AWM Investment Company, Inc. Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$997K

Holdings

118

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (118 positions)

StockValue
eMagin Corporation @1.55 1/29/
$160.0M
Ocean Power Technologies @3.85
$74.0M
DXLGDestination XL Group, Inc.
$62.9M
PIImpinj, Inc.
$38.8M
PPHMEURAvid Bioservices, Inc.
$35.0M
TAUSDTravelCenters of America LLC
$34.8M
INFUInfusystem Holdings, Inc.
$34.1M
eMagin Corporation @2.45 5/24/
$32.0M
NeoPhotonics Corporation
$29.5M
ARGXargenx SE - ADR (Netherlands)
$28.0M
AEHRAehr Test Systems
$27.7M
RGENRepligen Corporation
$26.5M
PFSWUSDPfsweb, Inc.
$26.2M
OPRXOptimizeRx Corporation
$23.8M
OOMAOoma, Inc.
$22.6M
MRAMEverspin Technology, Inc.
$21.6M
LOVELovesac Company, The
$21.3M
EMKREUREMCORE Corp.
$18.7M
CNTCentury Casinos, Inc.
$18.1M
KIDSOrthoPediatrics Corporation
$17.8M
GNSSGenasys, Inc.
$17.3M
CEVACEVA, Inc.
$15.9M
QSequans Communications S.A. AD
$15.2M
UCTTUltra Clean Holdings, Inc.
$14.1M
LPSNUSDLivePerson, Inc.
$12.9M
Turtle Beach Corp. @0 pre-fund
$12.2M
TBCHTurtle Beach Corporation
$12.1M
LMATLeMaitre Vascular, Inc.
$11.6M
LiqTech International, Inc.
$11.3M
UTIUniversal Technical Institute,
$10.1M
VERUEURVeru, Inc.
$10.1M
VICRVicor Corporation
$10.0M
DZSIQDZS, Inc.
$9.9M
SPNEUSDSeaSpine Holdings Corp.
$9.7M
Gambling.com Group Ltd.
$9.4M
PLBYPLBY Group,Inc.
$9.3M
AMSCAmerican Superconductor Corp
$9.3M
WPRTWestport Fuel Systems, Inc.
$9.1M
SCTLRecro Pharma, Inc. (F4)
$8.7M
Assure Holdings Corp(CND/AMR)
$8.0M
CTRNCiti Trends, Inc.
$7.8M
Zealand Pharma A/S (Denmark)
$7.7M
RADA Electronic Industries
$7.7M
RDCMRADCOM, Ltd. (Israel)
$7.5M
AIOTPowerFleet, Inc.
$7.5M
SIENUSDSientra, Inc.
$7.4M
NGSNatural Gas Services Group, In
$7.1M
FRG1EURFranchise Group, Inc.
$6.9M
GAIAGaia, Inc.
$6.9M
Orbital Energy Group, Inc.
$6.6M
ADMAADMA Biologics, Inc.
$6.5M
Resonant, Inc.
$6.4M
GAN, Ltd. (London)
$6.4M
NeoGames S.A. (Luxembourg)
$6.3M
LASRnLight, Inc.
$6.2M
KRTKarat Packaging, Inc.
$6.2M
BLZEBackblaze, Inc.
$6.2M
SPROSpero Therapeutics, Inc.
$6.0M
NUVBNuvation Bio, Inc.
$6.0M
KOPNKopin Corporation
$5.9M
LTRXLantronix, Inc.
$5.7M
voxeljet AG, ADR (Germany)
$5.3M
ONEWOneWater Marine, Inc. - CL A
$4.7M
BUEURBurcon NutraScience Corp.
$4.6M
TLSTelos Corp.
$4.4M
Ideal Power @2.32 11/13/24 9.9
$4.4M
NDLSUSDNoodles & Co.
$4.4M
PRNProfound Medical Corp. (U.S.)
$3.9M
INVO Bioscience, Inc.
$3.9M
OPKOPKO Health, Inc.
$3.8M
VMDViemed Healthcare, Inc. (Canad
$3.8M
DHXDHI Group, Inc.
$3.8M
VIQ Solutions, Inc.
$3.6M
Apollo Endosurgery, Inc.
$3.6M
Minerva Surgical, Inc.
$3.6M
ATOMAtomera Incorporated
$3.6M
MOVEMovano, Inc.
$3.4M
RSVRReservior Media, Inc.
$3.2M
BITFBitfarms, Ltd. of Canada
$3.2M
Ideal Power @.001 (pre-funded)
$3.1M
BLUBellus Health, Inc.
$3.1M
Ideal Power, Inc.
$2.8M
NMTCNeuroOne Medical Technologies
$2.7M
ECORGBPElectroCore, Inc.
$2.7M
UGROurban-gro, Inc.
$2.7M
EGLXEnthusiast Gaming Holdings, In
$2.6M
Greenbrook TMS, Inc. (Canada)
$2.6M
POLWQ1847 Goedeker, Inc 5/26/22-12
$2.4M
NEONNeonode, Inc.
$2.3M
CDNACareDx, Inc.
$2.3M
ETONEton Pharmaceuticals, Inc.
$2.1M
QUIKQuickLogic Corporation
$2.1M
The Real Good Food Company, In
$2.1M
Synchronoss Technologies, Inc.
$2.0M
eMagin Corp @.78 10/9/19-10/9/
$2.0M
Limelight Networks, Inc.
$1.9M
COOThe Cooper Companies, Inc.
$1.9M
SERASera Prognostics, Inc.
$1.7M
Roth CH Acquisition III Co.
$1.7M
QIPTQuipt Home Medical Corp.
$1.7M
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