AWM Investment Company, Inc. Q4 2021 Filing
Filed February 14, 2022
Portfolio Value
$996.9M
Holdings
118
Report Date
Q4 2021
Filing Type
13F-HR
All Holdings (118 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | DXLGDestination XL Group, Inc. | 11,081,793 | $62.9M | 6.31% | |
| 2 | PIImpinj, Inc. | 437,477 | $38.8M | 3.89% | |
| 3 | PPHMEURAvid Bioservices, Inc. | 1,200,000 | $35.0M | 3.51% | |
| 4 | TAUSDTravelCenters of America LLC | 674,800 | $34.8M | 3.49% | |
| 5 | INFUInfusystem Holdings, Inc. | 2,000,000 | $34.1M | 3.42% | |
| 6 | —NeoPhotonics Corporation | 1,920,722 | $29.5M | 2.96% | |
| 7 | ARGXargenx SE - ADR (Netherlands) | 80,000 | $28.0M | 2.81% | |
| 8 | AEHRAehr Test Systems | 1,145,749 | $27.7M | 2.78% | |
| 9 | RGENRepligen Corporation | 100,000 | $26.5M | 2.66% | |
| 10 | PFSWUSDPfsweb, Inc. | 2,035,179 | $26.2M | 2.63% | |
| 11 | OPRXOptimizeRx Corporation | 383,743 | $23.8M | 2.39% | |
| 12 | OOMAOoma, Inc. | 1,104,908 | $22.6M | 2.27% | |
| 13 | MRAMEverspin Technology, Inc. | 1,908,735 | $21.6M | 2.16% | |
| 14 | LOVELovesac Company, The | 321,496 | $21.3M | 2.14% | |
| 15 | EMKREUREMCORE Corp. | 2,680,094 | $18.7M | 1.88% | |
| 16 | CNTCentury Casinos, Inc. | 1,482,988 | $18.1M | 1.81% | |
| 17 | KIDSOrthoPediatrics Corporation | 298,021 | $17.8M | 1.79% | |
| 18 | GNSSGenasys, Inc. | 4,349,544 | $17.3M | 1.74% | |
| 19 | CEVACEVA, Inc. | 368,037 | $15.9M | 1.60% | |
| 20 | QSequans Communications S.A. AD | 3,202,480 | $15.2M | 1.52% | |
| 21 | UCTTUltra Clean Holdings, Inc. | 246,627 | $14.1M | 1.42% | |
| 22 | LPSNUSDLivePerson, Inc. | 359,900 | $12.9M | 1.29% | |
| 23 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $12.2M | 1.23% | |
| 24 | TBCHTurtle Beach Corporation | 545,543 | $12.1M | 1.22% | |
| 25 | LMATLeMaitre Vascular, Inc. | 230,000 | $11.6M | 1.16% | |
| 26 | —LiqTech International, Inc. | 1,978,444 | $11.3M | 1.14% | |
| 27 | UTIUniversal Technical Institute, | 1,294,575 | $10.1M | 1.02% | |
| 28 | VERUEURVeru, Inc. | 1,712,268 | $10.1M | 1.01% | |
| 29 | VICRVicor Corporation | 79,000 | $10.0M | 1.01% | |
| 30 | DZSIQDZS, Inc. | 610,201 | $9.9M | 0.99% | |
| 31 | SPNEUSDSeaSpine Holdings Corp. | 710,950 | $9.7M | 0.97% | |
| 32 | —Gambling.com Group Ltd. | 926,028 | $9.4M | 0.94% | |
| 33 | PLBYPLBY Group,Inc. | 350,320 | $9.3M | 0.94% | |
| 34 | AMSCAmerican Superconductor Corp | 854,534 | $9.3M | 0.93% | |
| 35 | WPRTWestport Fuel Systems, Inc. | 3,832,047 | $9.1M | 0.91% | |
| 36 | SCTLRecro Pharma, Inc. (F4) | 5,081,901 | $8.7M | 0.87% | |
| 37 | —Assure Holdings Corp(CND/AMR) | 1,562,499 | $8.0M | 0.81% | |
| 38 | CTRNCiti Trends, Inc. | 81,914 | $7.8M | 0.78% | |
| 39 | —Zealand Pharma A/S (Denmark) | 347,226 | $7.7M | 0.77% | |
| 40 | —RADA Electronic Industries | 817,071 | $7.7M | 0.77% | |
| 41 | RDCMRADCOM, Ltd. (Israel) | 578,312 | $7.5M | 0.76% | |
| 42 | AIOTPowerFleet, Inc. | 1,577,446 | $7.5M | 0.75% | |
| 43 | SIENUSDSientra, Inc. | 2,003,984 | $7.4M | 0.74% | |
| 44 | NGSNatural Gas Services Group, In | 678,008 | $7.1M | 0.71% | |
| 45 | FRG1EURFranchise Group, Inc. | 131,912 | $6.9M | 0.69% | |
| 46 | GAIAGaia, Inc. | 801,236 | $6.9M | 0.69% | |
| 47 | —Orbital Energy Group, Inc. | 3,031,066 | $6.6M | 0.67% | |
| 48 | ADMAADMA Biologics, Inc. | 4,579,900 | $6.5M | 0.65% | |
