Caption Management, LLC Q1 2020 Filing
Filed May 15, 2020
Portfolio Value
$1.8T
Holdings
488
Report Date
Q1 2020
Filing Type
13F-HR
All Holdings (488 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | GQ9SPDR GOLD TRUST | 2,280 | $338.0M | 0.02% | |
| 402 | VFCV F CORP | 6,100 | $330.0M | 0.02% | |
| 403 | EYENATIONAL VISION HLDGS INC | 16,600 | $323.0M | 0.02% | Put |
| 404 | LEAFLEAF GROUP LTD | 240,114 | $321.0M | 0.02% | Put |
| 405 | VICRVICOR CORP | 7,000 | $312.0M | 0.02% | |
| 406 | ADTNEURADTRAN INC | 40,057 | $308.0M | 0.02% | |
| 407 | SCHLSCHOLASTIC CORP | 12,056 | $307.0M | 0.02% | |
| 408 | ECHISHARES INC | 14,200 | $307.0M | 0.02% | |
| 409 | NLYEURANNALY CAPITAL MANAGEMENT IN | 60,000 | $305.0M | 0.02% | |
| 410 | AKBAAKEBIA THERAPEUTICS INC | 40,000 | $303.0M | 0.02% | |
| 411 | —MITCHAM INDS INC | 240,356 | $300.0M | 0.02% | |
| 412 | WESWESTERN MIDSTREAM PARTNERS L | 90,000 | $291.0M | 0.02% | Put |
| 413 | CHNGUSDCHANGE HEALTHCARE INC | 29,000 | $290.0M | 0.02% | Put |
| 414 | ARNC1EURARCONIC CORPORATION | 17,800 | $286.0M | 0.02% | Call |
| 415 | CALXCALIX INC | 40,000 | $283.0M | 0.02% | Call |
| 416 | MPLXMPLX LP | 24,300 | $283.0M | 0.02% | |
| 417 | GREKUSDGLOBAL X FDS | 49,600 | $283.0M | 0.02% | Put |
| 418 | —MARINUS PHARMACEUTICALS INC | 137,400 | $280.0M | 0.02% | Put |
| 419 | SHWSHERWIN WILLIAMS CO | 600 | $275.0M | 0.02% | |
| 420 | EVHEVOLENT HEALTH INC | 50,000 | $272.0M | 0.02% | Call |
| 421 | —VALARIS PLC | 599,200 | $270.0M | 0.02% | Put |
| 422 | MTDRMATADOR RES CO | 106,400 | $264.0M | 0.01% | Call |
| 423 | NERVGBPMINERVA NEUROSCIENCES INC | 43,500 | $261.0M | 0.01% | Call |
| 424 | LPXLOUISIANA PAC CORP | 15,000 | $257.0M | 0.01% | |
| 425 | OCULOCULAR THERAPEUTIX INC | 50,000 | $248.0M | 0.01% | Call |
| 426 | DACDANAOS CORPORATION | 60,000 | $240.0M | 0.01% | Call |
| 427 | PIIMPINJ INC | 14,200 | $237.0M | 0.01% | |
| 428 | VKTXVIKING THERAPEUTICS INC | 50,000 | $234.0M | 0.01% | Call |
| 429 | —WASHINGTON PRIME GROUP NEW | 274,200 | $222.0M | 0.01% | Put |
| 430 | —HOUGHTON MIFFLIN HARCOURT CO | 113,000 | $213.0M | 0.01% | Put |
| 431 | —EAGLE BULK SHIPPING INC | 107,000 | $198.0M | 0.01% | Call |
| 432 | FONRFONAR CORP | 13,300 | $194.0M | 0.01% | |
| 433 | EPDENTERPRISE PRODS PARTNERS L | 13,600 | $194.0M | 0.01% | |
| 434 | MXIMMAXIM INTEGRATED PRODS INC | 4,000 | $194.0M | 0.01% | |
| 435 | HAINHAIN CELESTIAL GROUP INC | 7,000 | $182.0M | 0.01% | |
| 436 | CMRECOSTAMARE INC | 40,000 | $180.0M | 0.01% | |
| 437 | CXCEMEX SAB DE CV | 80,000 | $171.0M | 0.01% | |
| 438 | LCIILCI INDS | 2,500 | $168.0M | 0.01% | |
| 439 | FT2FIRST HORIZON NATL CORP | 20,000 | $162.0M | 0.01% | |
| 440 | EXTREXTREME NETWORKS INC | 52,000 | $161.0M | 0.01% | Call |
| 441 | LTHM1EURLIVENT CORP | 30,000 | $157.0M | 0.01% | Call |
| 442 | XBISPDR SER TR | 2,000 | $155.0M | 0.01% | |
