Caption Management, LLC Q1 2020 Filing

Filed May 15, 2020

Portfolio Value

$1.8T

Holdings

488

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (488 positions)

#StockSharesValue% PortfolioType
301
EPIZYME INC
67,500$1.0B0.06%
302
KEYKEYCORP
100,000$1.0B0.06%Call
303
CCCHEMOURS CO
116,300$1.0B0.06%Put
304
NWLNEWELL BRANDS INC
77,500$1.0B0.06%Put
305
SPWHSPORTSMANS WHSE HLDGS INC
164,800$1.0B0.06%
306
RIORIO TINTO PLC
21,800$993.0M0.06%Call
307
PSXPHILLIPS 66
18,500$993.0M0.06%Call
308
TPBTURNING PT BRANDS INC
45,000$950.0M0.05%Call
309
PMTPENNYMAC MTG INVT TR
89,000$945.0M0.05%Put
310
BRKRBRUKER CORP
26,300$944.0M0.05%Put
311
WYNEURWYNDHAM DESTINATIONS INC
43,000$932.0M0.05%Call
312
FRONTLINE LTD
96,000$923.0M0.05%Call
313
STAYUSDEXTENDED STAY AMER INC
126,000$921.0M0.05%Put
314
CARAEURCARA THERAPEUTICS INC
69,395$916.0M0.05%
315
RADA ELECTR INDS LTD
261,000$915.0M0.05%Put
316
ADVMCHFADVERUM BIOTECHNOLOGIES INC
93,000$909.0M0.05%Put
317
RUBIEURRUBICON PROJ INC
163,000$905.0M0.05%Call
318
AM6AMICUS THERAPEUTICS INC
97,700$903.0M0.05%Put
319
PENNPENN NATL GAMING INC
71,200$900.0M0.05%Put
320
INTERSECT ENT INC
75,000$889.0M0.05%Call
321
ETENERGY TRANSFER LP
188,100$865.0M0.05%Put
322
WYWEYERHAEUSER CO
50,000$847.0M0.05%
323
NYCBEURNEW YORK CMNTY BANCORP INC
90,000$846.0M0.05%Call
324
IPOAGBPVIRGIN GALACTIC HOLDINGS INC
57,000$842.0M0.05%Call
325
MSFTMICROSOFT CORP
5,300$836.0M0.05%
326
JWNUSDNORDSTROM INC
54,400$835.0M0.05%Call
327
ALSALLSTATE CORP
9,000$825.0M0.05%
328
LRCXEURLAM RESEARCH CORP
3,400$816.0M0.05%
329
EX9EXELIXIS INC
47,300$814.0M0.05%Put
330
CVETUSDCOVETRUS INC
100,000$814.0M0.05%Call
331
MILLENDO THERAPEUTICS INC
150,046$792.0M0.04%Call
332
ADNTADIENT PLC
87,400$791.0M0.04%Call
333
BMYBRISTOL-MYERS SQUIBB CO
14,000$781.0M0.04%
334
TWOEURTWO HBRS INVT CORP
200,000$762.0M0.04%Call
335
RWTREDWOOD TR INC
150,000$759.0M0.04%Call
336
VNDAVANDA PHARMACEUTICALS INC
72,000$746.0M0.04%Put
337
UISUNISYS CORP
60,000$741.0M0.04%Call
338
VTE1ASURE SOFTWARE INC
123,779$737.0M0.04%Put
339
PBVPRESTIGE CONSMR HEALTHCARE I
20,000$733.0M0.04%Call
340
CRESTWOOD EQUITY PARTNERS LP
172,500$731.0M0.04%Call
341
MRO*MARATHON OIL CORP
215,900$710.0M0.04%Put
342
IM8NINSMED INC
43,800$702.0M0.04%Put
343
BPOPPOPULAR INC
20,000$700.0M0.04%Put
344
TRGPTARGA RES CORP
100,000$692.0M0.04%Put
345
JBLUJETBLUE AWYS CORP
76,200$682.0M0.04%Put
346
LXLEXINFINTECH HLDGS LTD
76,344$677.0M0.04%Put
347
GBYSANGAMO THERAPEUTICS INC
105,000$670.0M0.04%Put
348
VBTXVERITEX HLDGS INC
47,505$665.0M0.04%Put
349
SDCCQSMILEDIRECTCLUB INC
140,000$655.0M0.04%Call
