | BANDBANDWIDTH INC | 25,000 | $361.0M | 4.86% | Call |
| 664 | SCPHSCPHARMACEUTICALS INC | 57,667 | $361.0M | 4.86% | Call |
| 665 | TRMBTRIMBLE INC | 6,750 | $359.0M | 4.84% | |
| 666 | GEVOGEVO INC | 304,000 | $352.0M | 4.74% | Put |
| 667 | NXENEXGEN ENERGY LTD | 50,000 | $350.0M | 4.72% | Call |
| 668 | NYTNEW YORK TIMES CO | 7,000 | $342.0M | 4.61% | |
| 669 | CIOCITY OFFICE REIT INC | 54,693 | $333.0M | 4.49% | Put |
| 670 | SPAQUSDFISKER INC | 180,000 | $314.0M | 4.23% | Put |
| 671 | HIMSHIMS & HERS HEALTH INC | 35,200 | $313.0M | 4.22% | Call |
| 672 | ACHRARCHER AVIATION INC | 50,000 | $307.0M | 4.14% | Call |
| 673 | LGF/BEURLIONS GATE ENTMNT CORP | 30,000 | $305.0M | 4.11% | |
| 674 | OGM1COGENT COMMUNICATIONS HLDGS | 4,000 | $304.0M | 4.10% | |
| 675 | KK0NEXTNAV INC | 66,484 | $294.0M | 3.96% | Call |
| 676 | GHGUARDANT HEALTH INC | 10,800 | $292.0M | 3.93% | |
| 677 | DSPVIANT TECHNOLOGY INC | 42,238 | $291.0M | 3.92% | |
| 678 | PDSBPDS BIOTECHNOLOGY CORP | 58,181 | $288.0M | 3.88% | Put |
| 679 | TVTXTRAVERE THERAPEUTICS INC | 32,000 | $287.0M | 3.87% | Call |
| 680 | PENNPENN ENTERTAINMENT INC | 10,900 | $283.0M | 3.81% | |
| 681 | DCGODOCGO INC | 49,000 | $273.0M | 3.68% | |
| 682 | GMS1EURGMS INC | 3,266 | $269.0M | 3.62% | |
| 683 | NETCLOUDFLARE INC | 3,138 | $261.0M | 3.52% | |
| 684 | JBLJABIL INC | 2,000 | $254.0M | 3.42% | |
| 685 | PLTKPLAYTIKA HLDG CORP | 28,818 | $251.0M | 3.38% | |
| 686 | ACCDEURACCOLADE INC | 20,494 | $246.0M | 3.31% | |
| 687 | —DESKTOP METAL INC | 325,370 | $244.0M | 3.29% | Put |
| 688 | BEKEKE HLDGS INC | 15,000 | $243.0M | 3.27% | |
| 689 | SPWRQSUNPOWER CORP | 50,000 | $241.0M | 3.25% | |
| 690 | SMGSCOTTS MIRACLE-GRO CO | 3,750 | $239.0M | 3.22% | |
| 691 | UBSUBS GROUP AG | 7,700 | $237.0M | 3.19% | |
| 692 | BYNDBEYOND MEAT INC | 25,000 | $222.0M | 2.99% | Call |
| 693 | VOYAVOYA FINANCIAL INC | 3,000 | $218.0M | 2.94% | |
| 694 | BBBLACKBERRY LTD | 60,000 | $212.0M | 2.86% | Call |
| 695 | RUMRUMBLE INC | 45,100 | $202.0M | 2.72% | Put |
| 696 | NATLNCR ATLEOS CORPORATION | 8,089 | $196.0M | 2.64% | |
| 697 | ICLNISHARES TR | 12,412 | $193.0M | 2.60% | |
| 698 | THTARGET HOSPITALITY CORP | 450,000 | $193.0M | 2.60% | |
| 699 | —NIKOLA CORP | 219,316 | $190.0M | 2.56% | Put |
| 700 | TALKTALKSPACE INC | 75,000 | $190.0M | 2.56% | Call |