| 49 | —Resonant, Inc. | 3,761,840 | $6.4M | 0.65% | |
| 50 | —GAN, Ltd. (London) | 691,682 | $6.4M | 0.64% | |
| 51 | —NeoGames S.A. (Luxembourg) | 226,500 | $6.3M | 0.63% | |
| 52 | LASRnLight, Inc. | 260,000 | $6.2M | 0.62% | |
| 53 | KRTKarat Packaging, Inc. | 305,986 | $6.2M | 0.62% | |
| 54 | BLZEBackblaze, Inc. | 365,000 | $6.2M | 0.62% | |
| 55 | SPROSpero Therapeutics, Inc. | 372,755 | $6.0M | 0.60% | |
| 56 | NUVBNuvation Bio, Inc. | 700,000 | $6.0M | 0.60% | |
| 57 | KOPNKopin Corporation | 1,446,746 | $5.9M | 0.59% | |
| 58 | LTRXLantronix, Inc. | 725,001 | $5.7M | 0.57% | |
| 59 | —voxeljet AG, ADR (Germany) | 894,649 | $5.3M | 0.53% | |
| 60 | ONEWOneWater Marine, Inc. - CL A | 76,571 | $4.7M | 0.47% | |
| 61 | BUEURBurcon NutraScience Corp. | 3,902,823 | $4.6M | 0.46% | |
| 62 | TLSTelos Corp. | 287,181 | $4.4M | 0.44% | |
| 63 | —Ideal Power @2.32 11/13/24 9.9 | 439,180 | $4.4M | 0.44% | |
| 64 | NDLSUSDNoodles & Co. | 480,403 | $4.4M | 0.44% | |
| 65 | PRNProfound Medical Corp. (U.S.) | 348,939 | $3.9M | 0.39% | |
| 66 | —INVO Bioscience, Inc. | 1,159,075 | $3.9M | 0.39% | |
| 67 | OPKOPKO Health, Inc. | 800,000 | $3.8M | 0.39% | |
| 68 | VMDViemed Healthcare, Inc. (Canad | 728,833 | $3.8M | 0.38% | |
| 69 | DHXDHI Group, Inc. | 601,000 | $3.8M | 0.38% | |
| 70 | —VIQ Solutions, Inc. | 1,559,259 | $3.6M | 0.36% | |
| 71 | —Apollo Endosurgery, Inc. | 428,640 | $3.6M | 0.36% | |
| 72 | —Minerva Surgical, Inc. | 699,581 | $3.6M | 0.36% | |
| 73 | ATOMAtomera Incorporated | 177,034 | $3.6M | 0.36% | |
| 74 | MOVEMovano, Inc. | 900,000 | $3.4M | 0.34% | |
| 75 | RSVRReservior Media, Inc. | 404,319 | $3.2M | 0.32% | |
| 76 | BITFBitfarms, Ltd. of Canada | 632,838 | $3.2M | 0.32% | |
| 77 | —Ideal Power @.001 (pre-funded) | 253,830 | $3.1M | 0.31% | |
| 78 | BLUBellus Health, Inc. | 380,000 | $3.1M | 0.31% | |
| 79 | —Ideal Power, Inc. | 235,271 | $2.8M | 0.28% | |
| 80 | NMTCNeuroOne Medical Technologies | 1,414,172 | $2.7M | 0.28% | |
| 81 | ECORGBPElectroCore, Inc. | 4,655,747 | $2.7M | 0.27% | |
| 82 | UGROurban-gro, Inc. | 255,470 | $2.7M | 0.27% | |
| 83 | EGLXEnthusiast Gaming Holdings, In | 897,100 | $2.6M | 0.26% | |
| 84 | —Greenbrook TMS, Inc. (Canada) | 606,847 | $2.6M | 0.26% | |
| 85 | POLWQ1847 Goedeker, Inc 5/26/22-12 | 2,000,000 | $2.4M | 0.24% | |
| 86 | NEONNeonode, Inc. | 263,169 | $2.3M | 0.23% | |
| 87 | CDNACareDx, Inc. | 50,000 | $2.3M | 0.23% | |
| 88 | ETONEton Pharmaceuticals, Inc. | 500,000 | $2.1M | 0.22% | |
| 89 | QUIKQuickLogic Corporation | 415,230 | $2.1M | 0.21% | |
| 90 | —The Real Good Food Company, In | 338,267 | $2.1M | 0.21% | |
| 91 | —Synchronoss Technologies, Inc. | 827,267 | $2.0M | 0.20% | |
| 92 | —eMagin Corp @.78 10/9/19-10/9/ | 3,000,000 | $2.0M | 0.20% | |
| 93 | —Limelight Networks, Inc. | 554,604 | $1.9M | 0.19% | |
| 94 | COOThe Cooper Companies, Inc. | 4,500 | $1.9M | 0.19% | |
| 95 | SERASera Prognostics, Inc. | 248,087 | $1.7M | 0.17% | |
| 96 | —Roth CH Acquisition III Co. | 168,600 | $1.7M | 0.17% | |
| 97 | QIPTQuipt Home Medical Corp. | 294,600 | $1.7M | 0.17% | |
| 98 | QTM1EURQuantum Corp. | 290,564 | $1.6M | 0.16% | |
| 99 | —eMagin Corporation | 1,119,887 | $1.4M | 0.14% | |
| 100 | ITIEURIteris, Inc. | 355,359 | $1.4M | 0.14% |
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