AWM Investment Company, Inc. Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$997K

Holdings

118

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (118 positions)

#	Stock	Shares	Value	% Portfolio
101	QTM1EURQuantum Corp.	290,564	$1.6M	160.90%
102	—eMagin Corporation	1,119,887	$1.4M	144.95%
103	ITIEURIteris, Inc.	355,359	$1.4M	142.54%
104	RUNSunrun, Inc.	40,000	$1.4M	137.62%
105	NNDMNano Dimension, Ltd. ADR (Isra	347,500	$1.3M	132.41%
106	LVLULulu's Fashion Lounge Holdings	127,895	$1.3M	131.20%
107	JOBGee Group, Inc.	2,285,192	$1.3M	130.70%
108	—Sigma Labs, Inc.	697,785	$1.3M	128.80%
109	TKNOAlpha Teknova, Inc.	60,000	$1.2M	123.28%
110	JPXAerovironment, Inc.	18,610	$1.2M	115.76%
111	IDNIntellicheck, Inc.	245,570	$1.1M	113.85%
112	51AAmerican Public Education, Inc	50,070	$1.1M	111.74%
113	PRTCPureTech Health PLC-ADR (Brita	30,000	$1.1M	111.34%
114	DDIDoubleDown Interactive Co. Ltd	59,706	$925K	92.79%
115	MXCTMaxCyte, Inc.	75,000	$764K	76.64%
116	JRSHJerash Holdings US, Inc.	110,000	$712K	71.42%
117	BLINBridgeline Digital, Inc.	300,000	$678K	68.01%
118	WAVEEco Wave Power Global AB (Swe	149,000	$642K	64.40%
119	—Oncocyte Corp.	241,867	$525K	52.66%
120	—Zealand Pharma A/S ADR (Denmar	19,981	$426K	42.73%
121	—Motorsports Games, Inc.	122,589	$417K	41.83%
122	—Senstar Technologies Ltd.	79,070	$232K	23.27%
123	—Ideal Power @8.90 8/5/25 9.99	39,366	$224K	22.47%
124	AQMSEURAqua Metals, Inc.	55,474	$68K	6.82%
125	—Roth CH Acquisition III Co @11	50,000	$56K	5.62%

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