AWM Investment Company, Inc. Q4 2020 Filing
Filed February 12, 2021
Portfolio Value
$787.0M
Holdings
98
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (98 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | INFUInfusystem Holdings, Inc. | 2,000,000 | $37.6M | 4.77% | |
| 2 | AMSCAmerican Superconductor Corp | 1,268,670 | $29.7M | 3.78% | |
| 3 | GNSSGenasys Incorporated | 4,349,544 | $28.4M | 3.60% | |
| 4 | ARGXargenx SE - ADR (Netherlands) | 80,000 | $23.5M | 2.99% | |
| 5 | LPSNUSDLivePerson, Inc. | 360,000 | $22.4M | 2.85% | |
| 6 | TAUSDTravelCenters of America LLC | 674,800 | $22.0M | 2.80% | |
| 7 | OPRXOptimizeRx Corporation | 700,000 | $21.8M | 2.77% | |
| 8 | QSequans Communications S.A. AD | 3,214,540 | $19.4M | 2.47% | |
| 9 | RGENRepligen Corporation | 100,000 | $19.2M | 2.43% | |
| 10 | PIImpinj, Inc. | 451,377 | $18.9M | 2.40% | |
| 11 | LOVELovesac Company, The | 420,219 | $18.1M | 2.30% | |
| 12 | —NeoPhotonics Corporation | 1,920,722 | $17.5M | 2.22% | |
| 13 | CEVACEVA, Inc. | 382,268 | $17.4M | 2.21% | |
| 14 | —SharpSpring, Inc. | 1,018,604 | $16.6M | 2.11% | |
| 15 | WPRTWestport Fuel Systems, Inc. | 3,082,047 | $16.4M | 2.09% | |
| 16 | —LiqTech International, Inc. | 2,043,290 | $16.3M | 2.08% | |
| 17 | OOMAOoma, Inc. | 1,106,165 | $15.9M | 2.02% | |
| 18 | PPHMEURAvid Bioservices, Inc. | 1,233,000 | $14.2M | 1.81% | |
| 19 | KOPNKopin Corporation | 5,529,147 | $13.4M | 1.71% | |
| 20 | PFSWUSDPfsweb, Inc. | 1,994,021 | $13.4M | 1.71% | |
| 21 | KIDSOrthoPediatrics Corporation | 303,221 | $12.5M | 1.59% | |
| 22 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $11.9M | 1.51% | |
| 23 | TBCHTurtle Beach Corporation | 545,543 | $11.8M | 1.49% | |
| 24 | CTRNCiti Trends, Inc. | 230,000 | $11.4M | 1.45% | |
| 25 | CELHCelsius Holdings, Inc. | 225,000 | $11.3M | 1.44% | |
| 26 | —Resonant, Inc. | 4,169,213 | $11.0M | 1.40% | |
| 27 | —Zealand Pharma A/S (Denmark) | 297,226 | $10.8M | 1.37% | |
| 28 | —GAN, Ltd. (London) | 523,180 | $10.6M | 1.35% | |
| 29 | —NeoGames S.A. (Luxembourg) | 275,000 | $10.4M | 1.33% | |
| 30 | TLSTelos Corp. | 300,000 | $9.9M | 1.26% | |
| 31 | —RADA Electronic Industries,Ltd | 1,000,000 | $9.8M | 1.24% | |
| 32 | CNTCentury Casinos, Inc. | 1,522,888 | $9.7M | 1.24% | |
| 33 | LMATLeMaitre Vascular Inc. | 230,000 | $9.3M | 1.18% | |
| 34 | ATOMAtomera Incorporated | 578,658 | $9.3M | 1.18% | |
| 35 | MRAMEverspin Technology, Inc. | 1,878,597 | $8.6M | 1.10% | |
| 36 | VMDViemed Healthcare, Inc. (Canad | 1,085,000 | $8.5M | 1.08% | |
| 37 | ETONEton Pharmaceuticals, Inc. | 971,681 | $7.9M | 1.00% | |
| 38 | —Limelight Networks, Inc. | 1,972,688 | $7.9M | 1.00% | |
| 39 | SPNEUSDSeaSpine Holdings Corp. | 441,547 | $7.7M | 0.98% | |
| 40 | GAIAGaia, Inc. | 772,282 | $7.6M | 0.97% | |
| 41 | VICRVicor Corporation | 79,000 | $7.3M | 0.93% | |
| 42 | SPROSpero Therapeutics, Inc. | 372,755 | $7.2M | 0.92% | |
| 43 | PRNProfound Medical Corp. (U.S.) | 348,939 | $7.2M | 0.91% | |
| 44 | RDCMRADCOM, Ltd. (Israel) | 578,312 | $6.3M | 0.80% | |
| 45 | UCTTUltra Clean Holdings, Inc. | 185,391 | $5.8M | 0.73% | |
| 46 | RUNSunrun, Inc. | 82,244 | $5.7M | 0.73% | |
| 47 | —voxeljet AG, ADR (Germany) | 561,978 | $5.5M | 0.70% | |
| 48 | —Mohawk Group Holdings, Inc. | 310,038 | $5.3M | 0.68% | |