350
DCHAMERICAN AXLE & MFG HLDGS IN
180,400$652.0M0.04%Put
351
ADIANALOG DEVICES INC
7,200$646.0M0.04%
352
GLDDGREAT LAKES DREDGE & DOCK CO
75,000$623.0M0.04%Put
353
NGLNGL ENERGY PARTNERS LP
229,300$596.0M0.03%Put
354
EAFEURGRAFTECH INTL LTD
72,500$588.0M0.03%Put
355
RIGTRANSOCEAN LTD
500,000$580.0M0.03%Call
356
TBPHTHERAVANCE BIOPHARMA INC
25,000$578.0M0.03%Put
357
NXSTNEXSTAR MEDIA GROUP INC
10,000$578.0M0.03%Put
358
SG7SAGE THERAPEUTICS INC
20,000$574.0M0.03%Call
359
GOGOGOGO INC
269,023$570.0M0.03%Put
360
CYHCOMMUNITY HEALTH SYS INC NEW
170,000$568.0M0.03%
361
2362120DSINCLAIR BROADCAST GROUP INC
35,000$563.0M0.03%
362
SKYSKYLINE CHAMPION CORPORATION
35,900$563.0M0.03%Call
363
CYRUSONE INC
9,000$556.0M0.03%Call
364
JXC1J2 GLOBAL INC
7,400$554.0M0.03%
365
CEIXEURCNX RESOURCES CORPORATION
150,000$553.0M0.03%Call
366
RHRH
5,400$542.0M0.03%Put
367
FLRFLUOR CORP NEW
78,100$539.0M0.03%Put
368
CHRSCOHERUS BIOSCIENCES INC
32,500$528.0M0.03%Call
369
AGFIRST MAJESTIC SILVER CORP
84,000$519.0M0.03%Put
370
TRHCEURTABULA RASA HEALTHCARE INC
9,400$492.0M0.03%Put
371
CYTKCYTOKINETICS INC
41,736$492.0M0.03%
372
TOLTOLL BROTHERS INC
25,500$490.0M0.03%
373
VSTVISTRA ENERGY CORP
30,000$480.0M0.03%
374
WSMWILLIAMS SONOMA INC
11,000$469.0M0.03%
375
ZZILLOW GROUP INC
13,000$469.0M0.03%
376
IRWDIRONWOOD PHARMACEUTICALS INC
45,000$454.0M0.03%Call
377
CSTMCONSTELLIUM SE
85,000$444.0M0.03%Call
378
GU9GUESS INC
65,000$441.0M0.02%Put
379
SYU1SYNOVUS FINL CORP
25,000$440.0M0.02%Call
380
PBIPITNEY BOWES INC
212,500$434.0M0.02%Call
381
STMSTMICROELECTRONICS N V
20,000$428.0M0.02%Put
382
SONOSONOS INC
50,000$425.0M0.02%Call
383
BELLICUM PHARMACEUTICALS INC
90,000$423.0M0.02%Call
384
CRBPEURCORBUS PHARMACEUTICALS HLDGS
80,000$420.0M0.02%Call
385
AMJEURJPMORGAN CHASE & CO
46,500$420.0M0.02%Call
386
ADPTADAPTIVE BIOTECHNOLOGIES COR
15,000$416.0M0.02%Call
387
NVSNNOVARTIS A G
5,000$412.0M0.02%
388
ODPEUROFFICE DEPOT INC
250,000$410.0M0.02%Call
389
HTTQUDIAN INC
215,500$388.0M0.02%Put
390
XRAYDENTSPLY SIRONA INC
10,000$388.0M0.02%
391
CALIFORNIA RES CORP
383,845$384.0M0.02%Put
392
SFLSFL CORPORATION LTD
40,000$380.0M0.02%Call
393
INTELSAT S A
246,448$378.0M0.02%Put
394
ATHENE HLDG LTD
15,000$372.0M0.02%Put
395
AXOVANT GENE THERAPIES LTD
150,000$366.0M0.02%Put
396
EPCEDGEWELL PERS CARE CO
15,100$364.0M0.02%
397
APH1EURAPHRIA INC
119,000$363.0M0.02%Call
398
NOG1EURNORTHERN OIL & GAS INC NEV
535,200$355.0M0.02%Put
399
TPDTEMPUR SEALY INTL INC
8,000$350.0M0.02%
400
GEGGEO GROUP INC NEW
28,553$347.0M0.02%Put
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