| 443 | SRNESORRENTO THERAPEUTICS INC | 81,800 | $150.0M | 0.01% | |
| 444 | TDTORONTO DOMINION BK ONT | 3,500 | $148.0M | 0.01% | |
| 445 | SNAPSNAP INC | 12,500 | $148.0M | 0.01% | |
| 446 | APLSAPELLIS PHARMACEUTICALS INC | 5,400 | $144.0M | 0.01% | Call |
| 447 | —VOLT INFORMATION SCIENCES IN | 170,010 | $139.0M | 0.01% | |
| 448 | TAUSDTRAVELCENTERS OF AMERICA INC | 13,327 | $131.0M | 0.01% | |
| 449 | GELGENESIS ENERGY L P | 30,000 | $118.0M | 0.01% | Call |
| 450 | LSAKNET 1 UEPS TECHNOLOGIES INC | 40,000 | $117.0M | 0.01% | |
| 451 | AMRSEURAMYRIS INC | 44,000 | $115.0M | 0.01% | Call |
| 452 | —FERRO CORP | 12,000 | $113.0M | 0.01% | |
| 453 | SANBANCO SANTANDER SA | 44,000 | $104.0M | 0.01% | Put |
| 454 | ITGARTNER INC | 1,000 | $100.0M | 0.01% | |
| 455 | —GREENHILL & CO INC | 10,000 | $98.0M | 0.01% | |
| 456 | EMBJEMBRAER S.A. | 13,000 | $96.0M | 0.01% | |
| 457 | —LUMBER LIQUIDATORS HLDGS INC | 20,000 | $95.0M | 0.01% | Call |
| 458 | RDIREADING INTERNATIONAL INC | 22,581 | $87.0M | 0.00% | |
| 459 | RMCFROCKY MTN CHOCOLATE FACTORY | 17,864 | $86.0M | 0.00% | |
| 460 | TEN1TENNECO INC | 23,200 | $84.0M | 0.00% | |
| 461 | PBFPBF ENERGY INC | 10,000 | $71.0M | 0.00% | Call |
| 462 | BJRIBJS RESTAURANTS INC | 5,000 | $70.0M | 0.00% | |
| 463 | P5YBRF SA | 21,700 | $63.0M | 0.00% | |
| 464 | PSNLPERSONALIS INC | 7,600 | $61.0M | 0.00% | |
| 465 | AMCAMC ENTMT HLDGS INC | 17,000 | $54.0M | 0.00% | |
| 466 | —THERAPEUTICSMD INC | 50,000 | $53.0M | 0.00% | Call |
| 467 | EPMEVOLUTION PETROLEUM CORP | 20,000 | $53.0M | 0.00% | Call |
| 468 | CPSCOOPER STD HLDGS INC | 5,000 | $51.0M | 0.00% | |
| 469 | MPCMARATHON PETE CORP | 2,100 | $49.0M | 0.00% | |
| 470 | AMZNAMAZON COM INC | 25 | $49.0M | 0.00% | |
| 471 | LGFEURLIONS GATE ENTMNT CORP | 8,000 | $48.0M | 0.00% | |
| 472 | GOOGLALPHABET INC | 40 | $46.0M | 0.00% | |
| 473 | METAFACEBOOK INC | 270 | $45.0M | 0.00% | |
| 474 | CRMSALESFORCE COM INC | 300 | $43.0M | 0.00% | |
| 475 | AAPLAPPLE INC | 170 | $43.0M | 0.00% | |
| 476 | —ZYNERBA PHARMACEUTICALS INC | 9,200 | $36.0M | 0.00% | Call |
| 477 | OASEUROASIS PETROLEUM INC | 89,200 | $32.0M | 0.00% | |
| 478 | —RED LION HOTELS CORP | 20,000 | $29.0M | 0.00% | |
| 479 | TUPTUPPERWARE BRANDS CORP | 14,461 | $24.0M | 0.00% | |
| 480 | BWBABCOCK & WILCOX ENTERPRIS I | 22,712 | $22.0M | 0.00% | |
| 481 | PGENPRECIGEN INC | 6,500 | $22.0M | 0.00% | |
| 482 | GTXGARRETT MOTION INC | 7,500 | $20.0M | 0.00% | |
| 483 | AKROAKERO THERAPEUTICS INC | 900 | $19.0M | 0.00% | |
| 484 | —VENATOR MATLS PLC | 3,619 | $6.0M | 0.00% | |
| 485 | —CRESCENT PT ENERGY CORP | 5,000 | $4.0M | 0.00% | |
| 486 | —MCDERMOTT INTL INC | 41,100 | $2.0M | 0.00% | |
| 487 | AMLPUSDALPS ETF TR | 200 | $1.0M | 0.00% | |
| 488 | —AKORN INC | 100 | $0 | 0.00% | Put |
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