| 49 | ALTOAlto Ingredients, Inc. | 935,000 | $5.1M | 0.65% | |
| 50 | GRWGGrowGeneration Corp. | 125,000 | $5.0M | 0.64% | |
| 51 | ONEWOneWater Marine, Inc. - CL A | 171,487 | $5.0M | 0.63% | |
| 52 | AEHRAehr Test Systems | 1,898,534 | $4.8M | 0.61% | |
| 53 | —Medicenna Therapeutics Corp. | 1,000,000 | $4.7M | 0.59% | |
| 54 | —eMagin Corporation | 2,805,512 | $4.6M | 0.59% | |
| 55 | NGSNatural Gas Services Group | 478,824 | $4.5M | 0.58% | |
| 56 | CDNACareDx, Inc. | 60,000 | $4.3M | 0.55% | |
| 57 | LEAFLeaf Group, Ltd. | 929,500 | $4.3M | 0.55% | |
| 58 | FRG1EURFranchise Group, Inc. | 131,912 | $4.0M | 0.51% | |
| 59 | JYNTThe Joint Corp. | 152,181 | $4.0M | 0.51% | |
| 60 | NDLSUSDNoodles & Co. | 480,403 | $3.8M | 0.48% | |
| 61 | ELUTAziyo Biologics, Inc. | 257,377 | $3.5M | 0.45% | |
| 62 | —BioTelemetry, Inc. | 48,500 | $3.5M | 0.44% | |
| 63 | VERUEURVeru,Inc. | 400,000 | $3.5M | 0.44% | |
| 64 | —Exicure, Inc. | 1,900,000 | $3.4M | 0.43% | |
| 65 | OPKOPKO Health, Inc. | 800,000 | $3.2M | 0.40% | |
| 66 | —eMagin Corp @.78 10/9/19-10/9/ | 3,000,000 | $3.1M | 0.40% | |
| 67 | —Misonix, Inc. | 249,239 | $3.1M | 0.40% | |
| 68 | NEONNeonode, Inc. | 456,620 | $3.1M | 0.39% | |
| 69 | —Soleno Therapeutics, Inc. | 1,550,000 | $3.0M | 0.38% | |
| 70 | QUIKQuickLogic Corporation | 775,222 | $2.9M | 0.37% | |
| 71 | —Boingo Wireless, Inc. | 222,537 | $2.8M | 0.36% | |
| 72 | —Ideal Power @2.32 11/13/24 9.9 | 439,180 | $2.8M | 0.36% | |
| 73 | —Health Science Acquisitions Co | 200,000 | $2.6M | 0.33% | |
| 74 | RETAEURReata Pharmaceuticals, Inc. | 20,000 | $2.5M | 0.31% | |
| 75 | —Ideal Power, Inc. | 284,793 | $2.3M | 0.30% | |
| 76 | AQMSEURAqua Metals, Inc. | 742,570 | $2.2M | 0.28% | |
| 77 | EMKREUREMCORE Corp. | 392,801 | $2.1M | 0.27% | |
| 78 | —Ideal Power @.001 (pre-funded) | 253,830 | $2.1M | 0.26% | |
| 79 | ITIEURIteris, Inc. | 355,359 | $2.0M | 0.26% | |
| 80 | TCMDTactile Systems Technology | 43,560 | $2.0M | 0.25% | |
| 81 | —INVO Bioscience, Inc. | 625,000 | $1.9M | 0.24% | |
| 82 | PGNYProgyny, Inc. | 40,000 | $1.7M | 0.22% | |
| 83 | PRTCPureTech Health PLC. - ADR | 30,000 | $1.7M | 0.21% | |
| 84 | COOThe Cooper Companies, Inc. | 4,500 | $1.6M | 0.21% | |
| 85 | CTSOCytoSorbents Corp. | 200,000 | $1.6M | 0.20% | |
| 86 | DCTHDelcath Systems, Inc. | 87,000 | $1.6M | 0.20% | |
| 87 | IDNIntellicheck, Inc. | 125,010 | $1.4M | 0.18% | |
| 88 | AIOTPowerfleet, Inc. | 190,000 | $1.4M | 0.18% | |
| 89 | CYRXCryoport, Inc. | 30,000 | $1.3M | 0.17% | |
| 90 | YTRAYatra Online, Inc. (India) | 656,624 | $1.3M | 0.16% | |
| 91 | BLUBellus Health, Inc. | 400,000 | $1.2M | 0.16% | |
| 92 | NNDMNano Dimension, Ltd. ADR (Isra | 120,712 | $1.1M | 0.14% | |
| 93 | UTIUniversal Technical Institute, | 158,781 | $1.0M | 0.13% | |
| 94 | —5:01 Acquition Corp. | 100,000 | $1.0M | 0.13% | |
| 95 | SPRBSpruce Biosciences, Inc. | 40,000 | $972K | 0.12% | |
| 96 | BCBEURPrimo Water Corp. | 61,142 | $959K | 0.12% | |
| 97 | —Magal Security System, Ltd (Is | 231,618 | $899K | 0.11% | |
| 98 | —Ocean Power Technologies @3.85 | 714,280 | $829K | 0.11% | |
| 99 | —Zealand Pharma A/S ADR (Denmar | 19,981 | $718K | 0.09% | |
| 100 | VITLVital Farms, Inc. | 25,000 | $633K | 0.08% |
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